New Positions
4 managers initiated
Top five by reported value
Sound Point Meridian Capital, Inc. NYQ:SPME
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
4 new8 added5 reduced2 exited
Total Institutional Holders
17
as of 2025-12-31
Top Holder
KIM, LLC
$148.4M
Largest QoQ Increase
B. Riley Financial, Inc.
+111,204 sh
Largest QoQ Decrease
MARSHALL WACE, LLP
-34,663 sh
New Positions(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 13,720 | +13,720 | $188.7K | +$188.7K | — |
| B. Riley Financial, Inc. | 111,204 | +111,204 | $177.3K | +$177.3K | — |
| HARBOUR INVESTMENTS, INC. | 252 | +252 | $3.5K | +$3.5K | — |
| BNP PARIBAS ARBITRAGE, SNC | 200 | +200 | $2.8K | +$2.8K | — |
Added To(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| KIM, LLC | 10,790,928 | +6,736 | $148.4M | -$38.7M | 0.1% |
| GOLDMAN SACHS GROUP INC | 474,434 | +124 | $6.5M | -$1.7M | 0.0% |
| Everest Management Corp. | 79,798 | +4,243 | $1.1M | -$213.7K | 5.6% |
| CITADEL ADVISORS LLC | 28,227 | +12,836 | $388.1K | +$121.1K | 83.4% |
| MORGAN STANLEY | 41,148 | +12,682 | $565.8K | +$71.9K | 44.5% |
| Virtus Investment Advisers, Inc. | 29,620 | +2,061 | $407.3K | -$70.9K | 7.5% |
| UBS Group AG | 1,180 | +1,126 | $16.2K | +$15.3K | 2085.2% |
| ADVISOR GROUP HOLDINGS, INC. | 456 | +372 | $6.3K | +$4.8K | 442.9% |
Reduced(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 500,000 | 0 | $6.9M | -$1.8M | 0.0% |
| MARSHALL WACE, LLP | 26,897 | -34,663 | $369.8K | -$698.2K | -56.3% |
| Running Point Capital Advisors, LLC | 31,511 | -1,059 | $433.3K | -$131.8K | -3.3% |
| OPPENHEIMER & CO INC | 13,700 | -2,915 | $188.4K | -$99.9K | -17.5% |
| Black Swift Group, LLC | 22,500 | 0 | $309.4K | -$81.0K | 0.0% |
Sold Out(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 0 | -362 | $0 | -$6.3K | — |
| Royal Bank of Canada | 0 | -236 | $0 | -$5.0K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| KIM, LLC | 10,790,928 | $148.4M | +6,736 | 0.1% |
| BANK OF AMERICA CORP /DE/ | 500,000 | $6.9M | 0 | 0.0% |
| GOLDMAN SACHS GROUP INC | 474,434 | $6.5M | +124 | 0.0% |
| Everest Management Corp. | 79,798 | $1.1M | +4,243 | 5.6% |
| MORGAN STANLEY | 41,148 | $565.8K | +12,682 | 44.5% |
| Running Point Capital Advisors, LLC | 31,511 | $433.3K | -1,059 | -3.3% |
| Virtus Investment Advisers, Inc. | 29,620 | $407.3K | +2,061 | 7.5% |
| CITADEL ADVISORS LLC | 28,227 | $388.1K | +12,836 | 83.4% |
| MARSHALL WACE, LLP | 26,897 | $369.8K | -34,663 | -56.3% |
| Black Swift Group, LLC | 22,500 | $309.4K | 0 | 0.0% |
| Thomas J. Herzfeld Advisors, Inc. | 13,720 | $188.7K | +13,720 | — |
| OPPENHEIMER & CO INC | 13,700 | $188.4K | -2,915 | -17.5% |
| B. Riley Financial, Inc. | 111,204 | $177.3K | +111,204 | — |
| UBS Group AG | 1,180 | $16.2K | +1,126 | 2085.2% |
| ADVISOR GROUP HOLDINGS, INC. | 456 | $6.3K | +372 | 442.9% |
| HARBOUR INVESTMENTS, INC. | 252 | $3.5K | +252 | — |
| BNP PARIBAS ARBITRAGE, SNC | 200 | $2.8K | +200 | — |
New & Closed Positions this quarter
Closed Positions
2 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for SPME against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.