Institutional Manager · CIK 0001919749
Carter Financial Group, INC.
Barrington, IL · File #028-22446
Latest AUM
$168.6M
Positions
121
Top-10 Concentration
57.3%
Filings
3
Portfolio Value Over Time
2025-06
2025-09
2025-12
Biggest QoQ Changes
Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.
| Action | Issuer | Ticker / CUSIP | Δ Shares | Flow ($) | Price Effect |
|---|---|---|---|---|---|
| NEW | Johnson & Johnson | JNJ | +2,411 | +$498,991 | $0 |
| NEW | Zacks Quality International ETF | 98888G881 | +18,565 | +$493,289 | $0 |
| ADD | Berkshire Hathaway Inc Class B | BRK-A | +949 | +$477,011 | -$3,747 |
| ADD | Amplify CWP Enhanced Dividend Income ETF | 032108409 | +10,448 | +$464,937 | -$12,005 |
| EXITED | ISHARES TR | 46432F842 | -4,948 | -$432,042 | $0 |
| ADD | Netflix Inc | NFLX | +4,272 | +$400,543 | -$403,384 |
| NEW | Novartis AG ADR | NVSEF | +2,886 | +$397,910 | $0 |
| NEW | Banco Santander SA ADR | BCDRF | +31,288 | +$367,008 | $0 |
| EXITED | SHOPIFY INC | 82509L107 | -2,426 | -$360,528 | $0 |
| ADD | NVIDIA Corp | NVDA | +1,762 | +$328,617 | -$2,359 |
Sector Allocation
Filing History
- 13F HOLDINGS REPORTQ/E Dec 2025121 pos · $168.6M
- 13F HOLDINGS REPORTQ/E Sep 2025116 pos · $165.5M
- 13F HOLDINGS REPORTQ/E Jun 2025116 pos · $152.9M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | Berkshire Hathaway Inc Class B | BRK-A | 42,620 | $21.4M | 14.74% |
| 2 | Invesco NASDAQ 100 ETF | IVZ | 47,335 | $12.0M | 8.24% |
| 3 | Amplify CWP Enhanced Dividend Income ETF | 032108409 | 181,918 | $8.1M | 5.57% |
| 4 | Amplify Blockchain Technology ETF | 032108607 | 129,640 | $7.4M | 5.07% |
| 5 | Apple Inc | AAPL | 25,137 | $6.8M | 4.70% |
| 6 | Xtrackers MSCI EAFE Hedged Equity ETF | 233051200 | 134,750 | $6.5M | 4.46% |
| 7 | Bitwise Bitcoin ETF | BITB | 134,982 | $6.4M | 4.42% |
| 8 | NVIDIA Corp | NVDA | 28,556 | $5.3M | 3.66% |
| 9 | Pacer US Small Cap Cash Cows 100 ETF | 69374H857 | 106,498 | $4.8M | 3.28% |
| 10 | NEOS Enhanced Income Aggregate Bond ETF | 78433H402 | 96,315 | $4.6M | 3.15% |
| 11 | Cambria Global Real Estate ETF | 132061813 | 158,998 | $3.9M | 2.68% |
| 12 | Alphabet Inc Class C | GOOG | 11,204 | $3.5M | 2.42% |
| 13 | Microsoft Corp | MSFT | 6,950 | $3.4M | 2.31% |
| 14 | Gabelli Financial Services Opp ETF | 36261K400 | 64,553 | $3.0M | 2.09% |
| 15 | Vanguard FTSE Emerging Markets ETF | 922042858 | 51,944 | $2.8M | 1.92% |
| 16 | Alphabet Inc Class A | GOOG | 8,499 | $2.7M | 1.83% |
| 17 | Palantir Technologies Inc Ordinary Shares - Class A | PLTR | 14,830 | $2.6M | 1.81% |
| 18 | Invesco QQQ Trust | IVZ | 3,988 | $2.5M | 1.69% |
| 19 | Schwab International Small-Cap Eq ETF | 808524888 | 52,561 | $2.4M | 1.65% |
| 20 | Tesla Inc | TSLA | 4,230 | $1.9M | 1.31% |