New Positions
5 managers initiated
Top five by reported value
RiverNorth Opportunistic Municipal Income Fund, Inc. NYQ:RMI
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
5 new9 added13 reduced3 exited
Total Institutional Holders
27
as of 2025-12-31
Top Holder
MORGAN STANLEY
$2.4M
Largest QoQ Increase
Robinson Capital Management, LLC
+97,766 sh
Largest QoQ Decrease
Royal Bank of Canada
-123,496 sh
New Positions(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Noble Wealth Management PBC | 29,992 | +29,992 | $433.7K | +$433.7K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,027 | +15,027 | $215.0K | +$215.0K | — |
| NOMURA HOLDINGS INC | 11,275 | +11,275 | $161.3K | +$161.3K | — |
| Ritter Daniher Financial Advisory LLC / DE | 437 | +437 | $6.2K | +$6.2K | — |
| Janney Montgomery Scott LLC | 11,238 | +11,238 | $161 | +$161 | — |
Added To(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Robinson Capital Management, LLC | 162,647 | +97,766 | $2.3M | +$1.4M | 150.7% |
| Rockefeller Capital Management L.P. | 72,050 | +51,625 | $1.0M | +$732.4K | 252.8% |
| MORGAN STANLEY | 165,549 | +38,853 | $2.4M | +$516.7K | 30.7% |
| BANK OF AMERICA CORP /DE/ | 63,290 | +17,757 | $905.7K | +$240.0K | 39.0% |
| ADVISOR GROUP HOLDINGS, INC. | 34,764 | +5,917 | $497.5K | +$76.6K | 20.5% |
| ENVESTNET ASSET MANAGEMENT INC | 35,741 | +1,981 | $511.5K | +$17.9K | 5.9% |
| Gateway Wealth Partners, LLC | 42,085 | +18 | $602.2K | -$12.8K | 0.0% |
| Arlington Capital Management, Inc. | 18,442 | +1,141 | $263.9K | +$11.0K | 6.6% |
| STIFEL FINANCIAL CORP | 12,810 | +141 | $183.3K | -$1.9K | 1.1% |
Reduced(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 96,874 | -123,496 | $1.4M | -$1.8M | -56.0% |
| UBS Group AG | 92,881 | -68,772 | $1.3M | -$1.0M | -42.5% |
| Logan Stone Capital, LLC | 137,906 | -24,037 | $2.0M | -$394.2K | -14.8% |
| WELLS FARGO & COMPANY/MN | 142,089 | -4,795 | $2.0M | -$114.2K | -3.3% |
| Apollon Wealth Management, LLC | 19,535 | -5,000 | $279.5K | -$79.2K | -20.4% |
| Concurrent Investment Advisors, LLC | 28,870 | -4,600 | $413.1K | -$76.2K | -13.7% |
| RAYMOND JAMES FINANCIAL INC | 12,088 | -3,370 | $173.0K | -$53.0K | -21.8% |
| Cypress Wealth Services, LLC | 32,500 | 0 | $465.1K | -$10.1K | 0.0% |
| LPL Financial LLC | 26,107 | 0 | $373.6K | -$8.1K | 0.0% |
| Plancorp, LLC | 21,069 | 0 | $301.5K | -$6.5K | 0.0% |
| River Street Advisors LLC | 20,593 | 0 | $294.7K | -$6.4K | 0.0% |
| XML Financial, LLC | 10,500 | 0 | $150.3K | -$3.3K | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 0 | $14.3K | -$310 | 0.0% |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | 0 | -33,053 | $0 | -$483.3K | — |
| Twelve Points Wealth Management LLC | 0 | -10,170 | $0 | -$148.7K | — |
| Newbridge Financial Services Group, Inc. | 0 | -1,500 | $0 | -$21.9K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| MORGAN STANLEY | 165,549 | $2.4M | +38,853 | 30.7% |
| Robinson Capital Management, LLC | 162,647 | $2.3M | +97,766 | 150.7% |
| WELLS FARGO & COMPANY/MN | 142,089 | $2.0M | -4,795 | -3.3% |
| Logan Stone Capital, LLC | 137,906 | $2.0M | -24,037 | -14.8% |
| Royal Bank of Canada | 96,874 | $1.4M | -123,496 | -56.0% |
| UBS Group AG | 92,881 | $1.3M | -68,772 | -42.5% |
| Rockefeller Capital Management L.P. | 72,050 | $1.0M | +51,625 | 252.8% |
| BANK OF AMERICA CORP /DE/ | 63,290 | $905.7K | +17,757 | 39.0% |
| Gateway Wealth Partners, LLC | 42,085 | $602.2K | +18 | 0.0% |
| ENVESTNET ASSET MANAGEMENT INC | 35,741 | $511.5K | +1,981 | 5.9% |
| ADVISOR GROUP HOLDINGS, INC. | 34,764 | $497.5K | +5,917 | 20.5% |
| Cypress Wealth Services, LLC | 32,500 | $465.1K | 0 | 0.0% |
| Noble Wealth Management PBC | 29,992 | $433.7K | +29,992 | — |
| Concurrent Investment Advisors, LLC | 28,870 | $413.1K | -4,600 | -13.7% |
| LPL Financial LLC | 26,107 | $373.6K | 0 | 0.0% |
| Plancorp, LLC | 21,069 | $301.5K | 0 | 0.0% |
| River Street Advisors LLC | 20,593 | $294.7K | 0 | 0.0% |
| Apollon Wealth Management, LLC | 19,535 | $279.5K | -5,000 | -20.4% |
| Arlington Capital Management, Inc. | 18,442 | $263.9K | +1,141 | 6.6% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,027 | $215.0K | +15,027 | — |
New & Closed Positions this quarter
Closed Positions
3 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for RMI against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.