Institutional Manager · CIK 0001506073
Wellington Shields & Co., LLC
NEW YORK, NY · File #028-14518
Latest AUM
$405.4M
Positions
321
Top-10 Concentration
53.3%
Filings
15
Sector Allocation
Filing History
View all filings →- 13F HOLDINGS REPORTQ/E Dec 2025321 pos · $405.4M
- 13F HOLDINGS REPORTQ/E Sep 2025324 pos · $383.4M
- 13F HOLDINGS REPORTQ/E Jun 2025316 pos · $353.3M
- 13F HOLDINGS REPORTQ/E Mar 2025304 pos · $319.5M
- 13F HOLDINGS REPORTQ/E Dec 2024295 pos · $326.1M
- 13F HOLDINGS REPORTQ/E Sep 2024310 pos · $328.9M
- 13F HOLDINGS REPORTQ/E Jun 2024304 pos · $307.0M
- 13F HOLDINGS REPORT (Amended)Q/E Mar 2024304 pos · $298.3M
- 13F HOLDINGS REPORT (Amended)Q/E Mar 2024293 pos · $271.1M
- 13F HOLDINGS REPORT (Amended)Q/E Mar 2024293 pos · $271.1M
- 13F HOLDINGS REPORTQ/E Mar 2024304 pos · $298.6M
- 13F HOLDINGS REPORTQ/E Dec 2023289 pos · $399,955
- 13F HOLDINGS REPORTQ/E Sep 2023292 pos · $425.3M
- 13F HOLDINGS REPORTQ/E Jun 2023298 pos · $446,085
- 13F HOLDINGS REPORTQ/E Mar 2023692 pos · $452.8M
Top 20 Holdings — Dec 2025
| # | Issuer | Ticker | Shares | Value | % of Portfolio |
|---|---|---|---|---|---|
| 1 | MICROSOFT CORP COM | MSFT | 69,990 | $33.8M | 12.19% |
| 2 | APPLE INC COM | AAPL | 110,258 | $30.0M | 10.80% |
| 3 | JPMORGAN CHASE & CO COM | VYLD | 47,531 | $15.3M | 5.52% |
| 4 | ELI LILLY & CO COM | LLY | 12,977 | $13.9M | 5.02% |
| 5 | NVIDIA CORPORATION COM | NVDA | 68,172 | $12.7M | 4.58% |
| 6 | ALPHABET INC CAP STK CL C | GOOG | 35,538 | $11.2M | 4.02% |
| 7 | EXXON MOBIL CORP COM | XOM | 76,928 | $9.3M | 3.33% |
| 8 | INTERNATIONAL BUSINESS MACHS COM | INTR | 26,503 | $7.9M | 2.83% |
| 9 | ABBVIE INC COM | ABBV | 30,817 | $7.0M | 2.54% |
| 10 | AMAZON COM INC COM | AMZN | 30,236 | $7.0M | 2.51% |
| 11 | CATERPILLAR INC COM | CAT | 9,417 | $5.4M | 1.94% |
| 12 | ALPHABET INC CAP STK CL A | GOOG | 16,540 | $5.2M | 1.86% |
| 13 | BLACKSTONE INC COM | BX | 33,301 | $5.1M | 1.85% |
| 14 | STATE STREET SPDR S&P 500 ETF | SPY | 6,816 | $4.6M | 1.67% |
| 15 | VISA INC COM CL A | V | 12,941 | $4.5M | 1.63% |
| 16 | BERKSHIRE HATHAWAY INC DEL CL B NEW | BRK-A | 8,652 | $4.3M | 1.57% |
| 17 | BROADCOM INC COM | AVGO | 12,167 | $4.2M | 1.52% |
| 18 | UNION PAC CORP COM | UNP | 17,488 | $4.0M | 1.46% |
| 19 | ROCKET LAB CORP COM | RKLB | 57,643 | $4.0M | 1.45% |
| 20 | WALMART INC COM | WMT | 36,002 | $4.0M | 1.44% |