CUSIP 6706EN100
NUVEEN FLOATING RATE INCOME
118 institutions · $84.3M total · 11,529,610 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,287,136 | $10.0M | 11.16% | 2023-09-30 |
| 2 | MORGAN STANLEY | 1,069,301 | $8.3M | 9.27% | 2023-09-30 |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 793,641 | $6.4M | 6.88% | 2023-09-30 |
| 4 | GUGGENHEIM CAPITAL LLC | 560,192 | $4.4M | 4.85% | 2023-09-30 |
| 5 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 503,188 | $3.9M | 4.36% | 2023-09-30 |
| 6 | Raymond James Financial Services Advisors, Inc. | 483,872 | $3.8M | 4.19% | 2023-09-30 |
| 7 | GOLDMAN SACHS GROUP INC | 432,590 | $3.5M | 3.75% | 2024-03-31 |
| 8 | Advisors Asset Management, Inc. | 374,905 | $2.9M | 3.25% | 2023-09-30 |
| 9 | Invesco Ltd. | 357,860 | $2.8M | 3.10% | 2023-09-30 |
| 10 | Logan Stone Capital, LLC | 329,632 | $2.6M | 2.85% | 2023-09-30 |
| 11 | CAPTRUST FINANCIAL ADVISORS | 316,735 | $2.5M | 2.74% | 2023-06-30 |
| 12 | RAYMOND JAMES & ASSOCIATES | 307,596 | $2.4M | 2.66% | 2023-09-30 |
| 13 | AQR Arbitrage LLC | 224,550 | $1.8M | 1.94% | 2023-09-30 |
| 14 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 204,303 | $1.6M | 1.77% | 2023-09-30 |
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 192,671 | $1.5M | 1.67% | 2023-09-30 |
| 16 | Aviance Capital Partners, LLC | 191,579 | $1.5M | 1.66% | 2023-09-30 |
| 17 | RFG Advisory, LLC | 186,464 | $1.5M | 1.61% | 2023-09-30 |
| 18 | UBS Group AG | 179,296 | $1.4M | 1.55% | 2023-09-30 |
| 19 | ENVESTNET ASSET MANAGEMENT INC | 141,948 | $1.1M | 1.23% | 2023-09-30 |
| 20 | AMERIPRISE FINANCIAL INC | 135,293 | $1.1M | 1.17% | 2023-09-30 |
| 21 | ADVISOR GROUP HOLDINGS, INC. | 135,017 | $1.1M | 1.17% | 2023-09-30 |
| 22 | MISSION WEALTH MANAGEMENT, LP | 134,200 | $1.0M | 1.16% | 2023-09-30 |
| 23 | Royal Bank of Canada | 128,229 | $1.0M | 1.11% | 2023-09-30 |
| 24 | Saba Capital Management, L.P. | 118,559 | $924.8K | 1.02% | 2023-09-30 |
| 25 | Congress Park Capital LLC | 100,000 | $780.0K | 0.86% | 2023-09-30 |
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 98,596 | $769.0K | 0.85% | 2023-09-30 |
| 27 | LPL Financial LLC | 95,057 | $741.4K | 0.82% | 2023-09-30 |
| 28 | Capital Investment Advisors, LLC | 93,298 | $727.7K | 0.80% | 2023-09-30 |
| 29 | 1607 Capital Partners, LLC | 89,800 | $700.4K | 0.77% | 2023-09-30 |
| 30 | Shaker Financial Services, LLC | 83,333 | $656.2K | 0.72% | 2023-09-30 |
| 31 | Alpine Global Management, LLC | 83,780 | $653.5K | 0.72% | 2024-06-30 |
| 32 | Almitas Capital LLC | 75,648 | $596.1K | 0.65% | 2023-09-30 |
| 33 | WELLS FARGO & COMPANY/MN | 72,330 | $564.2K | 0.62% | 2023-09-30 |
| 34 | Cerity Partners LLC | 63,000 | $491.4K | 0.54% | 2023-09-30 |
| 35 | HighTower Advisors, LLC | 60,112 | $472.0K | 0.52% | 2023-09-30 |
| 36 | Next Capital Management LLC | 59,807 | $466.5K | 0.51% | 2023-09-30 |
| 37 | Gladstone Institutional Advisory LLC | 57,320 | $447.1K | 0.49% | 2023-09-30 |
| 38 | HORIZON KINETICS ASSET MANAGEMENT LLC | 56,673 | $442.0K | 0.49% | 2023-09-30 |
| 39 | Farther Finance Advisors, LLC | 41,904 | $336.1K | 0.36% | 2024-03-31 |
| 40 | Virtus ETF Advisers LLC | 39,840 | $310.8K | 0.34% | 2023-09-30 |
| 41 | Sigma Planning Corp | 34,931 | $272.5K | 0.30% | 2023-09-30 |
| 42 | D.A. DAVIDSON & CO. | 34,572 | $269.7K | 0.29% | 2023-09-30 |
| 43 | OPPENHEIMER & CO INC | 31,844 | $248.4K | 0.27% | 2023-09-30 |
| 44 | Future Financial Wealth Managment LLC | 30,487 | $237.8K | 0.26% | 2023-09-30 |
| 45 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 28,766 | $224.7K | 0.24% | 2023-03-31 |
| 46 | Kovack Advisors, Inc. | 28,718 | $224.0K | 0.24% | 2023-09-30 |
| 47 | Ahrens Investment Partners LLC | 25,900 | $207.7K | 0.22% | 2023-06-30 |
| 48 | NewEdge Advisors, LLC | 25,400 | $198.1K | 0.22% | 2023-09-30 |
| 49 | FourThought Financial Partners, LLC | 24,579 | $191.7K | 0.21% | 2023-09-30 |
| 50 | ProVise Management Group, LLC | 23,725 | $190.3K | 0.20% | 2023-09-30 |
| 51 | WORLD EQUITY GROUP, INC. | 14,092 | $183.1K | 0.12% | 2024-06-30 |
| 52 | INTEGRATED CAPITAL MANAGEMENT, INC. | 20,920 | $163.2K | 0.18% | 2023-09-30 |
| 53 | B. Riley Wealth Advisors, Inc. | 20,698 | $163.0K | 0.17% | 2023-09-30 |
| 54 | Integrated Wealth Concepts LLC | 20,383 | $159.0K | 0.17% | 2023-09-30 |
| 55 | Klingman & Associates, LLC | 20,038 | $156.3K | 0.17% | 2023-09-30 |
| 56 | JONES ROAD CAPITAL MANAGEMENT, L.P. | 20,000 | $156.0K | 0.17% | 2023-09-30 |
| 57 | Integrated Advisors Network LLC | 19,485 | $152.0K | 0.16% | 2023-09-30 |
| 58 | AXXCESS WEALTH MANAGEMENT, LLC | 18,512 | $148.5K | 0.16% | 2023-06-30 |
| 59 | Western Wealth Management, LLC | 18,444 | $147.9K | 0.15% | 2023-09-30 |
| 60 | Lido Advisors, LLC | 18,408 | $147.6K | 0.15% | 2023-06-30 |
| 61 | Transform Wealth, LLC | 15,519 | $122.2K | 0.13% | 2023-09-30 |
| 62 | Ameritas Advisory Services, LLC | 15,217 | $118.1K | 0.13% | 2023-09-30 |
| 63 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,096 | $117.7K | 0.13% | 2023-09-30 |
| 64 | SHEETS SMITH WEALTH MANAGEMENT | 14,400 | $112.3K | 0.12% | 2023-09-30 |
| 65 | Apollon Wealth Management, LLC | 13,894 | $108.4K | 0.12% | 2023-09-30 |
| 66 | TRUIST FINANCIAL CORP | 12,876 | $100.6K | 0.11% | 2023-03-31 |
| 67 | MELFA WEALTH MANAGEMENT, LLC | 12,666 | $98.8K | 0.10% | 2023-09-30 |
| 68 | Koshinski Asset Management, Inc. | 12,553 | $97.9K | 0.10% | 2023-09-30 |
| 69 | IFG Advisory, LLC | 12,500 | $97.5K | 0.10% | 2023-09-30 |
| 70 | Wealth Alliance Advisory Group, LLC | 12,412 | $96.8K | 0.10% | 2023-09-30 |
| 71 | Walleye Capital LLC | 12,134 | $94.6K | 0.10% | 2023-09-30 |
| 72 | CULLEN/FROST BANKERS, INC. | 12,000 | $93.6K | 0.10% | 2023-09-30 |
| 73 | Yakira Capital Management, Inc. | 11,428 | $89.1K | 0.09% | 2023-09-30 |
| 74 | Weiss Asset Management LP | 11,087 | $86.6K | 0.09% | 2023-03-31 |
| 75 | SYNOVUS FINANCIAL CORP | 11,065 | $86.4K | 0.09% | 2023-03-31 |
| 76 | CTC Capital Management, LLC | 10,730 | $86.1K | 0.09% | 2023-06-30 |
| 77 | CTC Alternative Strategies, Ltd. | 10,730 | $83.7K | 0.09% | 2023-09-30 |
| 78 | Vivaldi Capital Management LP | 10,000 | $78.0K | 0.08% | 2023-09-30 |
| 79 | CoreCap Advisors, LLC | 9,290 | $72.6K | 0.08% | 2023-03-31 |
| 80 | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | 8,750 | $68.3K | 0.07% | 2023-09-30 |
| 81 | Steward Partners Investment Advisory, LLC | 8,638 | $67.4K | 0.07% | 2023-09-30 |
| 82 | Belpointe Asset Management LLC | 8,250 | $66.2K | 0.07% | 2023-06-30 |
| 83 | JPMORGAN CHASE & CO | 7,414 | $59.0K | 0.06% | 2023-06-30 |
| 84 | HOLLENCREST CAPITAL MANAGEMENT | 6,120 | $47.7K | 0.05% | 2023-09-30 |
| 85 | PNC Financial Services Group, Inc. | 5,000 | $39.0K | 0.04% | 2023-09-30 |
| 86 | GPS Wealth Strategies Group, LLC | 4,400 | $34.3K | 0.03% | 2023-09-30 |
| 87 | CoreFirst Bank & Trust | 3,192 | $24.9K | 0.02% | 2023-09-30 |
| 88 | ICA Group Wealth Management, LLC | 3,000 | $23.4K | 0.02% | 2023-09-30 |
| 89 | Hexagon Capital Partners LLC | 2,955 | $23.0K | 0.02% | 2023-09-30 |
| 90 | Gradient Investments LLC | 2,729 | $21.3K | 0.02% | 2023-09-30 |
| 91 | American Portfolios Advisors | 2,000 | $20.3K | 0.01% | 2023-03-31 |
| 92 | McIlrath & Eck, LLC | 1,647 | $12.8K | 0.01% | 2023-09-30 |
| 93 | Accel Wealth Management | 1,170 | $9.4K | 0.01% | 2023-06-30 |
| 94 | Princeton Global Asset Management LLC | 1,040 | $8.1K | 0.00% | 2023-09-30 |
| 95 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,024 | $8.0K | 0.00% | 2023-09-30 |
| 96 | Glen Eagle Advisors, LLC | 705 | $5.5K | 0.00% | 2024-06-30 |
| 97 | NATIONAL BANK OF CANADA /FI/ | 600 | $4.7K | 0.00% | 2023-09-30 |
| 98 | Beacon Capital Management, LLC | 477 | $3.7K | 0.00% | 2023-12-31 |
| 99 | SIT INVESTMENT ASSOCIATES INC | 328,965 | $2.6K | 2.85% | 2023-09-30 |
| 100 | Fortis Capital Advisors, LLC | 250 | $2.0K | 0.00% | 2023-06-30 |
| 101 | PARK AVENUE SECURITIES LLC | 129,029 | $1.0K | 1.11% | 2023-09-30 |
| 102 | COHEN & STEERS, INC. | 127,756 | $996 | 1.10% | 2023-09-30 |
| 103 | Cambridge Investment Research Advisors, Inc. | 61,968 | $483 | 0.53% | 2023-09-30 |
| 104 | COMMONWEALTH EQUITY SERVICES, LLC | 57,573 | $449 | 0.49% | 2023-09-30 |
| 105 | IFP Advisors, Inc | 57 | $449 | 0.00% | 2023-12-31 |
| 106 | WEDBUSH SECURITIES INC | 37,800 | $295 | 0.32% | 2023-09-30 |
| 107 | Lindbrook Capital, LLC | 28 | $218 | 0.00% | 2023-09-30 |
| 108 | WINTRUST INVESTMENTS LLC | 15,238 | $119 | 0.13% | 2023-09-30 |
| 109 | Virtu Financial LLC | 12,708 | $99 | 0.11% | 2023-09-30 |
| 110 | CWM, LLC | 9,725 | $76 | 0.08% | 2023-09-30 |
| 111 | SIGNATUREFD, LLC | 10 | $75 | 0.00% | 2023-09-30 |
| 112 | Rockefeller Capital Management L.P. | 2,724 | $21 | 0.02% | 2023-03-31 |
| 113 | BESSEMER GROUP INC | 1,301 | $10 | 0.01% | 2023-09-30 |
| 114 | HUNTINGTON NATIONAL BANK | 1 | $8 | 0.00% | 2025-12-31 |
| 115 | FNY Investment Advisers, LLC | 600 | $4 | 0.00% | 2023-09-30 |
| 116 | Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% | 2023-03-31 |
| 117 | Advisory Services Network, LLC | 0 | $0 | 0.00% | 2023-06-30 |
| 118 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2023-09-30 |