13F HOLDINGS REPORT

Shaker Financial Services, LLC

Quarter ended Q2 2023 · Filed May 8, 2023 · Accession 0001172661-23-001888

Total Value

$228.8M

Positions

152

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (152)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	SRH TOTAL RETURN FUND INC	STEW	651,268	$8.0M	3.50%
2	GABELLI DIVID & INCOME TR	36242H104	379,996	$7.9M	3.45%
3	ROYCE VALUE TR INC	RVT	529,857	$7.2M	3.14%
4	SOURCE CAP INC	SOR	155,302	$5.9M	2.57%
5	CENTRAL SECS CORP	155123102	167,552	$5.8M	2.55%
6	FIRST TR ENHANCED EQUITY INC	337318109	352,707	$5.8M	2.55%
7	EATON VANCE TX ADV GLBL DIV	ETN	336,305	$5.4M	2.37%
8	EATON VANCE TAX-MANAGED GLOB	ETN	546,632	$4.4M	1.93%
9	BLACKROCK DEBT STRATEGIES FD	BLK	438,950	$4.2M	1.82%
10	GENERAL AMERN INVS CO INC	368802104	106,408	$4.1M	1.81%
11	SPROTT FOCUS TR INC	SII	502,647	$4.1M	1.78%
12	ADAMS DIVERSIFIED EQUITY FD	006212104	260,839	$4.1M	1.77%
13	EATON VANCE TAX-MANAGED GLOB	ETN	502,704	$3.9M	1.72%
14	NUVEEN DOW 30 DYNMC OVERWRT	NU	262,625	$3.9M	1.72%
15	LIBERTY ALL-STAR GROWTH FD I	529900102	639,186	$3.4M	1.48%
16	PIONEER HIGH INCOME FUND INC	72369H106	494,963	$3.3M	1.45%
17	ALLSPRING INCOME OPPORTUNIT	EAD	505,148	$3.2M	1.41%
18	VOYA GLBL ADV & PREM OPP FD	92912R104	372,304	$3.2M	1.39%
19	EATON VANCE SR FLTNG RTE TR	ETN	266,923	$3.0M	1.32%
20	VIRTUS GLOBAL MULTI-SECTOR I	VGI	382,917	$3.0M	1.30%
21	CALAMOS LNG SHR EQT DYNAMIC	12812C106	191,983	$3.0M	1.30%
22	CALAMOS GBL DYN INCOME FUND	12811L107	462,858	$2.8M	1.21%
23	EATON VANCE TAX ADVT DIV INC	ETN	122,320	$2.8M	1.21%
24	NUVEEN SR INCOME FD	NU	592,354	$2.8M	1.20%
25	ABRDN GLOBAL DYNAMIC DIVIDEN	AGD	291,551	$2.7M	1.19%
26	HIGHLAND GLOBAL ALLOCATION F	HGLB	291,751	$2.6M	1.15%
27	RIVERNORTH DOUBLELINE STRATE	OPP-PC	305,510	$2.6M	1.14%
28	FRANKLIN LTD DURATION INCOME	FTF	419,427	$2.6M	1.13%
29	RIVERNORTH OPPORTUNITIES FD	76881Y109	227,746	$2.6M	1.13%
30	PIONEER DIVERSIFIED HIGH INC	723653101	238,785	$2.4M	1.06%
31	EATON VANCE ENHANCED EQUITY	ETN	146,035	$2.4M	1.05%
32	BLACKROCK CORPOR HI YLD FD I	BLK	266,593	$2.3M	1.02%
33	SWISS HELVETIA FD INC	SWZ	285,163	$2.3M	0.99%
34	SPECIAL OPPORTUNITIES FD INC	84741T104	206,268	$2.3M	0.99%
35	EUROPEAN EQUITY FD INC	298768102	261,954	$2.2M	0.97%
36	BLACKSTONE LONG SHORT CR INC	BGX	198,461	$2.2M	0.95%
37	FIRST TR HIGH YIELD OPPRT 20	33741Q107	151,336	$2.1M	0.92%
38	EATON VANCE FLTING RATE INC	ETN	183,046	$2.1M	0.92%
39	CLOUGH GLOBAL OPPORTUNITIES	GLO	409,868	$2.0M	0.88%
40	NUVEEN PFD & INCOME SECS FD	NU	307,060	$2.0M	0.87%
41	NEW GERMANY FD INC	644465106	214,163	$1.9M	0.85%
42	EATON VANCE RISK-MANAGED DIV	ETN	242,493	$1.9M	0.84%
43	APOLLO TACTICAL INCOME FD IN	037638103	157,022	$1.9M	0.83%
44	BANCROFT FD LTD	059695106	109,308	$1.9M	0.81%
45	FIRST TR HIGH INCOME LONG /	33738E109	161,107	$1.8M	0.80%
46	BLACKROCK FLOATING RATE INC	BLK	158,807	$1.8M	0.78%
47	HANCOCK JOHN INVT TR II	410142103	138,083	$1.8M	0.77%
48	EATON VANCE TAX MNGED BUY WR	ETN	131,846	$1.7M	0.75%
49	NUVEEN MULTI ASSET INCOME FU	670750108	132,257	$1.5M	0.67%
50	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	185,738	$1.5M	0.66%
51	FIRST TR INTER DURATN PFD &	33718W103	93,683	$1.5M	0.65%
52	DOUBLELINE INCOME SOLUTIONS	DSL	128,658	$1.5M	0.64%
53	VIRTUS DIVIDEND INTEREST & P	NFJ	121,179	$1.4M	0.62%
54	FIRST TR SR FLTG RATE INCOME	33733U108	141,517	$1.4M	0.62%
55	BARINGS GLOBAL SHORT DURATIO	BGH	104,240	$1.4M	0.59%
56	PIMCO INCOME STRATEGY FD	72201H108	163,881	$1.3M	0.59%
57	TEMPLETON DRAGON FD INC	88018T101	126,192	$1.3M	0.58%
58	PGIM HIGH YIELD BOND FUND IN	ISD	108,505	$1.3M	0.58%
59	BLACKROCK FLOATING RATE INCO	BLK	111,444	$1.3M	0.57%
60	BNY MELLON HIGH YIELD STRATE	DHF	589,612	$1.3M	0.56%
61	COHEN & STEERS LTD DURATION	19248C105	71,129	$1.3M	0.55%
62	VOYA ASIA PAC HIGH DIV EQT I	92912J102	189,779	$1.2M	0.53%
63	BLACKROCK ENHANCED INTL DIV	BLK	221,501	$1.2M	0.52%
64	PIMCO INCOME STRATEGY FD II	72201J104	163,305	$1.2M	0.52%
65	LMP CAP & INCOME FD INC	50208A102	90,960	$1.1M	0.50%
66	LIBERTY ALL STAR EQUITY FD	530158104	175,100	$1.1M	0.47%
67	NUVEEN PFD & INCOME OPPORTUN	NU	161,308	$1.1M	0.47%
68	MFS MULTIMARKET INCOME TR	MMT	232,284	$1.1M	0.46%
69	PIMCO DYNAMIC INCOME OPRNTS	69355M107	84,828	$1.1M	0.46%
70	NUVEEN REAL ASSET INCOME & G	67074Y105	83,842	$993,855	0.43%
71	INVESCO HIGH INCOME TR II	IVZ	94,343	$990,602	0.43%
72	ROYCE GLOBAL VALUE TR INC	RGT	109,591	$986,319	0.43%
73	DOUBLELINE OPPORTUNISTIC CR	DBL	69,478	$985,199	0.43%
74	CREDIT SUISSE ASSET MGMT INC	224916106	379,201	$974,547	0.43%
75	NUVEEN SHORT DURATION CR OPP	NU	81,747	$967,967	0.42%
76	ADVENT CONV & INCOME FD	00764C109	83,420	$964,336	0.42%
77	PUTNAM PREMIER INCOME TR	PPT	264,695	$949,179	0.41%
78	NUVEEN CORE EQUITY ALPHA FD	NU	75,609	$946,108	0.41%
79	TEKLA HEALTHCARE OPPORTUNITI	THQ	50,367	$944,885	0.41%
80	TEKLA LIFE SCIENCES INVS	HQL	66,528	$926,736	0.41%
81	TAIWAN FD INC	874036106	33,921	$914,511	0.40%
82	MEXICO EQUITY & INCOME FD	592834105	88,775	$893,965	0.39%
83	ECOFIN SUSTAINABLE AND SOCIA	27901F109	68,389	$887,006	0.39%
84	BLACKSTONE SENI FLTN RAT 202	BX	68,398	$866,945	0.38%
85	PUTNAM MASTER INTER INCOME T	746909100	270,565	$866,349	0.38%
86	WESTERN ASSET EMERGING MKTS	95766A101	99,449	$861,100	0.38%
87	FIRST TR SPECIALTY FIN & FIN	33733G109	264,448	$830,367	0.36%
88	NUVEEN S&P 500 DYNAMIC OVERW	6706EW100	51,817	$818,805	0.36%
89	NUVEEN S&P 500 BUY-WRITE INC	NU	62,500	$818,125	0.36%
90	TRI CONTL CORP	895436103	30,678	$814,501	0.36%
91	PIONEER FLOATING RATE FUND I	PHD	90,613	$788,334	0.34%
92	BLACKROCK ENHANCED EQUITY DI	BLK	87,249	$749,469	0.33%
93	NEUBERGER BERMAN NEXT GENERA	NBXG	69,479	$723,277	0.32%
94	ROYCE MICRO-CAP TR INC	RMT	78,929	$692,208	0.30%
95	ALLSPRING GLOBAL DIVIDEND OP	EOD	152,498	$687,144	0.30%
96	PGIM GLOBAL HIGH YIELD FD FO	69346J106	60,109	$659,396	0.29%
97	NUVEEN FLOATING RATE INCOME	6706EN100	80,629	$652,181	0.29%
98	WESTERN ASSET DIVERSIFIED IN	WDI	47,841	$642,505	0.28%
99	PRINCIPAL REAL ESTATE INCOME	PGZ	65,729	$621,797	0.27%
100	ANGEL OAK FINL STRATEGIES IN	03464A100	49,910	$615,391	0.27%
101	CALAMOS STRATEGIC TOTAL RETU	CSQ	43,693	$611,702	0.27%
102	LAZARD GLOBAL TOTAL RETURN &	LAZ	39,518	$609,763	0.27%
103	TEMPLETON GLOBAL INCOME FD	880198106	135,377	$595,659	0.26%
104	MORGAN STANLEY CHINA A SH FD	MS-PQ	40,884	$587,095	0.26%
105	INVESCO SR INCOME TR	IVZ	159,000	$585,120	0.26%
106	HANCOCK JOHN INVT TR	41013P749	117,825	$578,521	0.25%
107	NUVEEN TAXABLE MUNICPAL INM	NU	34,918	$565,762	0.25%
108	EATON VANCE ENHANCED EQUITY	ETN	37,040	$563,749	0.25%
109	FRANKLIN UNVL TR	355145103	77,324	$551,321	0.24%
110	EATON VANCE LTD DURATION INC	ETN	55,627	$547,926	0.24%
111	CHINA FD INC	169373107	42,398	$542,267	0.24%
112	JAPAN SMALLER CAPITALIZATION	JOF	75,633	$522,625	0.23%
113	HANCOCK JOHN PFD INCOME FD	41013W108	32,352	$517,632	0.23%
114	BRANDYWINEGBL GBL INCM OPP F	10537L104	63,167	$507,733	0.22%
115	CLOUGH GLOBAL EQUITY FD	18914C100	82,471	$499,775	0.22%
116	CLOUGH GLOBAL DIVID & INCOME	18913Y103	77,731	$449,286	0.20%
117	NUVEEN GLOBAL HIGH INCOME FD	NU	39,042	$435,793	0.19%
118	VOYA EMERGING MKTS HIGH DIVI	92912P108	78,608	$422,125	0.18%
119	MEXICO FD INC	592835102	24,124	$410,591	0.18%
120	ARES DYNAMIC CR ALLOCATION F	04014F102	34,290	$410,452	0.18%
121	NUVEEN CORE PLUS IMPACT FUND	NPCT	39,157	$403,435	0.18%
122	VIRTUS CONVERTIBLE & INC FD	92838U108	124,401	$377,869	0.17%
123	VIRTUS DIVERSIFIED INCM & CO	92840N100	19,199	$370,733	0.16%
124	ABRDN JAPAN EQUITY FUND INC	JEQ	66,473	$363,608	0.16%
125	PGIM SHORT DUR HIG YLD OPP F	69355J104	24,411	$361,772	0.16%
126	VOYA GLBL EQTY DIV & PREM OP	92912T100	70,300	$358,530	0.16%
127	TEKLA HEALTHCARE INVS	HQH	19,000	$335,350	0.15%
128	TEMPLETON EMERGING MKTS FD	880191101	26,752	$312,999	0.14%
129	TEMPLETON EMERGING MKTS INCO	880192109	60,066	$304,535	0.13%
130	ELLSWORTH GROWTH & INCOME FD	289074106	36,782	$298,303	0.13%
131	NEUBERGER BERMAN REAL ESTATE	NRO	96,135	$296,096	0.13%
132	KOREA FD INC	500634209	13,069	$287,096	0.13%
133	MFS SPL VALUE TR	55274E102	66,641	$280,557	0.12%
134	CALAMOS GLOBAL TOTAL RETURN	CGO	29,358	$275,966	0.12%
135	BLACKROCK ENHANCED GLOBAL DI	BLK	27,181	$269,908	0.12%
136	ALLSPRING MULTI SECTOR INCOM	ERC	28,510	$260,867	0.11%
137	FIRST TR DYNAMIC EUROPE EQUI	33740D107	20,154	$256,762	0.11%
138	JOHN HANCOCK HEDGED EQUITY &	HEQ	21,772	$253,209	0.11%
139	WESTERN ASSET HIGH INCOME OP	HIO	64,380	$247,460	0.11%
140	ABRDN AUSTRALIA EQUITY FD IN	003011103	54,594	$239,668	0.10%
141	ABRDN EMRG MKTS EQTY INCM FD	AEF	43,592	$233,654	0.10%
142	THORNBURG INCM BUILDER OPP T	885213108	12,890	$201,213	0.09%
143	INVESCO QQQ TR	IVZ	626	$201,198	0.09%
144	MACQUARIE / FIRST TR GLOBAL	55607W100	22,469	$185,594	0.08%
145	FIRST TR ENERGY INFRASTRCTR	33738C103	11,670	$167,348	0.07%
146	NUVEEN FLOATING RATE INCOME	67072T108	18,473	$163,763	0.07%
147	KKR INCOME OPPORTUNITIES FD	KKRT	14,718	$161,604	0.07%
148	HIGH INCOME SECS FD	42968F108	20,400	$132,600	0.06%
149	MFS CHARTER INCOME TR	MCR	20,736	$130,430	0.06%
150	EATON VANCE SR INCOME TR	ETN	16,731	$89,511	0.04%
151	MFS INTER INCOME TR	55273C107	32,000	$88,640	0.04%
152	VIRTUS TOTAL RETURN FD INC	92835W107	12,000	$77,701	0.03%