New Positions
25 managers initiated
Top five by reported value
Capital Southwest Corp NASDAQ NMS - GLOBAL MARKET:CSWC
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
25 new44 added92 reduced30 exited
Total Institutional Holders
161
as of 2025-12-31
Top Holder
Union Bancaire Privee, UBP SA
$24.8M
Largest QoQ Increase
Womack Financial LLC
+605,661 sh
Largest QoQ Decrease
SANDERS MORRIS HARRIS LLC
-1,368,607 sh
New Positions(25)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Womack Financial LLC | 605,661 | +605,661 | $13.4M | +$13.4M | — |
| Connor, Clark & Lunn Investment Management Ltd. | 188,921 | +188,921 | $4.2M | +$4.2M | — |
| GraniteShares Advisors LLC | 122,472 | +122,472 | $2.7M | +$2.7M | — |
| Closed-End Fund Advisors, Inc. | 113,731 | +113,731 | $2.5M | +$2.5M | — |
| FJ Capital Management LLC | 92,685 | +92,685 | $2.1M | +$2.1M | — |
| Atom Investors LP | 65,809 | +65,809 | $1.5M | +$1.5M | — |
| Symphony Financial, Ltd. Co. | 39,441 | +39,441 | $870.5K | +$870.5K | — |
| BARCLAYS PLC | 24,717 | +24,717 | $544.8K | +$544.8K | — |
| Belpointe Asset Management LLC | 23,582 | +23,582 | $522.3K | +$522.3K | — |
| AMERIPRISE FINANCIAL INC | 20,106 | +20,106 | $445.3K | +$445.3K | — |
| Accel Wealth Management | 12,495 | +12,495 | $276.8K | +$276.8K | — |
| SageGuard Financial Group, LLC | 12,113 | +12,113 | $268.3K | +$268.3K | — |
| Catalina Capital Group, LLC | 11,897 | +11,897 | $263.5K | +$263.5K | — |
| Leonteq Securities AG | 11,500 | +11,500 | $252.4K | +$252.4K | — |
| Allworth Financial LP | 4,845 | +4,845 | $107.3K | +$107.3K | — |
| SageView Advisory Group, LLC | 1,551 | +1,551 | $34.4K | +$34.4K | — |
| JONES FINANCIAL COMPANIES LLLP | 804 | +804 | $17.8K | +$17.8K | — |
| Key Capital Management, INC | 514 | +514 | $11.4K | +$11.4K | — |
| Quarry LP | 280 | +280 | $6.2K | +$6.2K | — |
| Archer Investment Corp | 138 | +138 | $3.1K | +$3.1K | — |
| FLAGSHIP HARBOR ADVISORS, LLC | 109 | +109 | $2.4K | +$2.4K | — |
| Weiss Asset Management LP | 44 | +44 | $975 | +$975 | — |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,677 | +3,677 | $81 | +$81 | — |
| Avion Wealth | 500 | +500 | $11 | +$11 | — |
| CX Institutional | 100 | +100 | $2 | +$2 | — |
Added To(44)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 885,967 | +129,181 | $21.0M | +$5.9M | 17.1% |
| TWO SIGMA INVESTMENTS, LP | 1,049,382 | +157,029 | $23.2M | +$3.7M | 17.6% |
| Muzinich & Co., Inc. | 425,322 | +152,057 | $9.4M | +$3.4M | 55.6% |
| TWO SIGMA ADVISERS, LP | 1,062,917 | +68,111 | $23.5M | +$1.8M | 6.8% |
| MILLENNIUM MANAGEMENT LLC | 197,168 | +67,116 | $4.4M | +$1.5M | 51.6% |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | +64,706 | $6.3M | +$1.5M | 29.4% |
| Legal & General Group Plc | 389,580 | +57,679 | $8.6M | +$1.4M | 17.4% |
| Verition Fund Management LLC | 88,378 | +55,416 | $2.0M | +$1.2M | 168.1% |
| UBS Group AG | 817,148 | +38,987 | $18.1M | +$1.1M | 5.0% |
| Columbus Macro, LLC | 345,520 | +26,633 | $7.7M | +$682.4K | 8.3% |
| Catalyst Capital Advisors LLC | 49,000 | +29,000 | $1.1M | +$648.1K | 145.0% |
| SIMPLEX TRADING, LLC | 27,754 | +12,177 | $614.8K | +$614.4K | 78.2% |
| ENVESTNET ASSET MANAGEMENT INC | 386,138 | +21,236 | $8.6M | +$576.2K | 5.8% |
| BANK OF AMERICA CORP /DE/ | 50,458 | +25,396 | $1.1M | +$569.8K | 101.3% |
| LPL Financial LLC | 214,780 | +20,045 | $4.8M | +$500.5K | 10.3% |
| Cetera Investment Advisers | 424,631 | +14,664 | $9.4M | +$443.7K | 3.6% |
| EPIQ PARTNERS, LLC | 310,965 | +15,536 | $6.9M | +$429.8K | 5.3% |
| Melia Wealth LLC | 502,988 | +12,537 | $11.1M | +$419.9K | 2.5% |
| JANE STREET GROUP, LLC | 139,137 | +12,298 | $3.1M | +$309.2K | 9.7% |
| STATE STREET CORP | 62,507 | +11,909 | $1.4M | +$278.5K | 23.5% |
| Brevan Howard Capital Management LP | 21,314 | +8,222 | $472.1K | +$185.9K | 62.8% |
| Legacy Capital Wealth Partners, LLC | 66,218 | +7,579 | $1.5M | +$184.9K | 12.9% |
| SMH CAPITAL ADVISORS INC | 78,404 | +1,895 | $1.7M | +$182.0K | 2.5% |
| Hodges Capital Management Inc. | 108,462 | +6,821 | $2.4M | +$180.6K | 6.7% |
| MORGAN STANLEY | 238,264 | +4,521 | $5.3M | +$167.9K | 1.9% |
| First Dallas Securities Inc. | 89,911 | +5,880 | $2.0M | +$154.6K | 7.0% |
| COZAD ASSET MANAGEMENT INC | 52,380 | +2,704 | $1.2M | +$74.3K | 5.4% |
| VPR Management LLC | 8,500 | +3,000 | $188.3K | +$68.0K | 54.5% |
| Aquatic Capital Management LLC | 35,950 | +2,209 | $796.3K | +$58.7K | 6.5% |
| Samalin Investment Counsel, LLC | 28,343 | +2,157 | $627.8K | +$55.4K | 8.2% |
| GUGGENHEIM CAPITAL LLC | 27,461 | +1,914 | $608.3K | +$49.8K | 7.5% |
| BENJAMIN EDWARDS INC | 89,709 | +279 | $2.0M | +$32.1K | 0.3% |
| DEARBORN PARTNERS LLC | 19,999 | +864 | $443.0K | +$24.7K | 4.5% |
| Apollon Wealth Management, LLC | 24,668 | +117 | $546.4K | +$9.7K | 0.5% |
| HOLLENCREST CAPITAL MANAGEMENT | 7,436 | +199 | $164.7K | +$6.5K | 2.7% |
| SIGNATUREFD, LLC | 2,663 | +180 | $59.0K | +$4.7K | 7.2% |
| Russell Investments Group, Ltd. | 474 | +154 | $10.5K | +$3.5K | 48.1% |
| Triumph Capital Management | 1,400 | +100 | $31.0K | +$2.6K | 7.7% |
| Farther Finance Advisors, LLC | 5,318 | +43 | $117.8K | +$2.5K | 0.8% |
| Cambridge Investment Research Advisors, Inc. | 38,079 | +4,317 | $843 | +$105 | 12.8% |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 71,781 | +2,837 | $1.6K | +$79 | 4.1% |
| WEDBUSH SECURITIES INC | 16,378 | +3,335 | $363 | +$78 | 25.6% |
| CWM, LLC | 11,767 | +115 | $261 | +$6 | 1.0% |
| Capital Analysts, LLC | 2,830 | +76 | $63 | +$3 | 2.8% |
Reduced(92)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Zuckerman Investment Group, LLC | 44,930 | -370,506 | $995.2K | -$8.1M | -89.2% |
| Union Bancaire Privee, UBP SA | 7,265 | -2,084 | $24.8M | -$6.4M | -22.3% |
| Trexquant Investment LP | 22,122 | -199,567 | $490.0K | -$4.4M | -90.0% |
| CITADEL ADVISORS LLC | 90,500 | -187,250 | $2.0M | -$4.1M | -67.4% |
| Royal Bank of Canada | 79,556 | -138,638 | $1.8M | -$3.1M | -63.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 92,347 | -1,354 | $2.0M | +$2.0M | -1.4% |
| REDMONT WEALTH ADVISORS LLC | 335 | -67,530 | $7.4K | -$1.5M | -99.5% |
| Point72 Asset Management, L.P. | 13,784 | -56,116 | $305.3K | -$1.2M | -80.3% |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | 169,858 | -50,509 | $3.8M | -$1.1M | -22.9% |
| CreativeOne Wealth, LLC | 50,840 | -46,193 | $1.1M | -$995.0K | -47.6% |
| FRANKLIN RESOURCES INC | 262,299 | -48,931 | $5.8M | -$993.6K | -15.7% |
| Quantbot Technologies LP | 19,278 | -44,038 | $427.0K | -$957.1K | -69.5% |
| Newbridge Financial Services Group, Inc. | 1,000 | -37,439 | $22.1K | -$818.1K | -97.4% |
| B. Riley Wealth Advisors, Inc. | 69,675 | -20,837 | $1.5M | -$435.3K | -23.0% |
| RAYMOND JAMES FINANCIAL INC | 281,013 | -21,840 | $6.2M | -$395.9K | -7.2% |
| Advisors Asset Management, Inc. | 103,463 | -19,172 | $2.3M | -$389.1K | -15.6% |
| Balyasny Asset Management LLC | 13,410 | -14,433 | $297.0K | -$311.6K | -51.8% |
| Moerus Capital Management LLC | 61,698 | -12,285 | $1.4M | -$250.7K | -16.6% |
| Mariner, LLC | 20,056 | -10,779 | $444.2K | -$229.8K | -35.0% |
| DENALI ADVISORS LLC | 76,284 | -11,522 | $1.7M | -$229.7K | -13.1% |
| Mraz, Amerine & Associates, Inc. | 28,910 | -10,814 | $640.4K | -$228.0K | -27.2% |
| FIRST MANHATTAN CO | 206,002 | -12,903 | $4.6M | -$222.3K | -5.9% |
| Neuberger Berman Group LLC | 94,785 | -10,907 | $2.1M | -$210.9K | -10.3% |
| Sunbelt Securities, Inc. | 35,500 | -9,600 | $786.3K | -$199.6K | -21.3% |
| Virtus Investment Advisers, Inc. | 32,682 | -7,479 | $723.9K | -$154.0K | -18.6% |
| JPMORGAN CHASE & CO | 18,518 | -6,791 | $410.2K | -$143.1K | -26.8% |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 177,300 | -7,600 | $3.9M | -$114.7K | -4.1% |
| ADVISOR GROUP HOLDINGS, INC. | 28,190 | -4,062 | $624.4K | -$107.8K | -12.6% |
| Vident Advisory, LLC | 11,719 | -4,118 | $259.6K | -$86.6K | -26.0% |
| BlackRock, Inc. | 422,257 | -2,131 | $9.4M | +$75.9K | -0.5% |
| GRIMES & COMPANY, INC. | 9,261 | -3,372 | $205.1K | -$71.0K | -26.7% |
| Beacon Pointe Advisors, LLC | 195,018 | 0 | $4.3M | +$56.6K | 0.0% |
| Hennion & Walsh Asset Management, Inc. | 57,913 | -3,254 | $1.3M | -$54.3K | -5.3% |
| CALDWELL SUTTER CAPITAL, INC. | 38,084 | -2,968 | $843.6K | -$53.8K | -7.2% |
| NORTHERN TRUST CORP | 47,217 | -3,026 | $1.0M | -$52.5K | -6.0% |
| Naviter Wealth, LLC | 99,245 | -3,512 | $2.2M | -$48.0K | -3.4% |
| Washington Trust Advisors, Inc. | 2,500 | -1,800 | $55.4K | -$38.6K | -41.9% |
| Invesco Ltd. | 34,576 | -2,216 | $765.9K | -$38.4K | -6.0% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 83,810 | -2,855 | $1.9M | -$38.1K | -3.3% |
| Cornerstone Wealth Management, LLC | 40,835 | -2,248 | $904.5K | -$37.3K | -5.2% |
| NOMURA ASSET MANAGEMENT CO LTD | 447 | -1,688 | $9.9K | -$36.8K | -79.1% |
| Ronald Blue Trust, Inc. | 1,053 | -1,595 | $23.3K | -$34.6K | -60.2% |
| Kestra Advisory Services, LLC | 44,378 | -2,161 | $983.0K | -$34.4K | -4.6% |
| Foundations Investment Advisors, LLC | 129,848 | -536 | $2.9M | +$25.9K | -0.4% |
| WELLS FARGO & COMPANY/MN | 5,753 | -1,253 | $127.4K | -$25.7K | -17.9% |
| GOLDMAN SACHS GROUP INC | 229,086 | -2,019 | $5.1M | +$22.3K | -0.9% |
| Sovereign's Capital Management, LLC | 76,522 | 0 | $1.7M | +$22.2K | 0.0% |
| GRACE & WHITE INC /NY | 164,697 | -3,200 | $3.6M | -$22.2K | -1.9% |
| HighTower Advisors, LLC | 9,638 | -937 | $213.5K | -$17.7K | -8.9% |
| CHILTON CAPITAL MANAGEMENT LLC | 2,700 | -800 | $59.8K | -$16.7K | -22.9% |
| Global Retirement Partners, LLC | 11,587 | -773 | $256.7K | -$13.5K | -6.3% |
| ProShare Advisors LLC | 10,944 | -645 | $242.4K | -$10.9K | -5.6% |
| MAI Capital Management | 3,051 | -473 | $67.6K | -$9.5K | -13.4% |
| CAXTON ASSOCIATES LLP | 26,267 | 0 | $581.8K | +$7.6K | 0.0% |
| Vantage Financial Partners, LLC | 19,918 | 0 | $441.2K | +$5.8K | 0.0% |
| 1900 WEALTH MANAGEMENT LLC | 18,272 | 0 | $404.7K | +$5.3K | 0.0% |
| LBMC INVESTMENT ADVISORS, LLC | 18,250 | 0 | $404.2K | +$5.3K | 0.0% |
| EverSource Wealth Advisors, LLC | 2,797 | -258 | $62.0K | -$4.8K | -8.4% |
| NISA INVESTMENT ADVISORS, LLC | 291 | -209 | $6.4K | -$4.5K | -41.8% |
| HRT FINANCIAL LP | 63,145 | -195,825 | $1.4K | -$4.3K | -75.6% |
| CIBC Private Wealth Group, LLC | 1,340 | -211 | $29.7K | -$4.2K | -13.6% |
| Generali Investments CEE, investicni spolecnost, a.s. | 12,758 | 0 | $282.6K | +$3.7K | 0.0% |
| Core Wealth Partners LLC | 11,520 | 0 | $255.2K | +$3.3K | 0.0% |
| GEODE CAPITAL MANAGEMENT, LLC | 11,251 | 0 | $249.2K | +$3.3K | 0.0% |
| 1620 INVESTMENT ADVISORS, INC. | 500 | -150 | $11.1K | -$3.1K | -23.1% |
| Caitong International Asset Management Co., Ltd | 1 | -132 | $22 | -$2.9K | -99.2% |
| US BANCORP \DE\ | 13,700 | -56 | $303.5K | +$2.7K | -0.4% |
| Rialto Wealth Management, LLC | 4,809 | 0 | $106.5K | +$1.4K | 0.0% |
| VAN ECK ASSOCIATES CORP | 1,380,316 | -76,830 | $30.6K | -$1.3K | -5.3% |
| Parallel Advisors, LLC | 4,185 | 0 | $92.7K | +$1.2K | 0.0% |
| TCTC Holdings, LLC | 2,136 | 0 | $47.3K | +$619 | 0.0% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 4,000 | -80 | $88.6K | -$589 | -2.0% |
| Geneos Wealth Management Inc. | 1,930 | 0 | $42.8K | +$560 | 0.0% |
| GROUP ONE TRADING, L.P. | 5,073 | -90 | $112.4K | -$496 | -1.7% |
| PNC Financial Services Group, Inc. | 1,566 | 0 | $34.7K | +$454 | 0.0% |
| North Star Investment Management Corp. | 1,025 | 0 | $22.7K | +$298 | 0.0% |
| Larson Financial Group LLC | 1,000 | 0 | $22.1K | +$290 | 0.0% |
| HHM Wealth Advisors, LLC | 700 | 0 | $15.5K | +$203 | 0.0% |
| TOTH FINANCIAL ADVISORY CORP | 600 | 0 | $13.3K | +$174 | 0.0% |
| Spire Wealth Management | 600 | 0 | $13.3K | +$174 | 0.0% |
| HAGER INVESTMENT MANAGEMENT SERVICES, LLC | 500 | 0 | $11.1K | +$145 | 0.0% |
| GSA CAPITAL PARTNERS LLP | 22,564 | -5,745 | $500 | -$119 | -20.3% |
| Dunhill Financial, LLC | 400 | 0 | $8.9K | +$116 | 0.0% |
| LRI Investments, LLC | 250 | 0 | $5.5K | +$73 | 0.0% |
| Rockefeller Capital Management L.P. | 225 | 0 | $5.0K | +$65 | 0.0% |
| FIRST HORIZON CORP | 200 | 0 | $4.4K | +$58 | 0.0% |
| NBT BANK N A /NY | 22 | 0 | $707 | +$28 | 0.0% |
| DELTA ASSET MANAGEMENT LLC/TN | 70 | 0 | $1.6K | +$21 | 0.0% |
| State of Alaska, Department of Revenue | 2,237 | 0 | $49 | +$1 | 0.0% |
| DHJJ Financial Advisors, Ltd. | 5 | 0 | $111 | +$1 | 0.0% |
| HUNTINGTON NATIONAL BANK | 2 | 0 | $44 | $0 | 0.0% |
| ASSETMARK, INC | 3 | 0 | $66 | $0 | 0.0% |
Sold Out(30)
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Union Bancaire Privee, UBP SA | 7,265 | $24.8M | -2,084 | -22.3% |
| TWO SIGMA ADVISERS, LP | 1,062,917 | $23.5M | +68,111 | 6.8% |
| TWO SIGMA INVESTMENTS, LP | 1,049,382 | $23.2M | +157,029 | 17.6% |
| Sound Income Strategies, LLC | 885,967 | $21.0M | +129,181 | 17.1% |
| UBS Group AG | 817,148 | $18.1M | +38,987 | 5.0% |
| Womack Financial LLC | 605,661 | $13.4M | +605,661 | — |
| Melia Wealth LLC | 502,988 | $11.1M | +12,537 | 2.5% |
| Muzinich & Co., Inc. | 425,322 | $9.4M | +152,057 | 55.6% |
| Cetera Investment Advisers | 424,631 | $9.4M | +14,664 | 3.6% |
| BlackRock, Inc. | 422,257 | $9.4M | -2,131 | -0.5% |
| Legal & General Group Plc | 389,580 | $8.6M | +57,679 | 17.4% |
| ENVESTNET ASSET MANAGEMENT INC | 386,138 | $8.6M | +21,236 | 5.8% |
| Columbus Macro, LLC | 345,520 | $7.7M | +26,633 | 8.3% |
| EPIQ PARTNERS, LLC | 310,965 | $6.9M | +15,536 | 5.3% |
| Sumitomo Mitsui Trust Holdings, Inc. | 284,778 | $6.3M | +64,706 | 29.4% |
| RAYMOND JAMES FINANCIAL INC | 281,013 | $6.2M | -21,840 | -7.2% |
| FRANKLIN RESOURCES INC | 262,299 | $5.8M | -48,931 | -15.7% |
| MORGAN STANLEY | 238,264 | $5.3M | +4,521 | 1.9% |
| GOLDMAN SACHS GROUP INC | 229,086 | $5.1M | -2,019 | -0.9% |
| LPL Financial LLC | 214,780 | $4.8M | +20,045 | 10.3% |
New & Closed Positions this quarter
Closed Positions
30 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for CSWC against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.