13F HOLDINGS REPORT

Shaker Financial Services, LLC

Quarter ended Q3 2023 · Filed August 7, 2023 · Accession 0001172661-23-002777

Total Value

$228.9M

Positions

159

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (159)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SRH TOTAL RETURN FUND INC	STEW	593,426	$7.9M	3.44%
2	GABELLI DIVID & INCOME TR	36242H104	352,452	$7.4M	3.25%
3	CENTRAL SECS CORP	155123102	194,323	$7.1M	3.10%
4	EATON VANCE TX ADV GLBL DIV	ETN	392,328	$6.6M	2.86%
5	NUVEEN DOW 30 DYNMC OVERWRT	NU	429,758	$6.2M	2.70%
6	BLACKROCK ENHANCED EQUITY DI	BLK	655,940	$5.5M	2.39%
7	GENERAL AMERN INVS CO INC	368802104	116,895	$4.9M	2.13%
8	ROYCE VALUE TR INC	RVT	333,244	$4.6M	2.01%
9	SPROTT FOCUS TR INC	SII	550,834	$4.4M	1.91%
10	SOURCE CAP INC	SOR	111,632	$4.3M	1.87%
11	BLACKROCK DEBT STRATEGIES FD	BLK	409,610	$4.0M	1.75%
12	ALLSPRING INCOME OPPORTUNIT	EAD	539,661	$3.5M	1.53%
13	EATON VANCE TAX-MANAGED GLOB	ETN	431,994	$3.4M	1.49%
14	HIGHLAND GLOBAL ALLOCATION F	HGLB	394,874	$3.4M	1.49%
15	NUVEEN S&P 500 BUY-WRITE INC	NU	242,230	$3.3M	1.43%
16	CALAMOS LNG SHR EQT DYNAMIC	12812C106	210,057	$3.2M	1.42%
17	VIRTUS GLOBAL MULTI-SECTOR I	VGI	411,802	$3.1M	1.34%
18	LIBERTY ALL-STAR GROWTH FD I	529900102	562,719	$3.0M	1.33%
19	VOYA GLBL ADV & PREM OPP FD	92912R104	328,889	$2.8M	1.23%
20	ADAMS DIVERSIFIED EQUITY FD	006212104	164,908	$2.8M	1.21%
21	CALAMOS GBL DYN INCOME FUND	12811L107	451,359	$2.7M	1.19%
22	FIRST TR ENHANCED EQUITY INC	337318109	152,780	$2.7M	1.17%
23	NUVEEN SR INCOME FD	NU	569,336	$2.6M	1.15%
24	EATON VANCE SR FLTNG RTE TR	ETN	221,220	$2.6M	1.14%
25	SPECIAL OPPORTUNITIES FD INC	84741T104	226,137	$2.5M	1.11%
26	FRANKLIN LTD DURATION INCOME	FTF	397,792	$2.5M	1.07%
27	RIVERNORTH DOUBLELINE STRATE	OPP-PC	282,736	$2.4M	1.05%
28	NUVEEN S&P 500 DYNAMIC OVERW	6706EW100	151,233	$2.4M	1.05%
29	PIONEER DIVERSIFIED HIGH INC	723653101	237,066	$2.4M	1.05%
30	EUROPEAN EQUITY FD INC	298768102	276,886	$2.4M	1.04%
31	SWISS HELVETIA FD INC	SWZ	289,157	$2.4M	1.04%
32	PIONEER HIGH INCOME FUND INC	72369H106	348,092	$2.3M	1.02%
33	EATON VANCE TAX ADVT DIV INC	ETN	98,767	$2.2M	0.98%
34	EATON VANCE TAX-MANAGED GLOB	ETN	263,227	$2.2M	0.95%
35	EATON VANCE LTD DURATION INC	ETN	229,645	$2.1M	0.94%
36	NUVEEN PFD & INCOME SECS FD	NU	334,224	$2.1M	0.94%
37	NUVEEN CORE EQUITY ALPHA FD	NU	164,508	$2.1M	0.93%
38	EATON VANCE FLTING RATE INC	ETN	175,435	$2.0M	0.90%
39	NEW GERMANY FD INC	644465106	220,862	$2.0M	0.87%
40	TRI CONTL CORP	895436103	70,746	$1.9M	0.85%
41	APOLLO TACTICAL INCOME FD IN	037638103	150,946	$1.9M	0.84%
42	NUVEEN MULTI ASSET INCOME FU	670750108	157,241	$1.9M	0.82%
43	RIVERNORTH OPPORTUNITIES FD	76881Y109	160,715	$1.8M	0.80%
44	HANCOCK JOHN INVT TR II	410142103	144,945	$1.8M	0.80%
45	CLOUGH GLOBAL OPPORTUNITIES	GLO	364,636	$1.8M	0.80%
46	BANCROFT FD LTD	059695106	106,701	$1.8M	0.80%
47	CALAMOS STRATEGIC TOTAL RETU	CSQ	122,271	$1.8M	0.79%
48	PIMCO INCOME STRATEGY FD	72201H108	215,945	$1.8M	0.78%
49	BLACKROCK CORPOR HI YLD FD I	BLK	200,048	$1.8M	0.78%
50	EATON VANCE ENHANCED EQUITY	ETN	98,821	$1.8M	0.77%
51	ALLSPRING GLOBAL DIVIDEND OP	EOD	394,154	$1.8M	0.77%
52	BLACKSTONE LONG SHORT CR INC	BGX	153,064	$1.7M	0.76%
53	ADVENT CONV & INCOME FD	00764C109	140,760	$1.6M	0.72%
54	ABRDN GLOBAL DYNAMIC DIVIDEN	AGD	169,038	$1.6M	0.70%
55	PIMCO INCOME STRATEGY FD II	72201J104	221,045	$1.6M	0.70%
56	BLACKROCK LTD DURATION INCOM	BLK	120,680	$1.6M	0.68%
57	FIRST TR INTER DURATN PFD &	33718W103	99,592	$1.5M	0.67%
58	JOHN HANCOCK HEDGED EQUITY &	HEQ	135,827	$1.5M	0.64%
59	FIRST TR HIGH INCOME LONG /	33738E109	127,676	$1.5M	0.64%
60	EATON VANCE TAX MNGED BUY WR	ETN	103,652	$1.4M	0.63%
61	ALLSPRING MULTI SECTOR INCOM	ERC	149,947	$1.4M	0.61%
62	ECOFIN SUSTAINABLE AND SOCIA	27901F109	105,931	$1.3M	0.58%
63	BNY MELLON HIGH YIELD STRATE	DHF	585,665	$1.3M	0.57%
64	WESTERN ASSET EMERGING MKTS	95766A101	146,883	$1.3M	0.56%
65	ROYCE MICRO-CAP TR INC	RMT	142,573	$1.2M	0.54%
66	EATON VANCE TAX-MANAGED BUY-	ETN	95,333	$1.2M	0.53%
67	PGIM SHORT DUR HIG YLD OPP F	69355J104	79,823	$1.2M	0.52%
68	COHEN & STEERS CLOSED-END OP	19248P106	108,816	$1.2M	0.51%
69	VOYA ASIA PAC HIGH DIV EQT I	92912J102	184,489	$1.1M	0.49%
70	COHEN & STEERS LTD DURATION	19248C105	61,633	$1.1M	0.49%
71	INVESCO HIGH INCOME TR II	IVZ	106,664	$1.1M	0.49%
72	PIMCO DYNAMIC INCOME OPRNTS	69355M107	84,046	$1.1M	0.49%
73	NUVEEN PFD & INCOME OPPORTUN	NU	166,631	$1.1M	0.47%
74	HANCOCK JOHN PFD INCOME FD	41013W108	71,030	$1.1M	0.47%
75	TEMPLETON DRAGON FD INC	88018T101	118,649	$1.1M	0.47%
76	TAIWAN FD INC	874036106	33,921	$1.1M	0.46%
77	FIRST TR SR FLTG RATE INCOME	33733U108	106,695	$1.1M	0.46%
78	BLACKSTONE SENI FLTN RAT 202	BX	76,265	$977,718	0.43%
79	NUVEEN REAL ASSET INCOME & G	67074Y105	81,804	$941,319	0.41%
80	BLACKROCK ENHANCD CAP & INM	BLK	48,528	$898,254	0.39%
81	MEXICO EQUITY & INCOME FD	592834105	88,775	$891,426	0.39%
82	TEKLA LIFE SCIENCES INVS	HQL	65,186	$882,619	0.39%
83	NUVEEN SHORT DURATION CR OPP	NU	74,251	$865,841	0.38%
84	SPDR S&P 500 ETF TR	SPY	1,950	$864,396	0.38%
85	ARES DYNAMIC CR ALLOCATION F	04014F102	66,749	$823,016	0.36%
86	ANGEL OAK FINL STRATEGIES IN	03464A100	69,302	$818,457	0.36%
87	ROYCE GLOBAL VALUE TR INC	RGT	86,162	$796,137	0.35%
88	WESTERN ASSET DIVERSIFIED IN	WDI	56,562	$769,483	0.34%
89	PGIM GLOBAL HIGH YIELD FD FO	69346J106	70,111	$769,118	0.34%
90	VIRTUS DIVERSIFIED INCM & CO	92840N100	37,650	$758,822	0.33%
91	PIONEER FLOATING RATE FUND I	PHD	86,286	$748,963	0.33%
92	EATON VANCE SHORT DURATION D	ETN	74,140	$727,314	0.32%
93	BRANDYWINEGBL GBL INCM OPP F	10537L104	88,996	$722,518	0.32%
94	HANCOCK JOHN INVT TR	41013P749	144,901	$679,586	0.30%
95	FIRST TR HIGH YIELD OPPRT 20	33741Q107	48,835	$670,017	0.29%
96	MFS CHARTER INCOME TR	MCR	104,991	$662,494	0.29%
97	NUVEEN FLOATING RATE INCOME	6706EN100	83,333	$656,165	0.29%
98	INVESCO SR INCOME TR	IVZ	169,967	$654,373	0.29%
99	NEUBERGER BERMAN NEXT GENERA	NBXG	59,168	$645,523	0.28%
100	TEMPLETON EMERGING MKTS INCO	880192109	125,269	$645,136	0.28%
101	NUVEEN GLOBAL HIGH INCOME FD	NU	56,583	$637,889	0.28%
102	PUTNAM PREMIER INCOME TR	PPT	175,514	$621,120	0.27%
103	CHINA FD INC	169373107	53,424	$591,404	0.26%
104	MFS SPL VALUE TR	55274E102	138,971	$567,000	0.25%
105	NUVEEN TAXABLE MUNICPAL INM	NU	34,918	$550,238	0.24%
106	JAPAN SMALLER CAPITALIZATION	JOF	75,633	$544,558	0.24%
107	PGIM HIGH YIELD BOND FUND IN	ISD	42,230	$524,500	0.23%
108	MORGAN STANLEY CHINA A SH FD	MS-PQ	40,329	$512,581	0.22%
109	CLOUGH GLOBAL EQUITY FD	18914C100	80,870	$504,629	0.22%
110	TEMPLETON GLOBAL INCOME FD	880198106	119,315	$493,965	0.22%
111	EATON VANCE ENHANCED EQUITY	ETN	29,814	$491,633	0.21%
112	MEXICO FD INC	592835102	28,430	$477,056	0.21%
113	FIRST TR DYNAMIC EUROPE EQUI	33740D107	33,053	$433,160	0.19%
114	CLOUGH GLOBAL DIVID & INCOME	18913Y103	77,731	$431,408	0.19%
115	WESTERN ASSET HIGH INCOME OP	HIO	110,200	$418,116	0.18%
116	FIRST TR SPECIALTY FIN & FIN	33733G109	126,660	$412,912	0.18%
117	ABRDN JAPAN EQUITY FUND INC	JEQ	66,473	$403,492	0.18%
118	NUVEEN FLOATING RATE INCOME	67072T108	50,401	$401,123	0.18%
119	VIRTUS CONVERTIBLE & INC FD	92838U108	123,401	$387,480	0.17%
120	ABRDN EMRG MKTS EQTY INCM FD	AEF	73,698	$382,493	0.17%
121	MFS MULTIMARKET INCOME TR	MMT	81,320	$366,753	0.16%
122	CALAMOS GLOBAL TOTAL RETURN	CGO	37,260	$361,422	0.16%
123	VIRTUS DIVIDEND INTEREST & P	NFJ	27,652	$337,631	0.15%
124	VOYA EMERGING MKTS HIGH DIVI	92912P108	64,419	$336,268	0.15%
125	FRANKLIN UNVL TR	355145103	48,982	$329,649	0.14%
126	FIRST TR ENERGY INFRASTRCTR	33738C103	22,370	$328,839	0.14%
127	TEMPLETON EMERGING MKTS FD	880191101	26,752	$316,744	0.14%
128	PUTNAM MASTER INTER INCOME T	746909100	98,987	$314,654	0.14%
129	NEUBERGER BERMAN REAL ESTATE	NRO	103,485	$314,595	0.14%
130	BLACKROCK ENHANCED INTL DIV	BLK	57,100	$310,624	0.14%
131	RIVERNORTH CAP AND INCM FD I	76882B108	19,413	$299,349	0.13%
132	KOREA FD INC	500634209	12,746	$294,943	0.13%
133	TEKLA HEALTHCARE INVS	HQH	16,941	$288,851	0.13%
134	ABRDN AUSTRALIA EQUITY FD IN	003011103	66,594	$287,021	0.13%
135	LAZARD GLOBAL TOTAL RETURN &	LAZ	18,062	$281,948	0.12%
136	THORNBURG INCM BUILDER OPP T	885213108	17,500	$266,525	0.12%
137	ABRDN ASIA PACIFIC INCOME FU	ABAKF	92,710	$250,317	0.11%
138	VIRTUS CONVERTIBLE & INCOME	92838X102	70,200	$246,683	0.11%
139	BLACKROCK HEALTH SCIENCES TE	BLK	15,000	$246,300	0.11%
140	BLACKROCK INNOVATION AND GRW	BLK	30,000	$235,500	0.10%
141	INVESCO QQQ TR	IVZ	626	$231,573	0.10%
142	EATON VANCE TAX-ADVANTAGED G	ETN	10,000	$229,600	0.10%
143	NUVEEN REAL ESTATE INCOME FD	NU	28,405	$215,878	0.09%
144	APPLE INC	AAPL	1,100	$213,367	0.09%
145	HANCOCK JOHN PFD INCOME FD I	41013X106	14,035	$211,789	0.09%
146	INVESCO HIG INCM 2023 TARG T	IVZ	27,964	$207,493	0.09%
147	EATON VANCE TAX-MANAGED DIVE	ETN	16,000	$199,360	0.09%
148	ELLSWORTH GROWTH & INCOME FD	289074106	22,059	$189,708	0.08%
149	INVESCO BD FD	IVZ	11,810	$175,733	0.08%
150	MACQUARIE / FIRST TR GLOBAL	55607W100	22,469	$175,259	0.08%
151	BNY MELLON ALCENTRA GLOBAL C	05588N108	21,979	$165,942	0.07%
152	NUVEEN CORE PLUS IMPACT FUND	NPCT	14,202	$142,773	0.06%
153	VOYA GLBL EQTY DIV & PREM OP	92912T100	27,162	$139,613	0.06%
154	MORGAN STANLEY EMERGING MKTS	MS-PQ	26,571	$126,744	0.06%
155	NUVEEN CR STRATEGIES INCOME	NU	24,000	$122,341	0.05%
156	PRINCIPAL REAL ESTATE INCOME	PGZ	11,315	$107,040	0.05%
157	BLACKROCK CR ALLOCATION INCO	BLK	10,415	$105,713	0.05%
158	VIRTUS TOTAL RETURN FD INC	92835W107	17,054	$103,689	0.05%
159	EATON VANCE SR INCOME TR	ETN	16,731	$91,352	0.04%