New Positions
18 managers initiated
Top five by reported value
Royce Micro-Cap Trust, Inc. NYQ:RMT
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
18 new33 added47 reduced13 exited
Total Institutional Holders
98
as of 2025-12-31
Top Holder
MORGAN STANLEY
$27.7M
Largest QoQ Increase
Saba Capital Management, L.P.
+1,206,828 sh
Largest QoQ Decrease
Modern Wealth Management, LLC
-1,125,272 sh
New Positions(18)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Beacon Pointe Advisors, LLC | 195,178 | +195,178 | $2.0M | +$2.0M | — |
| EVOLVE PRIVATE WEALTH, LLC | 116,848 | +116,848 | $1.2M | +$1.2M | — |
| Altium Capital Management LP | 87,078 | +87,078 | $908.2K | +$908.2K | — |
| EP Wealth Advisors, LLC | 44,446 | +44,446 | $463.6K | +$463.6K | — |
| PMG Family Office LLC | 39,337 | +39,337 | $410.3K | +$410.3K | — |
| SAX WEALTH ADVISORS, LLC | 31,430 | +31,430 | $327.8K | +$327.8K | — |
| Emergent Wealth Advisors, LLC | 22,133 | +22,133 | $204.5K | +$204.5K | — |
| Spinnaker Investment Group, LLC | 15,877 | +15,877 | $165.6K | +$165.6K | — |
| Closed-End Fund Advisors, Inc. | 13,807 | +13,807 | $144.0K | +$144.0K | — |
| Sage Capital Management, LLC | 12,700 | +12,700 | $132.5K | +$132.5K | — |
| Heritage Financial Services, LLC | 10,101 | +10,101 | $105.4K | +$105.4K | — |
| Kestra Advisory Services, LLC | 3,846 | +3,846 | $40.1K | +$40.1K | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 2,947 | +2,947 | $30.7K | +$30.7K | — |
| Daytona Street Capital LLC | 2,281 | +2,281 | $23.8K | +$23.8K | — |
| MidFirst Bank | 669 | +669 | $7.0K | +$7.0K | — |
| Navalign, LLC | 557 | +557 | $5.8K | +$5.8K | — |
| Lodestone Wealth Management LLC | 173 | +173 | $1.8K | +$1.8K | — |
| Allworth Financial LP | 100 | +100 | $1.0K | +$1.0K | — |
Added To(33)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,614,909 | +1,206,828 | $27.3M | +$12.6M | 85.7% |
| LPL Financial LLC | 1,022,240 | +212,322 | $10.7M | +$2.2M | 26.2% |
| NWF Advisory Services Inc. | 320,929 | +255,364 | $2.8M | +$2.1M | 389.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 128,545 | +8,421 | $1.3M | +$1.3M | 7.0% |
| MORGAN STANLEY | 2,652,412 | +70,439 | $27.7M | +$838.0K | 2.7% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 893,126 | +55,345 | $9.3M | +$610.8K | 6.6% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 560,788 | +41,438 | $5.8M | +$453.0K | 8.0% |
| Allspring Global Investments Holdings, LLC | 1,002,939 | +39,186 | $10.5M | +$447.3K | 4.1% |
| BANK OF AMERICA CORP /DE/ | 562,435 | +31,639 | $5.9M | +$351.2K | 6.0% |
| Alexander Randolph Advisory, Inc. | 968,549 | +18,353 | $10.1M | +$229.4K | 1.9% |
| Private Advisor Group, LLC | 112,838 | +13,023 | $1.2M | +$139.8K | 13.0% |
| FLAGSHIP HARBOR ADVISORS, LLC | 527,776 | +11,218 | $5.5M | +$137.7K | 2.2% |
| Moors & Cabot, Inc. | 118,537 | +3,085 | $1.2M | +$36.8K | 2.7% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 75,982 | +3,240 | $792.5K | +$36.7K | 4.5% |
| Comprehensive Money Management Services LLC | 32,015 | +3,105 | $333.9K | +$33.5K | 10.7% |
| SPIREPOINT PRIVATE CLIENT, LLC | 41,317 | +2,849 | $430.9K | +$31.3K | 7.4% |
| TrueMark Investments, LLC | 101,019 | +2,486 | $1.1M | +$29.9K | 2.5% |
| HighTower Advisors, LLC | 27,604 | +2,467 | $287.9K | +$26.7K | 9.8% |
| UHLMANN PRICE SECURITIES, LLC | 85,331 | +1,916 | $890.0K | +$23.3K | 2.3% |
| SAPIENT CAPITAL LLC | 47,740 | +1,068 | $503.2K | +$18.7K | 2.3% |
| FIRST TRUST ADVISORS LP | 52,271 | +1,328 | $545.2K | +$15.9K | 2.6% |
| GUGGENHEIM CAPITAL LLC | 60,599 | +926 | $632.0K | +$12.0K | 1.6% |
| Steward Partners Investment Advisory, LLC | 23,732 | +897 | $247.5K | +$10.3K | 3.9% |
| Diversified Trust Co | 20,051 | +782 | $209.1K | +$8.9K | 4.0% |
| SITTNER & NELSON, LLC | 4,444 | +99 | $52.3K | +$7.2K | 2.3% |
| OPPENHEIMER & CO INC | 16,319 | +363 | $170.2K | +$4.4K | 2.3% |
| Private Capital Management, LLC | 21,700 | +285 | $226.3K | +$3.8K | 1.3% |
| STEPHENS INC /AR/ | 13,795 | +307 | $143.9K | +$3.7K | 2.3% |
| Cetera Investment Advisers | 12,920 | +218 | $134.8K | +$2.8K | 1.7% |
| Kingsview Wealth Management, LLC | 31,438 | +25 | $327.9K | +$1.5K | 0.1% |
| VERUS CAPITAL PARTNERS, LLC | 13,227 | +77 | $138.0K | +$1.3K | 0.6% |
| Janney Montgomery Scott LLC | 27,662 | +681 | $289 | +$9 | 2.5% |
| Cambridge Investment Research Advisors, Inc. | 39,642 | +718 | $413 | +$9 | 1.8% |
Reduced(47)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Modern Wealth Management, LLC | 1,051,555 | -1,125,272 | $11.0M | -$10.4M | -51.7% |
| WOLVERINE ASSET MANAGEMENT LLC | 198,321 | -158,611 | $2.1M | -$1.6M | -44.4% |
| UBS Group AG | 888,800 | -155,076 | $9.3M | -$1.6M | -14.8% |
| Royal Bank of Canada | 240,168 | -182,834 | $2.5M | -$1.2M | -43.2% |
| WELLS FARGO & COMPANY/MN | 516,026 | -99,339 | $5.4M | -$1.0M | -16.1% |
| Shaker Financial Services, LLC | 829,682 | -79,376 | $8.7M | -$791.5K | -8.7% |
| BARD ASSOCIATES INC | 89,463 | -30,466 | $933.1K | -$313.0K | -25.4% |
| Quantedge Capital Pte Ltd | 53,997 | -9,300 | $563.2K | -$94.5K | -14.7% |
| Diversify Advisory Services, LLC | 65,302 | 0 | $755.5K | +$69.2K | 0.0% |
| ADVISOR GROUP HOLDINGS, INC. | 116,103 | -8,471 | $1.2M | -$65.0K | -6.8% |
| Clearstead Advisors, LLC | 208,557 | -6,275 | $2.2M | -$56.9K | -2.9% |
| STIFEL FINANCIAL CORP | 64,772 | -4,622 | $675.6K | -$45.5K | -6.7% |
| FCA CORP /TX | 307,851 | -4,696 | $3.2M | -$36.5K | -1.5% |
| Summit Financial, LLC | 11,040 | -3,400 | $115.1K | -$34.9K | -23.5% |
| NewEdge Advisors, LLC | 41,038 | -2,554 | $428.0K | -$24.9K | -5.8% |
| ROBERTS GLORE & CO INC /IL/ | 68,007 | -2,179 | $709.3K | -$19.9K | -3.1% |
| WealthShield Partners, LLC | 34,819 | -1,801 | $363.2K | -$17.3K | -4.9% |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 615,988 | -730 | $6.4M | +$17.1K | -0.1% |
| Traub Capital Management LLC | 26,069 | -1,586 | $271.9K | -$15.4K | -5.7% |
| Hara Capital LLC | 37,960 | -1,400 | $395.9K | -$13.0K | -3.5% |
| CAPTRUST FINANCIAL ADVISORS | 105,372 | -1,656 | $1.1M | -$13.0K | -1.5% |
| Mraz, Amerine & Associates, Inc. | 355,378 | -1,938 | $3.7M | -$5.9K | -0.5% |
| RAYMOND JAMES FINANCIAL INC | 322,266 | -1,790 | $3.4M | -$5.7K | -0.6% |
| HORIZON KINETICS ASSET MANAGEMENT LLC | 134,227 | 0 | $1.4M | +$5.4K | 0.0% |
| D.A. DAVIDSON & CO. | 25,761 | -467 | $268.7K | -$3.8K | -1.8% |
| BROWN ADVISORY INC | 74,719 | 0 | $779.3K | +$3.0K | 0.0% |
| TWIN FOCUS CAPITAL PARTNERS, LLC | 62,161 | 0 | $648.3K | +$2.5K | 0.0% |
| Hennion & Walsh Asset Management, Inc. | 63,164 | -30 | $658.8K | +$2.2K | -0.0% |
| 1607 Capital Partners, LLC | 49,327 | 0 | $514.5K | +$2.0K | 0.0% |
| COMMERCE BANK | 29,712 | 0 | $309.9K | +$1.2K | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 200 | -90 | $2.1K | -$927 | -31.0% |
| DKM Wealth Management, Inc. | 23,002 | 0 | $239.9K | +$920 | 0.0% |
| Institute for Wealth Management, LLC. | 19,948 | 0 | $208.1K | +$797 | 0.0% |
| JFS WEALTH ADVISORS, LLC | 13,896 | 0 | $144.9K | +$556 | 0.0% |
| Heritage Wealth Management, Inc. | 12,345 | 0 | $128.8K | +$493 | 0.0% |
| Soltis Investment Advisors LLC | 11,919 | 0 | $124.3K | +$477 | 0.0% |
| VANGUARD GROUP INC | 11,051 | 0 | $115.3K | +$442 | 0.0% |
| TD Capital Management LLC | 4,496 | 0 | $46.9K | +$180 | 0.0% |
| NBT BANK N A /NY | 4,031 | 0 | $42.0K | +$161 | 0.0% |
| BARRETT & COMPANY, INC. | 3,250 | 0 | $33.9K | +$131 | 0.0% |
| Atlantic Union Bankshares Corp | 2,096 | 0 | $21.9K | +$84 | 0.0% |
| EverSource Wealth Advisors, LLC | 1,302 | 0 | $13.6K | +$52 | 0.0% |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 61 | 0 | $636 | +$2 | 0.0% |
| CWM, LLC | 47,000 | 0 | $490 | +$2 | 0.0% |
| ASSETMARK, INC | 16 | 0 | $167 | +$1 | 0.0% |
| PEAPACK GLADSTONE FINANCIAL CORP | 10,279 | 0 | $107 | $0 | 0.0% |
| Polar Asset Management Partners Inc. | 71,294 | 0 | $740.7K | $0 | 0.0% |
Sold Out(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Jaffetilchin Investment Partners, LLC | 0 | -79,526 | $0 | -$826.3K | — |
| READYSTATE ASSET MANAGEMENT LP | 0 | -35,863 | $0 | -$372.6K | — |
| CIBC Bancorp USA Inc. | 0 | -34,250 | $0 | -$355.9K | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | -31,796 | $0 | -$330.4K | — |
| Walleye Capital LLC | 0 | -24,849 | $0 | -$258.2K | — |
| JANE STREET GROUP, LLC | 0 | -12,643 | $0 | -$131.4K | — |
| EHRLICH FINANCIAL GROUP | 0 | -10,620 | $0 | -$110.3K | — |
| Advisory Services Network, LLC | 0 | -3,472 | $0 | -$36.1K | — |
| Colonial Trust Advisors | 0 | -1,500 | $0 | -$15.6K | — |
| JONES FINANCIAL COMPANIES LLLP | 0 | -227 | $0 | -$2.4K | — |
| COMERICA BANK | 0 | -77 | $0 | -$803 | — |
| HRT FINANCIAL LP | 0 | -13,570 | $0 | -$140 | — |
| CX Institutional | 0 | -3,222 | $0 | -$33 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
13 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for RMT against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.