Institutional Manager · CIK 0001812177

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

Winnetka, IL · File #028-20278

Latest AUM

$316.3M

Positions

136

Top-10 Concentration

56.9%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	Novo Nordisk	NONOF	+27,900	+$1.4M	-$51,098
ADD	Pimco Ultra Short Government ETF	72201R577	+13,097	+$1.3M	-$106,730
REDUCE	Alphabet A	GOOG	-4,031	-$1.3M	+$1.0M
ADD	Flowers Foods Inc.	FLO	+103,970	+$1.1M	-$114,155
EXITED	PALANTIR TECHNOLOGIES INC CL A	69608A108	-2,612	-$476,481	$0
NEW	SEABRIDGE GOLD INC COM	SA	+16,095	+$476,251	$0
ADD	Invesco S&P 500 Equal Weight Healthcare	IVZ	+13,872	+$441,824	+$1.0M
ADD	iShares MSCI USA Min Vol Factor	46429B697	+4,632	+$436,150	-$165,020
EXITED	ORACLE CORP CALL	68389X905	-1,000	-$281,240	$0
REDUCE	Tesla	TSLA	-608	-$273,430	+$9,015

Sector Allocation

Financials

17.0%$53.8M

Technology

11.5%$36.5M

Healthcare

5.4%$17.1M

Consumer Discretionary

3.0%$9.5M

Consumer Staples

2.9%$9.0M

Industrials

2.0%$6.4M

Energy

0.4%$1.3M

Communication Services

0.3%$956,734

Materials

0.1%$476,251

Utilities

0.1%$231,520

Filing History

Feb 12, 202613F HOLDINGS REPORTQ/E Dec 2025136 pos · $316.3M
Nov 12, 202513F HOLDINGS REPORTQ/E Sep 2025143 pos · $304.6M
Aug 12, 202513F HOLDINGS REPORTQ/E Jun 2025141 pos · $306.5M
May 8, 202513F HOLDINGS REPORTQ/E Mar 2025133 pos · $281.6M
Feb 12, 202513F HOLDINGS REPORTQ/E Dec 2024131 pos · $268.7M
Nov 14, 202413F HOLDINGS REPORTQ/E Sep 2024132 pos · $266.3M
Aug 12, 202413F HOLDINGS REPORTQ/E Jun 2024124 pos · $244.9M
May 14, 202413F HOLDINGS REPORTQ/E Mar 2024119 pos · $243.7M
Nov 14, 202313F HOLDINGS REPORTQ/E Dec 2023103 pos · $199.6M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	Doubleline Shiller CAPE US Equity	25861R204	841,761	$27.1M	9.65%
2	Pimco Ultra Short Government ETF	72201R577	264,153	$26.6M	9.46%
3	JPMorgan US Quality Factor	46641Q761	355,381	$22.5M	7.98%
4	iShares MSCI USA Min Vol Factor	46429B697	173,103	$16.3M	5.80%
5	Invesco S&P 500 Equal Weight Healthcare	IVZ	427,644	$13.6M	4.84%
6	Schwab US Dividend Equity ETF	808524797	453,950	$12.5M	4.43%
7	Apple	AAPL	45,054	$12.2M	4.35%
8	Invesco S&P 500 Equal Weight	IVZ	61,034	$11.7M	4.16%
9	Invesco S&P 500 Equal Weight Technology	IVZ	195,072	$8.9M	3.16%
10	Huntington Ingalls	446413106	25,099	$8.5M	3.03%
11	Novartis	NVSEF	49,632	$6.8M	2.43%
12	Gilead Sciences	GILD	53,856	$6.6M	2.35%
13	Altria Group	MO	111,830	$6.4M	2.29%
14	Cisco	CSCO	78,008	$6.0M	2.14%
15	Lockheed Martin	LMT	12,265	$5.9M	2.11%
16	GlaxoSmithKline	GLAXF	119,066	$5.8M	2.08%
17	Dollar General	256677105	41,449	$5.5M	1.96%
18	Merck & Co	MRK	47,192	$5.0M	1.77%
19	Houlihan Lokey	HLI	28,000	$4.9M	1.73%
20	Genpact	G	101,144	$4.7M	1.68%