Institutional Manager · CIK 0001464790
B. Riley Financial, Inc.
Los Angeles, CA · File #028-17148
Latest AUM
$89.0M
Positions
38
Top-10 Concentration
98.9%
Filings
9
Portfolio Value Over Time
2024-03
2024-06
2024-09
2024-12
2025-12
2025-12
2025-12
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | BIT DIGITAL, INC | BTBT | +2,918,488 | +$6.4M | $0 |
| REDUCE | DOUBLEDOWN INTERACTIVE CO., LTD | DDI | -617,656 | -$5.9M | -$1.4M |
| EXITED | LANDSEA HOMES CORPORATION | 51509P103 | -508,729 | -$3.3M | $0 |
| NEW | DIREXION SHS ETF TR | 25460E265 | +600,000 | +$2.8M | $0 |
| EXITED | NEXTNAV INC | NXNVW | -209,875 | -$2.6M | $0 |
| REDUCE | SCILEX HOLDING COMPANY | SCLXW | -422,101 | -$2.5M | +$2.5M |
| EXITED | 8X8, INC | 282914100 | -833,522 | -$1.7M | $0 |
| NEW | REDWIRE CORPORATION | RDW | +75,341 | +$1.2M | $0 |
| EXITED | CORE SCIENTIFIC, INC | 21874A106 | -165,000 | -$1.2M | $0 |
| REDUCE | DAVE INC | 23834J201 | -4,000 | -$1.1M | +$1.3M |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 202521 pos · $234.0M
- 13F HOLDINGS REPORTQ/E Dec 202538 pos · $89.0M
- 13F HOLDINGS REPORTQ/E Dec 202523 pos · $79.5M
- 13F HOLDINGS REPORTQ/E Dec 202525 pos · $147.9M
- 13F HOLDINGS REPORTQ/E Dec 202416 pos · $119.6M
- 13F HOLDINGS REPORTQ/E Sep 202415 pos · $149.8M
- 13F HOLDINGS REPORTQ/E Jun 202416 pos · $123.1M
- 13F HOLDINGS REPORTQ/E Mar 202416 pos · $105.0M
- 13F HOLDINGS REPORTQ/E Dec 202334 pos · $296.8M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | BABCOCK & WILCOX ENTERPRISES, INC. | BW-PA | 27,446,522 | $174.0M | 74.38% |
| 2 | DOUBLEDOWN INTERACTIVE CO., LTD. | DDI | 3,477,440 | $30.0M | 12.83% |
| 3 | APPLIED DIGITAL CORPORATION | APLD | 495,000 | $12.1M | 5.19% |
| 4 | SEQUANS COMMUNICATIONS S.A. | SQNS | 1,047,614 | $4.7M | 2.01% |
| 5 | SYNCHRONOSS TECHNOLOGIES, INC. | 87157B400 | 409,196 | $3.5M | 1.50% |
| 6 | THE ONCOLOGY INSTITUTE, INC. | 68236X100 | 663,376 | $2.4M | 1.01% |
| 7 | TRANSACT TECHNOLOGIES INCORPORATED | TACT | 545,812 | $2.2M | 0.93% |
| 8 | ROMAN DBDR ACQUISITION CORP II | DRDBW | 605,913 | $1.3M | 0.55% |
| 9 | XBP GLOBAL HOLDINGS, INC. | XBPEW | 93,951 | $639,806 | 0.27% |
| 10 | ISHARES BITCOIN TRUST ETF | IBIT | 10,000 | $496,500 | 0.21% |
| 11 | CELSIUS HOLDINGS, INC. | CELH | 8,600 | $393,364 | 0.17% |
| 12 | TECNOGLASS INC. | TGLS | 7,700 | $387,464 | 0.17% |
| 13 | PAGAYA TECHNOLOGIES LTD. | PGYWW | 17,700 | $369,930 | 0.16% |
| 14 | CORBUS PHARMACEUTICALS HOLDINGS, INC. | CRBP | 38,714 | $315,132 | 0.13% |
| 15 | e.l.f BEAUTY, INC. | ELF | 3,600 | $273,744 | 0.12% |
| 16 | LIFEMD, INC. | LFMDP | 74,000 | $252,340 | 0.11% |
| 17 | OTG ACQUISITION CORP. I | OTGAW | 115,000 | $234,370 | 0.10% |
| 18 | BLAIZE HOLDINGS, INC. | BZAIW | 83,353 | $162,538 | 0.07% |
| 19 | XEROX HOLDINGS CORPORATION | XRXDW | 337,000 | $98,573 | 0.04% |
| 20 | GCT SEMICONDUCTOR HOLDING, INC. | GCTS-WT | 56,818 | $68,182 | 0.03% |