13F QoQ Ownership Changes
DHF Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 16 new · 27 added · 36 reduced · 5 exited
New Positions(16)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 321,064 | +321,064 | $796.2K | +$796.2K | — |
| WOLVERINE ASSET MANAGEMENT LLC | 244,687 | +244,687 | $606.8K | +$606.8K | — |
| RAYMOND JAMES FINANCIAL INC | 64,654 | +64,654 | $160.3K | +$160.3K | — |
| Closed-End Fund Advisors, Inc. | 44,008 | +44,008 | $109.1K | +$109.1K | — |
| BOOTHBAY FUND MANAGEMENT, LLC | 31,804 | +31,804 | $78.9K | +$78.9K | — |
| TWO SIGMA SECURITIES, LLC | 18,823 | +18,823 | $46.7K | +$46.7K | — |
| Marex Group plc | 15,500 | +15,500 | $38.4K | +$38.4K | — |
| World Investment Advisors | 14,150 | +14,150 | $35.1K | +$35.1K | — |
| SENTINEL PENSION ADVISORS, LLC | 13,344 | +13,344 | $33.1K | +$33.1K | — |
| Avior Wealth Management, LLC | 11,091 | +11,091 | $27.5K | +$27.5K | — |
| Global Retirement Partners, LLC | 6,935 | +6,935 | $17.2K | +$17.2K | — |
| Kilter Group LLC | 5,384 | +5,384 | $13.4K | +$13.4K | — |
| Pinnacle Wealth Planning Services, Inc. | 3,172 | +3,172 | $7.9K | +$7.9K | — |
| HRT FINANCIAL LP | 41,729 | +41,729 | $103 | +$103 | — |
| Cambridge Investment Research Advisors, Inc. | 17,019 | +17,019 | $42 | +$42 | — |
| DV Trading LLC | 4 | +4 | $10 | +$10 | — |
Added To(27)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 1,148,316 | +489,761 | $2.8M | +$1.1M | 74.4% |
| Pathstone Holdings, LLC | 7,151,436 | +597,486 | $17.7M | +$760.8K | 9.1% |
| Capital Investment Advisors, LLC | 206,832 | +194,477 | $512.9K | +$480.9K | 1574.1% |
| Fiera Capital Corp | 494,528 | +150,848 | $1.2M | +$336.3K | 43.9% |
| COMMONWEALTH EQUITY SERVICES, LLC | 102,711 | +841 | $254.7K | +$254.5K | 0.8% |
| LPL Financial LLC | 573,835 | +61,419 | $1.4M | +$96.0K | 12.0% |
| Hennion & Walsh Asset Management, Inc. | 1,485,373 | +81,825 | $3.7M | +$48.5K | 5.8% |
| Mariner, LLC | 31,507 | +18,904 | $78.1K | +$45.5K | 150.0% |
| Shaker Financial Services, LLC | 144,185 | +21,992 | $359.9K | +$43.4K | 18.0% |
| Cetera Investment Advisers | 224,102 | +24,256 | $555.8K | +$38.2K | 12.1% |
| CITADEL ADVISORS LLC | 51,765 | +13,572 | $128.4K | +$29.5K | 35.5% |
| ENVESTNET ASSET MANAGEMENT INC | 611,805 | +15,059 | $1.5M | -$28.3K | 2.5% |
| CIBC Private Wealth Group LLC | 5,628 | +5,128 | $14.0K | +$12.7K | 1025.6% |
| JANE STREET GROUP, LLC | 72,470 | +7,490 | $179.7K | +$11.4K | 11.5% |
| Integrity Advisory Solutions, LLC | 14,607 | +3,864 | $36.2K | +$8.4K | 36.0% |
| PFG Investments, LLC | 29,884 | +3,500 | $74.1K | +$5.8K | 13.3% |
| MML INVESTORS SERVICES, LLC | 45,093 | +3,341 | $111.8K | +$3.7K | 8.0% |
| Garner Asset Management Corp | 23,204 | +226 | $57.5K | -$2.0K | 1.0% |
| MERCER GLOBAL ADVISORS INC /ADV | 11,485 | +1,178 | $28.5K | +$1.8K | 11.4% |
| ASSETMARK, INC | 1,837 | +656 | $4.6K | +$1.5K | 55.5% |
| Tower Research Capital LLC (TRC) | 784 | +591 | $1.9K | +$1.4K | 306.2% |
| Carter Financial Group, INC. | 20,019 | +354 | $50.0K | -$936 | 1.8% |
| Focus Partners Wealth | 11,823 | +244 | $29.3K | -$669 | 2.1% |
| Wealthspire Advisors, LLC | 11,308 | +233 | $28.0K | -$641 | 2.1% |
| SIT INVESTMENT ASSOCIATES INC | 3,543,326 | +47,342 | $8.8K | -$268 | 1.4% |
| PFS Partners, LLC | 2,360 | +49 | $5.9K | -$134 | 2.1% |
| PARK AVENUE SECURITIES LLC | 418,045 | +5,065 | $1.0K | -$33 | 1.2% |
Reduced(36)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MORGAN STANLEY | 1,686,256 | -207,479 | $4.2M | -$722.9K | -10.9% |
| 1607 Capital Partners, LLC | 800,314 | -79,300 | $2.0M | -$293.4K | -9.0% |
| Royal Bank of Canada | 5,021 | -91,299 | $13.0K | -$235.0K | -94.8% |
| Invesco Ltd. | 974,319 | -41,697 | $2.4M | -$215.2K | -4.1% |
| Allspring Global Investments Holdings, LLC | 983,970 | 0 | $2.4M | -$108.2K | 0.0% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 63,598 | -14,061 | $157.7K | -$43.4K | -18.1% |
| HighTower Advisors, LLC | 41,319 | -7,662 | $102.5K | -$24.4K | -15.6% |
| OSAIC HOLDINGS, INC. | 101,760 | -4,479 | $252.4K | -$23.7K | -4.2% |
| UBS Group AG | 47,614 | -6,089 | $118.1K | -$21.0K | -11.3% |
| WELLS FARGO & COMPANY/MN | 58,333 | -5,267 | $144.7K | -$20.1K | -8.3% |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 77,351 | -4,088 | $191.8K | -$19.1K | -5.0% |
| MELFA WEALTH MANAGEMENT, INC. | 136,160 | 0 | $337.7K | -$15.0K | 0.0% |
| NewEdge Advisors, LLC | 62,000 | -2,800 | $153.8K | -$14.1K | -4.3% |
| Sowell Financial Services LLC | 16,195 | -4,667 | $40.2K | -$13.9K | -22.4% |
| INTEGRATED CAPITAL MANAGEMENT, INC. | 99,238 | -891 | $246.1K | -$13.2K | -0.9% |
| Baird Financial Group, Inc. | 38,162 | 0 | $94.6K | -$4.2K | 0.0% |
| Mutual Advisors, LLC | 33,370 | 0 | $82.8K | -$3.3K | 0.0% |
| LEVIN CAPITAL STRATEGIES, L.P. | 30,000 | 0 | $74.4K | -$3.3K | 0.0% |
| Advance Capital Management, Inc. | 30,000 | 0 | $74.4K | -$3.3K | 0.0% |
| CHOREO, LLC | 12,616 | -683 | $31.5K | -$2.9K | -5.1% |
| BRAVE ASSET MANAGEMENT INC | 25,100 | 0 | $62.2K | -$2.8K | 0.0% |
| J.W. COLE ADVISORS, INC. | 11,279 | -320 | $28.0K | -$2.1K | -2.8% |
| Curated Wealth Partners LLC | 17,715 | 0 | $43.9K | -$1.9K | 0.0% |
| Merit Financial Group, LLC | 11,048 | -207 | $27.4K | -$1.8K | -1.8% |
| BANK OF AMERICA CORP /DE/ | 15,196 | 0 | $37.7K | -$1.7K | 0.0% |
| Howard Capital Management Group, LLC | 10,000 | 0 | $24.8K | -$1.1K | 0.0% |
| SIGNATUREFD, LLC | 8,422 | 0 | $20.9K | -$926 | 0.0% |
| COMERICA BANK | 184 | -324 | $457 | -$859 | -63.8% |
| PNC Financial Services Group, Inc. | 3,766 | 0 | $9.3K | -$414 | 0.0% |
| WPG Advisers, LLC | 1,038 | -56 | $2.6K | -$259 | -5.1% |
| Hilltop National Bank | 2,000 | 0 | $5.0K | -$220 | 0.0% |
| ORG Partners LLC | 1,406 | 0 | $3.5K | -$155 | 0.0% |
| Stone House Investment Management, LLC | 552 | 0 | $1.4K | -$61 | 0.0% |
| North Star Investment Management Corp. | 500 | 0 | $1.2K | -$55 | 0.0% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 100 | 0 | $248 | -$11 | 0.0% |
| Larson Financial Group LLC | 0 | 0 | $0 | $0 | — |
Sold Out(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Wela Strategies, Inc. | 0 | -191,315 | $0 | -$495.5K | — |
| Walleye Capital LLC | 0 | -35,328 | $0 | -$91.5K | — |
| Mach-1 Financial Group, LLC | 0 | -10,743 | $0 | -$27.8K | — |
| Newbridge Financial Services Group, Inc. | 0 | -10,000 | $0 | -$25.9K | — |
| HARBOUR INVESTMENTS, INC. | 0 | -2,000 | $0 | -$5.2K | — |