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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT (Amended)

Wellington Shields & Co., LLC

Quarter ended Q1 2024 · Filed May 23, 2024 · Accession 0001506073-24-000003

Total Value
$298.3M
Positions
304
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (304)

#IssuerTicker / CUSIPSharesValue% of Filing
1MICROSOFT CORP COMMSFT67,458$28.4M9.51%
2APPLE INC COMAAPL107,435$18.4M6.17%
3ELI LILLY & CO COMLLY13,732$10.7M3.58%
4JPMORGAN CHASE & CO COMVYLD48,332$9.7M3.24%
5FLOWERS FOODS INC COMFLO323,404$7.7M2.57%
6NVIDIA CORPORATION COMNVDA6,858$6.2M2.08%
7EXXON MOBIL CORP COMXOM53,083$6.2M2.07%
8ABBVIE INC COMABBV29,590$5.4M1.81%
9ALPHABET INC CAP STK CL CGOOG32,781$5.0M1.67%
10INTERNATIONAL BUSINESS MACHS COMINTR25,655$4.9M1.64%
11AMAZON COM INC COMAMZN26,973$4.9M1.63%
12BLACKSTONE INC COMBX33,539$4.4M1.48%
13ILLUMINA INC COMILMN31,393$4.3M1.44%
14UNION PAC CORP COMUNP17,488$4.3M1.44%
15HONEYWELL INTL INC COM43851610620,664$4.2M1.42%
16DISNEY WALT CO COM25468710632,147$3.9M1.32%
17VISA INC COM CL AV13,120$3.7M1.23%
18CATERPILLAR INC COMCAT9,608$3.5M1.18%
19MERCK & CO INC COMMRK26,166$3.5M1.16%
20ABBOTT LABS COMABLZF27,350$3.1M1.04%
21S&P GLOBAL INC COMSPGI7,000$3.0M1.00%
22BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A6,781$2.9M0.96%
23CVS HEALTH CORP COMCVS31,877$2.5M0.85%
24JOHNSON & JOHNSON COMJNJ15,595$2.5M0.83%
25ALPHABET INC CAP STK CL AGOOG16,199$2.4M0.82%
26KINDER MORGAN INC DEL COMEP-PC126,489$2.3M0.78%
27HOME DEPOT INC COMHD5,566$2.1M0.72%
28PIONEER NAT RES CO COM7237871077,857$2.1M0.69%
29PFIZER INC COMPFE74,087$2.1M0.69%
30BROADCOM INC COMAVGO1,511$2.0M0.67%
31CHEVRON CORP NEW COMCVX12,541$2.0M0.66%
32WALMART INC COMWMT32,284$1.9M0.65%
33BRISTOL-MYERS SQUIBB CO COMCELG-RI35,233$1.9M0.64%
34WASTE MGMT INC DEL COM94106L1098,918$1.9M0.64%
35BOEING CO COMBA-PA9,744$1.9M0.63%
36EQUIFAX INC COMEFX6,729$1.8M0.60%
37SHOPIFY INC CL ASHOP22,693$1.8M0.59%
38CITIGROUP INC COM NEWC-PR27,171$1.7M0.58%
39VERIZON COMMUNICATIONS INC COMVZ38,623$1.6M0.54%
40AMGEN INC COMAMGN5,414$1.5M0.52%
41AT&T INC COMT-PC86,844$1.5M0.51%
42CHART INDUSTRIES16115Q3089,210$1.5M0.51%
43THERMO FISHER SCIENTIFIC INC COMTMO2,610$1.5M0.51%
44BUILDERS FIRSTSOURCE INC COMBLDR7,210$1.5M0.50%
45CISCO SYS INC COMCSCO29,921$1.5M0.50%
46WEYERHAEUSER CO MTN BE COM NEWWY41,112$1.5M0.49%
47INVESCO QQQ TRUST SERIES IIVZ3,311$1.5M0.49%
48PALO ALTO NETWORKS INC COMPANW5,068$1.4M0.48%
49RTX CORPORATION COMRTX14,452$1.4M0.47%
50ONEOK INC NEW COMOKE17,445$1.4M0.47%
51ENTERPRISE PRODS PARTNERS L P COM29379210747,869$1.4M0.47%
52DEVON ENERGY CORP NEW COM25179M10326,777$1.3M0.45%
53SPDR S&P 500 ETF TRUSTSPY2,462$1.3M0.43%
54APOLLO GLOBAL MGMT INC COM03769M10611,071$1.2M0.42%
55SOUTHERN CO COMSOMN17,284$1.2M0.42%
56CITIZENS FINL GROUP INC COMCIA34,000$1.2M0.41%
57GE AEROSPACE COM NEW3696043016,789$1.2M0.40%
58MEDTRONIC PLC SHSMDT13,600$1.2M0.40%
59SUPER MICRO COMPUTER INC COMSMCI1,160$1.2M0.39%
60AFLAC INC COMAFL13,623$1.2M0.39%
61BLACKROCK INC COMBLK1,364$1.1M0.38%
62CARMAX INC COMKMX12,802$1.1M0.37%
63CSX CORP COMCSX30,000$1.1M0.37%
64GENERAL MLS INC COM37033410415,829$1.1M0.37%
65QUALCOMM INC COMQCOM6,400$1.1M0.36%
66PEPSICO INC COMPEP6,065$1.1M0.36%
67FLUOR CORP NEW COMFLR25,000$1.1M0.35%
68COMCAST CORP NEW CL ACCZ24,273$1.1M0.35%
69LINDE PLC SHSLIN2,227$1.0M0.35%
70COCA COLA CO COMKO16,875$1.0M0.35%
71LOCKHEED MARTIN CORP COMLMT2,260$1.0M0.34%
72META PLATFORMS INC CL AMETA2,108$1.0M0.34%
73ENCOMPASS HEALTH CORP COMEHC12,330$1.0M0.34%
74PROCTER AND GAMBLE CO COM7427181096,168$1.0M0.34%
75FREEPORT-MCMORAN INC CL BFCX21,250$999,1750.33%
76PRUDENTIAL FINL INC COMPUKPF8,264$970,1940.33%
77KEYCORP COM49326710861,200$967,5720.32%
78AMERICAN EXPRESS CO COMAXP4,220$960,8520.32%
79CORNING INC COMGLW27,956$921,4220.31%
80FIRST SOLAR INC COMFSLR5,430$916,5840.31%
81NEXTERA ENERGY INC COMNEE-PW14,184$906,4990.30%
82GENERAC HLDGS INC COMGNRC7,165$903,7930.30%
83MODERNA INC COMMRNA8,376$892,5470.30%
84SIMON PPTY GROUP INC NEW COM8288061095,700$891,9930.30%
85IRON MTN INC DEL COM46284V10110,643$853,6750.29%
863M CO COMMMM7,965$844,8980.28%
87INTEL CORP COMINTC18,814$831,0340.28%
88JACKSON FINANCIAL INC COM CL AJXN-PA12,411$820,8640.28%
89NEWMONT CORP COMNEMCL22,900$820,7360.28%
90MCKESSON CORP COMMCK1,526$819,2330.27%
91ENBRIDGE INC COMENNPF22,642$819,1880.27%
92COSTCO WHSL CORP NEW COM22160K1051,100$805,8930.27%
93WEST PHARMACEUTICAL SVSC INC COM9553061052,000$791,4200.27%
94CONOCOPHILLIPS COMCOP6,213$790,7910.27%
95CUMMINS INC COMCMI2,666$785,5370.26%
96ENERGY TRANSFER L P COM UT LTD PTNET-PI49,527$779,0600.26%
97FIDELITY NATL INFORMATION SVCS COM31620M10610,500$778,8900.26%
98PNC FINL SVCS GROUP INC COM6934751054,727$763,8270.26%
99DOW INC COMDOW12,894$746,9490.25%
100AES CORP COMAES41,586$745,6370.25%
101OCCIDENTAL PETE CORP COM67459910511,300$734,3870.25%
102NORTHROP GRUMMAN CORP COMNOC1,530$732,3500.25%
103BLACKSTONE SECD LENDING FD COMMON STOCKBX22,174$690,7200.23%
104ON HLDG AG NAMEN AKT AH5919C10419,000$672,2200.23%
105BP PLC SPONSORED ADRBPPFF17,619$663,8840.22%
106SEI INVTS CO COM7841171039,000$647,1000.22%
107ILLINOIS TOOL WKS INC COM4523081092,400$643,9920.22%
108PHILIP MORRIS INTL INC COM7181721097,000$641,3400.21%
109MCDONALDS CORP COMMCD2,266$639,0240.21%
110BAXTER INTL INC COM07181310914,250$609,0380.20%
111RPM INTL INC COM7496851035,000$594,7500.20%
112SCHLUMBERGER LTD COM STKSLB10,700$586,4670.20%
113DUPONT DE NEMOURS INC COMDD7,472$572,8780.19%
114CROWDSTRIKE HLDGS INC CL ACRWD1,750$561,0330.19%
115DUKE ENERGY CORP NEW COM NEWDUKB5,618$543,3440.18%
116TECHNOLOGY SELECT SECTOR SPDR FUND81369Y8032,581$537,5450.18%
117APPLIED MATLS INC COM0382221052,600$536,1980.18%
118CLEVELAND-CLIFFS INC NEW COMCLF23,570$535,9820.18%
119PATRIA INVESTMENTS LIMITED COM CL APAX32,400$480,8160.16%
120UNITED PARCEL SERVICE INC CL BUPS3,225$479,3320.16%
121ORACLE CORP COMORCL-PD3,812$478,8250.16%
122THE CIGNA GROUP COM1255231001,286$467,0620.16%
123GILEAD SCIENCES INC COMGILD6,330$463,6730.16%
124ENERGY SELECT SECTOR SPDR FUND81369Y5064,900$462,6090.16%
125FIRST HORIZON CORPORATION COMFHN-PH30,000$462,0000.15%
126WP CAREY INC COM92936U1098,156$460,3250.15%
127BECTON DICKINSON & CO COMBDX1,857$459,4850.15%
128EMERSON ELEC CO COMEMR3,951$448,1220.15%
129ALBEMARLE CORP COMALB-PA3,373$444,3590.15%
130MOTOROLA SOLUTIONS INC COM NEWMSI1,240$440,1750.15%
131WILLIAMS COS INC COM96945710011,274$439,3670.15%
132PERSONALIS INC COMPSNL294,097$438,2050.15%
133EVEREST GROUP LTD COMEG1,100$437,2500.15%
134UNILEVER PLC SPON ADR NEWUNLYF8,612$432,2360.14%
135EATON CORP PLC SHSETN1,375$429,9350.14%
136VALERO ENERGY CORP COMVLO2,500$426,7250.14%
137EASTMAN CHEM CO COMEMN4,250$425,9350.14%
138TRIMBLE INC COMTRMB6,500$418,3400.14%
139TOAST INC CL ATOST16,700$416,1640.14%
140LOEWS CORP COML5,290$414,1540.14%
141SCOTTS MIRACLE-GRO CO CL ASMG5,550$413,9750.14%
142TE CONNECTIVITY LTD SHSTEL2,800$406,6720.14%
143ACCENTURE PLC IRELAND SHS CLASS AACN1,150$398,4350.13%
144NUCOR CORP COMNUE2,000$395,8000.13%
145FEDEX CORP COMFDX1,362$394,6260.13%
146EOG RES INC COMEOG3,085$394,3860.13%
147DIAMONDBACK ENERGY INC COMFANG1,983$393,0480.13%
148DTE ENERGY CO COMDTK3,500$392,4900.13%
149ALTRIA GROUP INC COMMO8,807$384,1640.13%
150ADOBE INC COMADBE760$383,4960.13%
151VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF9220208058,000$383,1200.13%
152STERIS PLC SHS USDSTE1,700$382,1940.13%
153ISHARES TIPS BOND ETF4642871763,454$370,9940.12%
154SPDR S&P BIOTECH ETF78464A8703,900$370,0710.12%
155COHERENT CORP COMCOHR6,000$363,7200.12%
156HEALTH CARE SELECT SECTOR SPDR FUND81369Y2092,400$354,5520.12%
157SALESFORCE INC COMCRM1,169$352,0790.12%
158TRAVELERS COMPANIES INC COMTRV1,518$349,3530.12%
159FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMFNF6,559$348,2830.12%
160CHIPOTLE MEXICAN GRILL INC COMCMG116$337,1850.11%
161SYSCO CORP COMSYY4,082$331,3770.11%
162SIMPSON MFG INC COM8290731051,607$329,7240.11%
163METLIFE INC COMMET-PF4,345$322,0080.11%
164GENERAL DYNAMICS CORP COMGD1,139$321,7560.11%
165MASTERCARD INCORPORATED CL AMA667$321,2070.11%
166FORD MTR CO DEL COM34537086023,491$311,9600.10%
167INVESCO WATER RESOURCES ETFIVZ4,605$306,5550.10%
168GREIF INC CL BGEF-B4,389$305,1230.10%
169AGILENT TECHNOLOGIES INC COMA2,094$304,6980.10%
170KKR & CO INC COMKKRT3,000$301,7400.10%
171MONDELEZ INTL INC CL A6092071054,302$301,1400.10%
172PHILLIPS 66 COMPSX1,832$299,2390.10%
173HP INC COMHPQ9,800$296,1560.10%
174OLIN CORP COM PAR $1OLN5,000$294,0000.10%
175ROCKWELL AUTOMATION INC COMROK1,000$291,3300.10%
176CF INDS HLDGS INC COM1252691003,486$290,0700.10%
177WYNN RESORTS LTD COMWYNN2,800$286,2440.10%
178ROCKET LAB USA INC COMRKLB66,639$273,8860.09%
179BANK NEW YORK MELLON CORP COM0640581004,698$270,6990.09%
180L3HARRIS TECHNOLOGIES INC COMLHX1,254$267,2270.09%
181LOWES COS INC COM5486611071,047$266,7020.09%
182TRINITY INDS INC COM8965221099,400$261,7900.09%
183AMN HEALTHCARE SVCS INC COM0017441014,162$260,1670.09%
184GOLDMAN SACHS BDC INC SHSGSBD17,080$255,8580.09%
185PARAMOUNT GLOBAL CLASS B COM92556H20621,534$253,4550.08%
186M & T BK CORP COM55261F1041,723$250,5930.08%
187GRIFFON CORP COMGFF3,385$248,2560.08%
188KROGER CO COMKR4,322$246,9160.08%
189BORGWARNER INC COMBWA7,100$246,6540.08%
190ARCOSA INC COMACA2,860$245,5600.08%
191AMERICAN WTR WKS CO INC NEW COM0304201032,000$244,4200.08%
192VANGUARD TOTAL STOCK MARKET ETF922908769930$241,7070.08%
193GXO LOGISTICS INCGXO4,470$240,3070.08%
194ROPER TECHNOLOGIES INC COMROP420$235,6600.08%
195KRAFT HEINZ CO COMKHC6,311$232,8760.08%
196CALIFORNIA WTR SVC GROUP COM1307881025,000$232,4000.08%
197PAYPAL HLDGS INC COMPYPL3,443$230,6470.08%
198CORTEVA INC COMCTVA3,880$223,7600.07%
199UNITEDHEALTH GROUP INC COMUNH452$223,6040.07%
200ISHARES BIOTECHNOLOGY ETF4642875561,600$219,5520.07%
201SEMPRA COMSREA3,000$215,4900.07%
202CLOROX CO DEL COMCLX1,400$214,3540.07%
203PALANTIR TECHNOLOGIES INC CL APLTR9,289$213,7400.07%
204NAVIGATOR HLDGS LTD SHSNVGS13,825$212,2140.07%
205TRANSOCEAN LTD REGISTERED SHSRIG33,323$209,2680.07%
206TEXAS INSTRS INC COM8825081041,200$209,0520.07%
207OTIS WORLDWIDE CORP COMOTIS2,103$208,7650.07%
208GE HEALTHCARE TECHNOLOGIES INC COMMON STOCKGEHC2,296$208,7290.07%
209SENSIENT TECHNOLOGIES CORP COMSXT3,000$207,5700.07%
210DIGI INTL INC COM2537981026,450$205,9490.07%
211PINTEREST INC CL APINS5,858$203,0970.07%
212STARBUCKS CORP COMSBUX2,222$203,0690.07%
213AGNICO EAGLE MINES LTD COMAEM3,396$202,5710.07%
214LAMB WESTON HLDGS INC COMLW1,851$197,1870.07%
215CONSOLIDATED EDISON INC COMED2,132$193,6070.06%
216NEW FORTRESS ENERGY INC COM CL ANFE6,066$185,5590.06%
217MARATHON OIL CORP COMMARA6,400$181,3760.06%
218CLEARWATER ANALYTICS HLDGS INC CL ACWAN10,000$176,9000.06%
219SPDR GOLD SHARESGLD856$176,0960.06%
220WARNER BROS DISCOVERY INC COM SER AWBD20,120$175,6500.06%
221B & G FOODS INC NEW COMBGS15,241$174,3540.06%
222DELTA AIR LINES INC DEL COM NEWDAL3,570$170,8960.06%
223MARRIOTT INTL INC NEW CL A571903202654$165,0110.06%
224KODIAK GAS SVCS INC COM50012A1086,000$164,0400.05%
225CROWN CASTLE INC COMCCI1,500$158,7450.05%
226CONAGRA BRANDS INC COMCAG5,300$157,0920.05%
227CASI PHARMACEUTICALS INC COMCASIF43,091$155,5590.05%
228TESLA INC COMTSLA850$149,4220.05%
229ALERIAN MLP ETF00162Q4523,120$148,0750.05%
230INVESCO PREFERRED ETFIVZ12,444$147,8350.05%
231JPMORGAN EQUITY PREMIUM INCOME ETF46641Q3322,500$144,6500.05%
232NOVO-NORDISK A S ADRNONOF1,100$141,2400.05%
233SHELL PLC SPON ADSRYDAF2,074$139,0410.05%
234SURO CAPITAL CORP COM NEWSSSSL30,290$137,8200.05%
235ISHARES PREFERRED & INCOME SECURITIES ETF4642886874,015$129,4030.04%
236WALGREENS BOOTS ALLIANCE INC COM9314271085,900$127,9710.04%
237INTERNATIONAL PAPER CO COM4601461033,077$120,0640.04%
238TRUIST FINL CORP COM89832Q1093,000$116,9400.04%
239CARRIER GLOBAL CORPORATION COMCARR2,000$116,2600.04%
240EDWARDS LIFESCIENCES CORP COMEW1,187$113,4300.04%
241NEW YORK CMNTY BANCORP INC COM64944510334,140$109,9310.04%
242GRAINGER W W INC COM384802104108$109,8680.04%
243MANNKIND CORP COM NEWMNKD23,040$104,3710.03%
244ARMADA HOFFLER PPTYS INC COM04208T10810,000$104,0000.03%
245DEERE & CO COMDE252$103,5060.03%
246CINTAS CORP COMCTAS150$103,2020.03%
247LINCOLN ELEC HLDGS INC COM533900106400$102,1760.03%
248GSK PLC SPONSORED ADRGLAXF2,379$101,9880.03%
249INTUIT COMINTU151$98,1500.03%
250STEREOTAXIS INC COM NEWSTXS37,193$97,0740.03%
251ISHARES CORE U.S. AGGREGATE BOND ETF464287226978$95,7850.03%
252CHUBB LIMITED COMCB361$93,5460.03%
253AMERICAN ELEC PWR CO INC COM0255371011,050$90,4050.03%
254COLGATE PALMOLIVE CO COMCL1,000$90,0500.03%
255ZOETIS INC CL AZTS527$89,1740.03%
256INDUSTRIAL SELECT SECTOR SPDR FUND81369Y704692$87,1880.03%
257CHENIERE ENERGY INC COM NEWLNG539$86,9300.03%
258KAYNE ANDERSON ENERGY INFRSTR COM4866061068,625$86,3360.03%
259INVESCO S&P 500 EQUAL WEIGHT ETFIVZ503$85,2290.03%
260ADVANCED MICRO DEVICES INC COMAMD459$82,8450.03%
261CARLYLE GROUP INC COMCGABL1,725$80,9200.03%
262UNITED RENTALS INC COMURI107$77,1590.03%
263UNIVERSAL ELECTRS INC COM9134831037,300$73,0730.02%
264TARGET CORP COMTGT400$70,8840.02%
265ISHARES SEMICONDUCTOR ETF464287523309$69,8090.02%
266BANK AMERICA CORP COM0605051041,798$68,1800.02%
267CONSTELLATION ENERGY CORP COMCEG354$65,3870.02%
268TPI COMPOSITES INC COMTPICQ22,441$65,3030.02%
269NORTH EUROPEAN OIL RTY TR SH BEN INT65931010610,800$64,2600.02%
270FINANCIAL SELECT SECTOR SPDR FUND81369Y6051,502$63,2640.02%
271UBER TECHNOLOGIES INC COMUBER804$61,9000.02%
272SPDR S&P METALS & MINING ETF78464A7551,000$60,2800.02%
273MORGAN STANLEY COM NEWMS-PQ626$58,9440.02%
274ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF464287515650$55,4260.02%
275JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF46654Q2031,000$54,2400.02%
276GRANITE CONSTR INC COMGVA850$48,5610.02%
277IDACORP INC COMIDA500$46,4450.02%
278BLACKSTONE MTG TR INC COM CL ABX2,300$45,7930.02%
279ZEBRA TECHNOLOGIES CORPORATION CL AZBRA150$45,2160.02%
280ISHARES MSCI USA MOMENTUM FACTOR ETF46432F396222$41,5920.01%
281MARATHON PETE CORP COMMARA200$40,3000.01%
282LI-CYCLE HOLDINGS CORP COMMON SHARES50202P10536,293$37,3820.01%
283YUM BRANDS INC COMYUM250$34,6630.01%
284CURTISS WRIGHT CORP COMCW132$33,7840.01%
285QUANTA SVCS INC COM74762E102128$33,2540.01%
286GABELLI EQUITY TR INC COMGAB-PK5,428$29,9630.01%
287STEEL DYNAMICS INC COMSTLD200$29,6460.01%
288FIRST TRUST NASDAQ CYBERSECURITY ETF33734X846500$28,1950.01%
289CONSTELLATION BRANDS INC CL ASTZ100$27,1760.01%
290FISERV INC COMFISV157$25,0920.01%
291LUMEN TECHNOLOGIES INC COMLUMN15,816$24,6730.01%
292PRECIGEN INC COMPGEN17,000$24,6500.01%
293BIOGEN INC COMBIIB100$21,5630.01%
294STRYKER CORPORATION COMSYK58$20,7560.01%
295COMPASS DIVERSIFIED SH BEN INTCODI-PC805$19,3760.01%
296AQUA METALS INC COMAQMS31,900$17,1620.01%
297ISHARES RUSSELL 2000 ETF46428765575$15,7730.01%
298AUTOMATIC DATA PROCESSING INC COMADP39$9,7400.00%
299SPDR BLOOMBERG 1-3 MONTH T-BILL ETF78468R66399$9,0880.00%
300COMMUNICATION SERVICES SELECT SECTOR SPDR FUND81369Y85296$7,8390.00%
301ASML HOLDING N V N Y REGISTRY SHSASMLF5$4,8520.00%
302ISHARES SILVER TRUSTSLV100$2,2750.00%
303PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR71654V408130$1,9770.00%
304VANGUARD S&P 500 ETF9229083631$4810.00%