New Positions
18 managers initiated
Top five by reported value
RiverNorth/DoubleLine Strategic ASE:OPP-PC
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
18 new20 added28 reduced4 exited
Total Institutional Holders
66
as of 2025-12-31
Top Holder
MORGAN STANLEY
$16.5M
Largest QoQ Increase
WELLS FARGO & COMPANY/MN
+252,749 sh
Largest QoQ Decrease
Royal Bank of Canada
-962,904 sh
New Positions(18)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 133,142 | +133,142 | $1.1M | +$1.1M | — |
| Logan Stone Capital, LLC | 117,642 | +117,642 | $935.3K | +$935.3K | — |
| Yakira Capital Management, Inc. | 94,588 | +94,588 | $752.0K | +$752.0K | — |
| Total Wealth Planning & Management, Inc. | 40,449 | +40,449 | $321.6K | +$321.6K | — |
| Closed-End Fund Advisors, Inc. | 39,010 | +39,010 | $310.1K | +$310.1K | — |
| Almitas Capital LLC | 33,963 | +33,963 | $270.0K | +$270.0K | — |
| CSS LLC/IL | 31,339 | +31,339 | $249.1K | +$249.1K | — |
| HighTower Advisors, LLC | 29,706 | +29,706 | $236.2K | +$236.2K | — |
| JANE STREET GROUP, LLC | 23,179 | +23,179 | $184.3K | +$184.3K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,170 | +12,170 | $96.8K | +$96.8K | — |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 10,995 | +10,995 | $87.5K | +$87.5K | — |
| Sanctuary Advisors, LLC | 10,090 | +10,090 | $80.2K | +$80.2K | — |
| Global Retirement Partners, LLC | 5,661 | +5,661 | $45.0K | +$45.0K | — |
| Pinnacle Wealth Planning Services, Inc. | 2,340 | +2,340 | $18.6K | +$18.6K | — |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 2,300 | +2,300 | $18.3K | +$18.3K | — |
| WFA of San Diego, LLC | 1,300 | +1,300 | $10.3K | +$10.3K | — |
| SIT INVESTMENT ASSOCIATES INC | 238,253 | +238,253 | $1.9K | +$1.9K | — |
| Allworth Financial LP | 50 | +50 | $398 | +$398 | — |
Added To(20)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 1,325,507 | +252,749 | $10.5M | +$1.4M | 23.6% |
| RIVERBRIDGE PARTNERS LLC | 224,106 | +162,298 | $1.8M | +$1.3M | 262.6% |
| 1607 Capital Partners, LLC | 178,157 | +145,973 | $1.4M | +$1.1M | 453.6% |
| PFG Investments, LLC | 136,424 | +93,573 | $1.1M | +$719.1K | 218.4% |
| Shaker Financial Services, LLC | 110,263 | +49,792 | $876.6K | +$360.8K | 82.3% |
| ADVISOR GROUP HOLDINGS, INC. | 90,009 | +48,681 | $715.6K | +$360.1K | 117.8% |
| COMMONWEALTH EQUITY SERVICES, LLC | 33,244 | +66 | $264.3K | +$264.0K | 0.2% |
| NewEdge Advisors, LLC | 213,449 | +31,224 | $1.7M | +$142.5K | 17.1% |
| COMERICA BANK | 37,432 | +7,104 | $297.6K | +$38.9K | 23.4% |
| Kestra Advisory Services, LLC | 57,020 | +7,000 | $453.3K | +$26.6K | 14.0% |
| SeaCrest Wealth Management, LLC | 68,904 | +1,300 | $542.3K | -$24.2K | 1.9% |
| Verity Asset Management, Inc. | 86,809 | +7,705 | $690.1K | +$15.4K | 9.7% |
| Advisors Asset Management, Inc. | 392,381 | +28,363 | $3.1M | +$14.4K | 7.8% |
| RAYMOND JAMES FINANCIAL INC | 26,313 | +3,162 | $209.2K | +$11.7K | 13.7% |
| Powell Investment Advisors, LLC | 27,070 | +2,624 | $215.2K | +$6.7K | 10.7% |
| Baird Financial Group, Inc. | 157,625 | +10,119 | $1.3M | -$5.1K | 6.9% |
| Ausdal Financial Partners, Inc. | 11,904 | +415 | $94.6K | -$3.4K | 3.6% |
| Post Resch Tallon Group Inc. | 17,347 | +805 | $137.9K | -$3.2K | 4.9% |
| Gateway Wealth Partners, LLC | 18,410 | +1,000 | $146.4K | -$2.1K | 5.7% |
| WEDBUSH SECURITIES INC | 62,432 | +2,132 | $496 | -$18 | 3.5% |
Reduced(28)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 1,027,527 | -962,904 | $8.2M | -$8.9M | -48.4% |
| MORGAN STANLEY | 2,070,723 | -248,430 | $16.5M | -$3.3M | -10.7% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 53,307 | -140,122 | $423.8K | +$423.4K | -72.4% |
| UBS Group AG | 221,655 | -18,433 | $1.8M | -$285.8K | -7.7% |
| STIFEL FINANCIAL CORP | 24,849 | -31,092 | $197.5K | -$279.6K | -55.6% |
| J.W. COLE ADVISORS, INC. | 245,190 | -13,704 | $1.9M | -$259.1K | -5.3% |
| LPL Financial LLC | 153,419 | -2,783 | $1.2M | -$112.7K | -1.8% |
| Perennial Investment Advisors, LLC | 15,872 | -9,952 | $126.2K | -$94.1K | -38.5% |
| FIRST FOUNDATION ADVISORS | 61,339 | 0 | $487.6K | -$35.6K | 0.0% |
| Next Capital Management LLC | 55,109 | 0 | $438.1K | -$32.0K | 0.0% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 11,375 | -2,600 | $90.4K | -$28.8K | -18.6% |
| Prime Capital Investment Advisors, LLC | 46,888 | 0 | $372.8K | -$27.2K | 0.0% |
| CoreCap Advisors, LLC | 24,765 | -1,343 | $196.9K | -$25.8K | -5.1% |
| Navis Wealth Advisors, LLC | 29,136 | -394 | $231.6K | -$20.3K | -1.3% |
| BANK OF AMERICA CORP /DE/ | 3,068 | -1,613 | $24.4K | -$15.5K | -34.5% |
| ORG Partners LLC | 20,484 | 0 | $162.8K | -$11.9K | 0.0% |
| Fiduciary Group LLC | 12,100 | 0 | $96.2K | -$7.0K | 0.0% |
| HOLLENCREST CAPITAL MANAGEMENT | 10,945 | 0 | $87.0K | -$6.3K | 0.0% |
| NBC SECURITIES, INC. | 5,085 | -200 | $40.4K | -$4.7K | -3.8% |
| Rockefeller Capital Management L.P. | 8,000 | 0 | $63.6K | -$4.6K | 0.0% |
| PNC Financial Services Group, Inc. | 5,000 | 0 | $39.8K | -$2.9K | 0.0% |
| WPG Advisers, LLC | 1,118 | -155 | $8.9K | -$2.0K | -12.2% |
| CIBC Private Wealth Group, LLC | 2,170 | 0 | $17.3K | -$1.3K | 0.0% |
| NATIONAL BANK OF CANADA /FI/ | 2,164 | 0 | $17.2K | -$1.3K | 0.0% |
| ASSETMARK, INC | 4 | -70 | $32 | -$599 | -94.6% |
| HIGHLINE WEALTH PARTNERS LLC | 1,000 | 0 | $8.0K | -$580 | 0.0% |
| Geneos Wealth Management Inc. | 345 | 0 | $2.7K | -$200 | 0.0% |
| CWM, LLC | 384 | 0 | $3 | $0 | 0.0% |
Sold Out(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Strategic Financial Concepts, LLC | 0 | -12,600 | $0 | -$107.5K | — |
| Future Financial Wealth Managment LLC | 0 | -9,000 | $0 | -$76.8K | — |
| Advisory Services Network, LLC | 0 | -4,398 | $0 | -$37.5K | — |
| HRT FINANCIAL LP | 0 | -15,844 | $0 | -$135 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| MORGAN STANLEY | 2,070,723 | $16.5M | -248,430 | -10.7% |
| WELLS FARGO & COMPANY/MN | 1,325,507 | $10.5M | +252,749 | 23.6% |
| Royal Bank of Canada | 1,027,527 | $8.2M | -962,904 | -48.4% |
| Advisors Asset Management, Inc. | 392,381 | $3.1M | +28,363 | 7.8% |
| J.W. COLE ADVISORS, INC. | 245,190 | $1.9M | -13,704 | -5.3% |
| RIVERBRIDGE PARTNERS LLC | 224,106 | $1.8M | +162,298 | 262.6% |
| UBS Group AG | 221,655 | $1.8M | -18,433 | -7.7% |
| NewEdge Advisors, LLC | 213,449 | $1.7M | +31,224 | 17.1% |
| 1607 Capital Partners, LLC | 178,157 | $1.4M | +145,973 | 453.6% |
| Baird Financial Group, Inc. | 157,625 | $1.3M | +10,119 | 6.9% |
| LPL Financial LLC | 153,419 | $1.2M | -2,783 | -1.8% |
| PFG Investments, LLC | 136,424 | $1.1M | +93,573 | 218.4% |
| Pathstone Holdings, LLC | 133,142 | $1.1M | +133,142 | — |
| Logan Stone Capital, LLC | 117,642 | $935.3K | +117,642 | — |
| Shaker Financial Services, LLC | 110,263 | $876.6K | +49,792 | 82.3% |
| Yakira Capital Management, Inc. | 94,588 | $752.0K | +94,588 | — |
| ADVISOR GROUP HOLDINGS, INC. | 90,009 | $715.6K | +48,681 | 117.8% |
| Verity Asset Management, Inc. | 86,809 | $690.1K | +7,705 | 9.7% |
| SeaCrest Wealth Management, LLC | 68,904 | $542.3K | +1,300 | 1.9% |
| FIRST FOUNDATION ADVISORS | 61,339 | $487.6K | 0 | 0.0% |
New & Closed Positions this quarter
Closed Positions
4 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for OPP-PC against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.