New Positions
24 managers initiated
Top five by reported value
DoubleLine Yield Opportunities Fund NYQ:DLY
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
24 new30 added46 reduced12 exited
Total Institutional Holders
100
as of 2025-12-31
Top Holder
MORGAN STANLEY
$35.1M
Largest QoQ Increase
SIT INVESTMENT ASSOCIATES INC
+1,083,165 sh
Largest QoQ Decrease
Royal Bank of Canada
-650,258 sh
New Positions(24)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 555,917 | +555,917 | $8.1M | +$8.1M | — |
| Logan Stone Capital, LLC | 342,383 | +342,383 | $5.0M | +$5.0M | — |
| Noble Wealth Management PBC | 159,707 | +159,707 | $2.3M | +$2.3M | — |
| 1607 Capital Partners, LLC | 161,111 | +161,111 | $2.3M | +$2.3M | — |
| Rareview Capital LLC | 123,911 | +123,911 | $1.9M | +$1.9M | — |
| Sanctuary Advisors, LLC | 57,922 | +57,922 | $842.2K | +$842.2K | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 51,289 | +51,289 | $745.7K | +$745.7K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 31,439 | +31,439 | $457.1K | +$457.1K | — |
| XTX Topco Ltd | 25,397 | +25,397 | $369.3K | +$369.3K | — |
| NOMURA HOLDINGS INC | 22,500 | +22,500 | $327.1K | +$327.1K | — |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 19,957 | +19,957 | $290.2K | +$290.2K | — |
| Closed-End Fund Advisors, Inc. | 14,349 | +14,349 | $208.6K | +$208.6K | — |
| Adalta Capital Management LLC | 13,000 | +13,000 | $189.0K | +$189.0K | — |
| SPIREPOINT PRIVATE CLIENT, LLC | 11,250 | +11,250 | $163.6K | +$163.6K | — |
| DKM Wealth Management, Inc. | 10,556 | +10,556 | $153.5K | +$153.5K | — |
| Farther Finance Advisors, LLC | 4,064 | +4,064 | $59.1K | +$59.1K | — |
| SageView Advisory Group, LLC | 2,603 | +2,603 | $37.8K | +$37.8K | — |
| Global Retirement Partners, LLC | 1,519 | +1,519 | $22.1K | +$22.1K | — |
| SIT INVESTMENT ASSOCIATES INC | 1,083,165 | +1,083,165 | $15.7K | +$15.7K | — |
| Camelot Portfolios, LLC | 1,000 | +1,000 | $14.5K | +$14.5K | — |
| Pinnacle Wealth Planning Services, Inc. | 586 | +586 | $8.5K | +$8.5K | — |
| Allworth Financial LP | 385 | +385 | $5.6K | +$5.6K | — |
| WPG Advisers, LLC | 242 | +242 | $3.5K | +$3.5K | — |
| Motiv8 Investments LLC | 120 | +120 | $2 | +$2 | — |
Added To(30)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| WELLS FARGO & COMPANY/MN | 2,366,711 | +402,798 | $34.4M | +$4.8M | 20.5% |
| JOURNEY STRATEGIC WEALTH LLC | 133,061 | +74,000 | $1.9M | +$1.0M | 125.3% |
| RAYMOND JAMES FINANCIAL INC | 401,460 | +60,867 | $5.8M | +$701.1K | 17.9% |
| GUGGENHEIM CAPITAL LLC | 75,543 | +44,724 | $1.1M | +$633.6K | 145.1% |
| LPL Financial LLC | 202,329 | +42,128 | $2.9M | +$526.0K | 26.3% |
| Pettinga Financial Advisors, LLC | 173,318 | +33,994 | $2.5M | +$419.0K | 24.4% |
| FIRST TRUST ADVISORS LP | 32,971 | +12,156 | $479.4K | +$165.5K | 58.4% |
| OPPENHEIMER & CO INC | 51,755 | +11,900 | $752.5K | +$151.5K | 29.9% |
| HighTower Advisors, LLC | 478,385 | +8,876 | $7.0M | -$124.5K | 1.9% |
| Robinson Capital Management, LLC | 42,032 | +8,553 | $611.1K | +$106.3K | 25.5% |
| Calamos Advisors LLC | 32,571 | +7,920 | $473.6K | +$101.8K | 32.1% |
| Invesco Ltd. | 43,698 | +7,747 | $635.4K | +$93.2K | 21.5% |
| Journey Advisory Group, LLC | 196,926 | +3,604 | $2.9M | -$52.0K | 1.9% |
| NewEdge Advisors, LLC | 54,250 | +4,500 | $788.8K | +$38.6K | 9.0% |
| SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC | 72,592 | +4,839 | $1.1M | +$33.8K | 7.1% |
| ADVISOR GROUP HOLDINGS, INC. | 63,697 | +1,155 | $926.3K | -$22.3K | 1.8% |
| COMERICA BANK | 47,235 | +3,114 | $686.8K | +$21.4K | 7.0% |
| Cetera Investment Advisers | 40,201 | +1,887 | $584.5K | +$6.7K | 4.9% |
| Kestra Advisory Services, LLC | 18,448 | +222 | $268.2K | -$6.6K | 1.2% |
| Catalina Capital Group, LLC | 13,597 | +79 | $197.7K | -$6.2K | 0.6% |
| CAPTRUST FINANCIAL ADVISORS | 37,328 | +1,719 | $542.7K | +$5.8K | 4.8% |
| Fourth Dimension Wealth, LLC | 3,300 | +500 | $48.0K | +$5.8K | 17.9% |
| Redwood Park Advisors LLC | 10,764 | +46 | $156.5K | -$5.1K | 0.4% |
| Private Advisor Group, LLC | 20,288 | +390 | $295.0K | -$5.1K | 1.9% |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 11,558 | +238 | $168.0K | -$2.7K | 2.1% |
| Aviance Capital Partners, LLC | 33,026 | +1,328 | $480.2K | +$2.2K | 4.2% |
| MERCER GLOBAL ADVISORS INC /ADV | 14,767 | +450 | $214.7K | -$1.2K | 3.1% |
| Larson Financial Group LLC | 2,171 | +1 | $31.6K | -$1.2K | 0.0% |
| Sunbelt Securities, Inc. | 2,274 | +15 | $33.1K | -$1.0K | 0.7% |
| Financial Management Professionals, Inc. | 1,463 | +34 | $21.3K | -$272 | 2.4% |
Reduced(46)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 523,242 | -650,258 | $7.6M | -$11.0M | -55.4% |
| Shaker Financial Services, LLC | 185,781 | -108,929 | $2.7M | -$1.7M | -37.0% |
| MORGAN STANLEY | 2,415,562 | -23,851 | $35.1M | -$1.7M | -1.0% |
| EVOKE WEALTH, LLC | 23,000 | -61,185 | $334.4K | -$935.1K | -72.7% |
| Balyasny Asset Management LLC | 17,235 | -48,967 | $250.6K | -$747.7K | -74.0% |
| UBS Group AG | 998,867 | -13,148 | $14.5M | -$737.7K | -1.3% |
| WILEY BROS.-AINTREE CAPITAL, LLC | 77,657 | -42,735 | $1.1M | -$686.4K | -35.5% |
| READYSTATE ASSET MANAGEMENT LP | 195,659 | -31,873 | $2.8M | -$586.3K | -14.0% |
| Creekside Partners | 69,964 | -31,820 | $1.0M | -$517.6K | -31.3% |
| BANK OF AMERICA CORP /DE/ | 140,333 | -16,036 | $2.0M | -$317.6K | -10.3% |
| Blackhawk Capital Partners LLC. | 12,485 | -19,350 | $181.5K | -$298.5K | -60.8% |
| STIFEL FINANCIAL CORP | 83,544 | -16,478 | $1.2M | -$293.6K | -16.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 16,821 | -13,283 | $244.6K | +$244.1K | -44.1% |
| MGO ONE SEVEN LLC | 54,563 | -8,708 | $793.3K | -$160.8K | -13.8% |
| Allie Family Office LLC | 10,000 | -10,000 | $145.4K | -$156.2K | -50.0% |
| JANE STREET GROUP, LLC | 53,214 | -6,680 | $773.7K | -$129.5K | -11.2% |
| Activest Wealth Management | 2,500 | -5,152 | $36.4K | -$79.0K | -67.3% |
| Gridiron Partners, LLC | 32,618 | -493,528 | $474.3K | +$66.1K | -93.8% |
| Pathway Financial Advisers, LLC | 32,663 | -3,130 | $474.9K | -$64.6K | -8.7% |
| SRS Capital Advisors, Inc. | 7,553 | -3,848 | $109.8K | -$62.1K | -33.8% |
| IFC Advisors LLC | 24,117 | -3,038 | $350.7K | -$58.8K | -11.2% |
| CIBC Private Wealth Group, LLC | 10,706 | -2,109 | $155.7K | -$37.6K | -16.4% |
| WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC | 40,142 | 0 | $583.7K | -$21.7K | 0.0% |
| Maridea Wealth Management LLC | 123,013 | -671 | $1.8M | -$20.9K | -0.5% |
| Rockefeller Capital Management L.P. | 32,802 | 0 | $476.9K | -$17.7K | 0.0% |
| Belpointe Asset Management LLC | 13,175 | -600 | $191.6K | -$16.2K | -4.3% |
| ENVESTNET ASSET MANAGEMENT INC | 21,985 | -235 | $319.7K | -$15.4K | -1.1% |
| CI Private Wealth, LLC | 18,841 | 0 | $273.9K | -$10.2K | 0.0% |
| Blueprint Financial Advisors LLC | 18,000 | 0 | $261.7K | -$9.7K | 0.0% |
| Kingsview Wealth Management, LLC | 17,500 | 0 | $254.4K | -$9.4K | 0.0% |
| Avidian Wealth Solutions, LLC | 14,000 | 0 | $203.6K | -$7.6K | 0.0% |
| Cerity Partners LLC | 10,000 | 0 | $145.4K | -$5.4K | 0.0% |
| MPWM ADVISORY SOLUTIONS, LLC | 7,102 | -61 | $103.3K | -$4.7K | -0.8% |
| Asset Dedication, LLC | 1,944 | 0 | $28.3K | -$1.1K | 0.0% |
| Westend Capital Management, LLC | 953 | 0 | $13.9K | -$514 | 0.0% |
| Sovran Advisors, LLC | 10,397 | 0 | $152.9K | -$416 | 0.0% |
| ST GERMAIN D J CO INC | 680 | 0 | $9.9K | -$367 | 0.0% |
| EASTERN BANK | 600 | 0 | $8.7K | -$324 | 0.0% |
| WEDBUSH SECURITIES INC | 112,068 | -15,158 | $1.6K | -$290 | -11.9% |
| Moisand Fitzgerald Tamayo, LLC | 500 | 0 | $7.3K | -$270 | 0.0% |
| Geneos Wealth Management Inc. | 450 | 0 | $6.5K | -$243 | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 300 | 0 | $4.4K | -$162 | 0.0% |
| COHEN & STEERS, INC. | 175,007 | 0 | $2.5K | -$94 | 0.0% |
| Cambridge Investment Research Advisors, Inc. | 12,703 | -2,540 | $185 | -$45 | -16.7% |
| Janney Montgomery Scott LLC | 22,500 | -1,500 | $327 | -$35 | -6.3% |
| Polar Asset Management Partners Inc. | 285,335 | 0 | $4.3M | $0 | 0.0% |
Sold Out(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Consolidated Portfolio Review Corp | 0 | -191,037 | $0 | -$2.9M | — |
| Hennion & Walsh Asset Management, Inc. | 0 | -74,520 | $0 | -$1.1M | — |
| Pensionmark Financial Group, LLC | 0 | -35,005 | $0 | -$527.9K | — |
| LOWE BROCKENBROUGH & CO INC | 0 | -18,380 | $0 | -$277.2K | — |
| Wealthcare Advisory Partners LLC | 0 | -14,990 | $0 | -$226.0K | — |
| CIBC Bancorp USA Inc. | 0 | -12,815 | $0 | -$193.3K | — |
| Moors & Cabot, Inc. | 0 | -10,212 | $0 | -$154.0K | — |
| OPTIMUM INVESTMENT ADVISORS | 0 | -7,636 | $0 | -$115.2K | — |
| Advisory Services Network, LLC | 0 | -1,360 | $0 | -$20.5K | — |
| Tidemark, LLC | 0 | -1,045 | $0 | -$15.8K | — |
| Creekmur Asset Management LLC | 0 | -16 | $0 | -$237 | — |
| HRT FINANCIAL LP | 0 | -10,521 | $0 | -$158 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
12 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for DLY against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.