New Positions
6 managers initiated
Top five by reported value
ArrowMark Financial Corp. NGM:BANX
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
6 new13 added15 reduced7 exited
Total Institutional Holders
34
as of 2025-12-31
Top Holder
ArrowMark Colorado Holdings LLC
$17.6M
Largest QoQ Increase
ArrowMark Colorado Holdings LLC
+670,749 sh
Largest QoQ Decrease
BARD ASSOCIATES INC
-26,785 sh
New Positions(6)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Noble Wealth Management PBC | 158,390 | +158,390 | $3.5M | +$3.5M | — |
| Closed-End Fund Advisors, Inc. | 69,337 | +69,337 | $1.5M | +$1.5M | — |
| CITADEL ADVISORS LLC | 12,200 | +12,200 | $266.2K | +$266.2K | — |
| Global Wealth Strategies & Associates | 511 | +511 | $11.2K | +$11.2K | — |
| Allworth Financial LP | 200 | +200 | $4.4K | +$4.4K | — |
| HIGHLINE WEALTH PARTNERS LLC | 135 | +135 | $2.9K | +$2.9K | — |
Added To(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 808,076 | +670,749 | $17.6M | +$14.6M | 488.4% |
| ADVISOR GROUP HOLDINGS, INC. | 46,816 | +12,608 | $1.0M | +$279.5K | 36.9% |
| BANK OF AMERICA CORP /DE/ | 5,050 | +2,000 | $110.2K | +$43.3K | 65.6% |
| Private Advisor Group, LLC | 11,011 | +1,661 | $240.3K | +$35.3K | 17.8% |
| STIFEL FINANCIAL CORP | 155,804 | +2,281 | $3.4M | +$34.4K | 1.5% |
| Everstar Asset Management, LLC | 46,192 | +2,004 | $1.0M | +$31.5K | 4.5% |
| MORGAN STANLEY | 32,001 | +1,061 | $698.3K | +$20.0K | 3.4% |
| UBS Group AG | 967 | +522 | $21.1K | +$11.3K | 117.3% |
| Accurate Wealth Management, LLC | 14,516 | +142 | $319.9K | +$8.9K | 1.0% |
| OPPENHEIMER & CO INC | 22,547 | +254 | $492.0K | +$3.3K | 1.1% |
| Catalina Capital Group, LLC | 15,708 | +30 | $342.7K | -$913 | 0.2% |
| Russell Investments Group, Ltd. | 38 | +33 | $829 | +$719 | 660.0% |
| Cambridge Investment Research Advisors, Inc. | 10,178 | +41 | $222 | $0 | 0.4% |
Reduced(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BARD ASSOCIATES INC | 370 | -26,785 | $8.5K | -$586.8K | -98.6% |
| RAYMOND JAMES FINANCIAL INC | 155,384 | -23,686 | $3.4M | -$534.7K | -13.2% |
| Royal Bank of Canada | 1,030 | -8,505 | $22.0K | -$179.0K | -89.2% |
| Capital Investment Advisors, LLC | 25,996 | -1,500 | $567.2K | -$35.5K | -5.5% |
| Falcon Wealth Planning | 17,564 | -1,298 | $383.2K | -$30.2K | -6.9% |
| Rockefeller Capital Management L.P. | 14,762 | 0 | $322.1K | -$1.5K | 0.0% |
| Oxbow Advisors, LLC | 10,890 | 0 | $237.6K | -$1.1K | 0.0% |
| MAI Capital Management | 5,250 | 0 | $114.6K | -$525 | 0.0% |
| TRUST CO OF VERMONT | 1,750 | 0 | $38.2K | -$175 | 0.0% |
| SBI Securities Co., Ltd. | 4 | -6 | $87 | -$132 | -60.0% |
| Sound Income Strategies, LLC | 449 | 0 | $9.6K | -$121 | 0.0% |
| CALDWELL SUTTER CAPITAL, INC. | 693 | 0 | $15.1K | -$70 | 0.0% |
| BRYN MAWR TRUST Co | 500 | 0 | $10.9K | -$50 | 0.0% |
| Newbridge Financial Services Group, Inc. | 200 | 0 | $4.4K | -$20 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | 0 | $20 | +$5 | 0.0% |
Sold Out(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MARSHALL WACE, LLP | 0 | -25,821 | $0 | -$566.0K | — |
| Belpointe Asset Management LLC | 0 | -9,300 | $0 | -$203.9K | — |
| UMB Bank, n.a. | 0 | -2,700 | $0 | -$59.2K | — |
| Pathway Financial Advisers, LLC | 0 | -557 | $0 | -$12.2K | — |
| Creekmur Asset Management LLC | 0 | -10 | $0 | -$227 | — |
| FMR LLC | 0 | -6 | $0 | -$132 | — |
| SIMPLEX TRADING, LLC | 0 | -120 | $0 | -$2 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | 808,076 | $17.6M | +670,749 | 488.4% |
| Noble Wealth Management PBC | 158,390 | $3.5M | +158,390 | — |
| STIFEL FINANCIAL CORP | 155,804 | $3.4M | +2,281 | 1.5% |
| RAYMOND JAMES FINANCIAL INC | 155,384 | $3.4M | -23,686 | -13.2% |
| Closed-End Fund Advisors, Inc. | 69,337 | $1.5M | +69,337 | — |
| ADVISOR GROUP HOLDINGS, INC. | 46,816 | $1.0M | +12,608 | 36.9% |
| Everstar Asset Management, LLC | 46,192 | $1.0M | +2,004 | 4.5% |
| MORGAN STANLEY | 32,001 | $698.3K | +1,061 | 3.4% |
| Capital Investment Advisors, LLC | 25,996 | $567.2K | -1,500 | -5.5% |
| OPPENHEIMER & CO INC | 22,547 | $492.0K | +254 | 1.1% |
| Falcon Wealth Planning | 17,564 | $383.2K | -1,298 | -6.9% |
| Catalina Capital Group, LLC | 15,708 | $342.7K | +30 | 0.2% |
| Rockefeller Capital Management L.P. | 14,762 | $322.1K | 0 | 0.0% |
| Accurate Wealth Management, LLC | 14,516 | $319.9K | +142 | 1.0% |
| CITADEL ADVISORS LLC | 12,200 | $266.2K | +12,200 | — |
| Private Advisor Group, LLC | 11,011 | $240.3K | +1,661 | 17.8% |
| Oxbow Advisors, LLC | 10,890 | $237.6K | 0 | 0.0% |
| MAI Capital Management | 5,250 | $114.6K | 0 | 0.0% |
| BANK OF AMERICA CORP /DE/ | 5,050 | $110.2K | +2,000 | 65.6% |
| TRUST CO OF VERMONT | 1,750 | $38.2K | 0 | 0.0% |
New & Closed Positions this quarter
Closed Positions
7 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for BANX against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.