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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Wellington Shields & Co., LLC

Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001506073-23-000005

Total Value
$399,955
Positions
289
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (289)

#IssuerTicker / CUSIPSharesValue% of Filing
1FLOWERS FOODS INC COMFLO6,849,375$151.9M37.98%
2MICROSOFT CORP COMMSFT70,305$22.2M5.55%
3APPLE INC COMAAPL109,497$18.7M4.69%
4ELI LILLY & CO COMLLY13,189$7.1M1.77%
5JPMORGAN CHASE & CO COMVYLD48,700$7.1M1.77%
6ILLUMINA INC COMILMN47,279$6.5M1.62%
7EXXON MOBIL CORP COMXOM53,418$6.3M1.57%
8ABBVIE INC COMABBV30,562$4.6M1.14%
9ALPHABET INC CAP STK CL CGOOG33,331$4.4M1.10%
10BLACKSTONE INC COMBX36,290$3.9M0.97%
11HONEYWELL INTL INC COM43851610620,664$3.8M0.95%
12INTERNATIONAL BUSINESS MACHS COMINTR26,247$3.7M0.92%
13UNION PAC CORP COMUNP16,888$3.4M0.86%
14AMAZON COM INC COMAMZN26,527$3.4M0.84%
15VISA INC COM CL AV13,510$3.1M0.78%
16S&P GLOBAL INC COMSPGI7,900$2.9M0.72%
17ABBOTT LABS COMABLZF28,415$2.8M0.69%
18MERCK & CO INC COMMRK26,616$2.7M0.69%
19DISNEY WALT CO COM25468710633,225$2.7M0.67%
20NVIDIA CORPORATION COMNVDA6,036$2.6M0.66%
21CATERPILLAR INC COMCAT9,600$2.6M0.66%
22FLUOR CORP NEW COMFLR69,146$2.5M0.63%
23PFIZER INC COMPFE73,404$2.4M0.61%
24JOHNSON & JOHNSON COMJNJ15,620$2.4M0.61%
25CVS HEALTH CORP COMCVS34,703$2.4M0.61%
26BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A6,692$2.3M0.59%
27KINDER MORGAN INC DEL COMEP-PC129,624$2.1M0.54%
28CHEVRON CORP NEW COMCVX12,661$2.1M0.53%
29BRISTOL-MYERS SQUIBB CO COMCELG-RI36,479$2.1M0.53%
30BOEING CO COMBA-PA10,952$2.1M0.52%
31ALPHABET INC CAP STK CL AGOOG15,244$2.0M0.50%
32WALMART INC COMWMT10,757$1.7M0.43%
33HOME DEPOT INC COMHD5,486$1.7M0.41%
34SHOPIFY INC CL ASHOP30,110$1.6M0.41%
35WASTE MGMT INC DEL COM94106L1099,717$1.5M0.37%
36PIONEER NAT RES CO COM7237871076,399$1.5M0.37%
37DEVON ENERGY CORP NEW COM25179M10330,400$1.5M0.36%
38AT&T INC COMT-PC94,256$1.4M0.35%
39ENTERPRISE PRODS PARTNERS L P COM29379210750,948$1.4M0.35%
40CHART INDUSTRIES16115Q3088,157$1.4M0.34%
41THERMO FISHER SCIENTIFIC INC COMTMO2,724$1.4M0.34%
42PEOPLES BANCORP INC COMPEBO53,830$1.4M0.34%
43EQUIFAX INC COMEFX7,365$1.3M0.34%
44VERIZON COMMUNICATIONS INC COMVZ41,487$1.3M0.34%
45SOUTHERN CO COMSOMN20,746$1.3M0.34%
46WEYERHAEUSER CO MTN BE COM NEWWY42,636$1.3M0.33%
47BROADCOM INC COMAVGO1,560$1.3M0.32%
48AMGEN INC COMAMGN4,814$1.3M0.32%
49AFLAC INC COMAFL16,612$1.3M0.32%
50CISCO SYS INC COMCSCO21,937$1.2M0.29%
51COMCAST CORP NEW CL ACCZ26,066$1.2M0.29%
52CITIGROUP INC COM NEWC-PR27,328$1.1M0.28%
53ONEOK INC NEW COMOKE17,320$1.1M0.27%
54PATRIA INVESTMENTS LIMITED COM CL APAX73,400$1.1M0.27%
55RTX CORPORATION COMRTX14,802$1.1M0.27%
56QUALCOMM INC COMQCOM9,211$1.0M0.26%
57GENERAL MLS INC COM37033410415,807$1.0M0.25%
58BLACKROCK INC COMBLK1,531$989,7760.25%
59LOCKHEED MARTIN CORP COMLMT2,310$944,6980.24%
60CSX CORP COMCSX30,130$926,4980.23%
61CITIZENS FINL GROUP INC COMCIA34,000$911,2000.23%
62CARMAX INC COMKMX12,840$908,1730.23%
63PEPSICO INC COMPEP5,350$906,5040.23%
64COCA COLA CO COMKO16,075$899,8790.22%
65BUILDERS FIRSTSOURCE INC COMBLDR7,199$896,2040.22%
66NEXTERA ENERGY INC COMNEE-PW15,559$891,3750.22%
67FREEPORT-MCMORAN INC CL BFCX23,302$868,9320.22%
68PALO ALTO NETWORKS INC COMPANW3,691$865,3180.22%
69APOLLO GLOBAL MGMT INC COM03769M1069,557$857,8360.21%
70MEDTRONIC PLC SHSMDT10,935$856,8670.21%
71ENCOMPASS HEALTH CORP COMEHC12,330$828,0830.21%
72NEWMONT CORP COMNEMCL22,000$812,9000.20%
73INTEL CORP COMINTC22,753$808,8750.20%
74PROCTER AND GAMBLE CO COM7427181095,516$804,6180.20%
75META PLATFORMS INC CL AMETA2,543$763,4340.19%
76ALBEMARLE CORP COMALB-PA4,483$762,2890.19%
77ENBRIDGE INC COMENNPF22,642$751,4880.19%
78WEST PHARMACEUTICAL SVSC INC COM9553061052,000$750,4200.19%
79DOW INC COMDOW14,421$743,5470.19%
80CONOCOPHILLIPS COMCOP6,166$738,6870.18%
81PERSONALIS INC COMPSNL604,267$731,1630.18%
82GENERAL ELECTRIC CO COM NEW3696043016,579$727,2980.18%
83GENERAC HLDGS INC COMGNRC6,612$720,4440.18%
84PRUDENTIAL FINL INC COMPUKPF7,525$714,0470.18%
85FIRST SOLAR INC COMFSLR4,403$711,4810.18%
86BP PLC SPONSORED ADRBPPFF17,919$693,8240.17%
87MCDONALDS CORP COMMCD2,606$686,6420.17%
88MODERNA INC COMMRNA6,626$684,4000.17%
89CORNING INC COMGLW22,456$684,2270.17%
90ENERGY TRANSFER L P COM UT LTD PTNET-PI48,722$683,5700.17%
91NORTHROP GRUMMAN CORP COMNOC1,546$680,5340.17%
92FEDEX CORP COMFDX2,562$678,7250.17%
93PNC FINL SVCS GROUP INC COM6934751055,528$678,6780.17%
94KEYCORP COM49326710861,200$658,5120.16%
95IRON MTN INC DEL COM46284V10111,033$655,9120.16%
96SCHLUMBERGER LTD COM STKSLB11,200$652,9600.16%
97PHILIP MORRIS INTL INC COM7181721097,000$648,0600.16%
98AMERICAN EXPRESS CO COMAXP4,320$644,5010.16%
99CROWDSTRIKE HLDGS INC CL ACRWD3,800$636,0440.16%
100OKTA INC CL AOKTA7,350$599,0990.15%
101FIDELITY NATL INFORMATION SVCS COM31620M10610,500$580,3350.15%
102AMN HEALTHCARE SVCS INC COM0017441016,807$579,8200.14%
103CF INDS HLDGS INC COM1252691006,756$579,2590.14%
104ON HLDG AG NAMEN AKT AH5919C10420,500$570,3100.14%
105DUPONT DE NEMOURS INC COMDD7,642$570,0170.14%
1063M CO COMMMM6,065$567,8500.14%
107SIMON PPTY GROUP INC NEW COM8288061095,200$561,7560.14%
108ENERGY SELECT SECTOR SPDR FUND81369Y5066,190$559,5140.14%
109ILLINOIS TOOL WKS INC COM4523081092,400$552,7440.14%
110ORACLE CORP COMORCL-PD5,185$549,1950.14%
111SEI INVTS CO COM7841171039,000$542,0700.14%
112WP CAREY INC COM92936U1099,758$527,7130.13%
113BLACKSTONE MTG TR INC COM CL ABX24,201$526,3720.13%
114GILEAD SCIENCES INC COMGILD6,998$524,4300.13%
115COSTCO WHSL CORP NEW COM22160K105900$508,4640.13%
116CUMMINS INC COMCMI2,215$506,0390.13%
117UNILEVER PLC SPON ADR NEWUNLYF10,112$499,5330.12%
118DIGI INTL INC COM25379810218,463$498,5010.12%
119DUKE ENERGY CORP NEW COM NEWDUKB5,605$494,6600.12%
120JACKSON FINANCIAL INC COM CL AJXN-PA12,644$483,2630.12%
121EXACT SCIENCES CORP COM30063P1057,058$481,4970.12%
122BECTON DICKINSON & CO COMBDX1,857$480,0600.12%
123GENERAL MTRS CO COM37045V10014,400$474,7680.12%
124SYSCO CORP COMSYY7,075$467,3040.12%
125CLEVELAND-CLIFFS INC NEW COMCLF29,630$463,1170.12%
126NEW YORK CMNTY BANCORP INC COM64944510340,800$462,6720.12%
127APPLIED MATLS INC COM0382221053,200$443,0400.11%
128OCCIDENTAL PETE CORP COM6745991056,800$441,1840.11%
129BLACKSTONE SECD LENDING FD COMMON STOCKBX15,839$433,3550.11%
130THE CIGNA GROUP COM1255231001,480$423,3840.11%
131LINDE PLC SHSLIN1,106$411,8190.10%
132EVEREST GROUP LTD COMEG1,100$408,8370.10%
133INVESCO QQQ TRUST SERIES IIVZ1,116$399,8290.10%
134RPM INTL INC COM7496851034,200$398,2020.10%
135EOG RES INC COMEOG3,085$391,0550.10%
136WILLIAMS COS INC COM96945710011,274$379,8380.09%
137SCOTTS MIRACLE-GRO CO CL ASMG7,332$378,9330.09%
138NUCOR CORP COMNUE2,400$375,2400.09%
139ALTRIA GROUP INC COMMO8,807$370,3370.09%
140BORGWARNER INC COMBWA9,000$363,3300.09%
141MONDELEZ INTL INC CL A6092071055,230$362,9620.09%
142VALERO ENERGY CORP COMVLO2,500$354,2750.09%
143ZOETIS INC CL AZTS2,027$352,6570.09%
144FORD MTR CO DEL COM34537086028,037$348,2200.09%
145DTE ENERGY CO COMDTK3,500$347,4800.09%
146TE CONNECTIVITY LTD SHSTEL2,800$345,8840.09%
147MOTOROLA SOLUTIONS INC COM NEWMSI1,240$337,5780.08%
148LOEWS CORP COML5,290$334,9100.08%
149AGILENT TECHNOLOGIES INC COMA2,970$332,1050.08%
150FIRST HORIZON CORPORATION COMFHN-PH30,000$330,6000.08%
151EASTMAN CHEM CO COMEMN4,250$326,0600.08%
152WARNER BROS DISCOVERY INC COM SER AWBD29,371$318,9660.08%
153UNITEDHEALTH GROUP INC COMUNH618$311,5890.08%
154ACCENTURE PLC IRELAND SHS CLASS AACN1,011$310,4880.08%
155PARAMOUNT GLOBAL CLASS B COM92556H20623,734$306,1690.08%
156SPDR S&P 500 ETF TRUSTSPY711$303,9380.08%
157EMERSON ELEC CO COMEMR3,111$300,4290.08%
158STERIS PLC SHS USDSTE1,350$296,2170.07%
159GREIF INC CL BGEF-B4,389$292,1320.07%
160ROCKET LAB USA INC COMRKLB65,614$287,3890.07%
161ROCKWELL AUTOMATION INC COMROK1,000$285,8700.07%
162GXO LOGISTICS INCGXO4,870$285,6260.07%
163SPDR S&P BIOTECH ETF78464A8703,900$284,7780.07%
164VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF9220208056,000$283,6800.07%
165L3HARRIS TECHNOLOGIES INC COMLHX1,614$281,0300.07%
166GENERAL DYNAMICS CORP COMGD1,264$279,3060.07%
167TRANSOCEAN LTD REG SHSRIG33,846$277,8760.07%
168METLIFE INC COMMET-PF4,345$273,3440.07%
169MARRIOTT INTL INC NEW CL A5719032021,380$271,2530.07%
170FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMFNF6,559$270,8870.07%
171WYNN RESORTS LTD COMWYNN2,900$267,9890.07%
172ISHARES TIPS BOND ETF4642871762,567$266,2490.07%
173UNITED PARCEL SERVICE INC CL BUPS1,705$265,7580.07%
174DIAMONDBACK ENERGY INC COMFANG1,701$263,4190.07%
175VANGUARD TOTAL STOCK MARKET ETF9229087691,231$261,4770.07%
176TRINITY INDS INC COM89652210910,400$253,2400.06%
177HP INC COMHPQ9,800$251,8600.06%
178OLIN CORP COM PAR $1OLN5,000$249,9000.06%
179TRAVELERS COMPANIES INC COMTRV1,520$248,2310.06%
180AMERICAN WTR WKS CO INC NEW COM0304201032,000$247,6600.06%
181SIMPSON MFG INC COM8290731051,607$240,7450.06%
182PAYPAL HLDGS INC COMPYPL4,102$239,8030.06%
183CALIFORNIA WTR SVC GROUP COM1307881025,000$236,5500.06%
184M & T BK CORP COM55261F1041,841$232,7940.06%
185GOLDMAN SACHS BDC INC SHSGSBD15,930$231,9410.06%
186ARCOSA INC COMACA3,193$229,5770.06%
187INVESCO WATER RESOURCES ETFIVZ4,210$223,8880.06%
188PHILLIPS 66 COMPSX1,832$220,1150.06%
189KRAFT HEINZ CO COMKHC6,311$212,3020.05%
190REAVES UTIL INCOME FD COM SH BEN INT7561581018,539$210,4860.05%
191LOWES COS INC COM5486611071,000$207,8400.05%
192LAMB WESTON HLDGS INC COMLW2,223$205,5390.05%
193NAVIGATOR HLDGS LTD SHSNVGS13,825$204,1950.05%
194SEMPRA COMSREA3,000$204,0900.05%
195THE BEAUTY HEALTH COMPANY COM CL A88331L10833,750$203,1750.05%
196CHIPOTLE MEXICAN GRILL INC COMCMG110$201,5010.05%
197KROGER CO COMKR4,497$201,2410.05%
198BANK NEW YORK MELLON CORP COM0640581004,698$200,3700.05%
199CORTEVA INC COMCTVA3,880$198,5010.05%
200STARBUCKS CORP COMSBUX2,165$197,6000.05%
201DELTA AIR LINES INC DEL COM NEWDAL5,195$192,2150.05%
202TEXAS INSTRS INC COM8825081041,200$190,8120.05%
203CASI PHARMACEUTICALS INC COMCASIF74,166$189,8650.05%
204ANHEUSER BUSCH INBEV SA/NV SPONSORED ADRBUDFF3,417$188,9600.05%
205LI-CYCLE HOLDINGS CORP COMMON SHARES50202P10553,201$188,8640.05%
206KKR & CO INC COMKKRT3,000$184,8000.05%
207CLOROX CO DEL COMCLX1,400$183,4840.05%
208CONSOLIDATED EDISON INC COMED2,132$182,3500.05%
209COCA-COLA FEMSA SAB DE CV SPONSORD ADR REPCOCSF2,300$180,4120.05%
210INTERNATIONAL PAPER CO COM4601461035,051$179,1720.04%
211ALIBABA GROUP HLDG LTD SPONSORED ADSBBAAY2,055$178,2510.04%
212TJX COS INC NEW COM8725401092,000$177,7600.04%
213SENSIENT TECHNOLOGIES CORP COMSXT3,000$175,4400.04%
214CONAGRA BRANDS INC COMCAG6,300$172,7460.04%
215B & G FOODS INC NEW COMBGS16,700$165,1630.04%
216CHENIERE ENERGY INC COM NEWLNG944$156,6660.04%
217ROPER TECHNOLOGIES INC COMROP320$154,9700.04%
218BAXTER INTL INC COM0718131094,008$151,2740.04%
219EATON CORP PLC SHSETN700$149,2960.04%
220WALGREENS BOOTS ALLIANCE INC COM9314271086,500$144,5600.04%
221GE HEALTHCARE TECHNOLOGIES INC COMMON STOCKGEHC2,124$144,5170.04%
222KODIAK SCIENCES INC COMKOD80,000$144,0000.04%
223GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF37954Y6734,702$142,8330.04%
224SALESFORCE INC COMCRM686$139,1070.03%
225GRAINGER W W INC COM384802104200$138,3680.03%
226INVESCO PREFERRED ETFIVZ12,444$136,2620.03%
227SHELL PLC SPON ADSRYDAF2,074$133,5240.03%
228NORTH EUROPEAN OIL RTY TR SH BEN INT65931010610,800$131,8680.03%
229ALERIAN MLP ETF00162Q4523,120$131,6640.03%
230INDUSTRIAL SELECT SECTOR SPDR FUND81369Y7041,290$130,8270.03%
231DEERE & CO COMDE333$125,6680.03%
232MCKESSON CORP COMMCK279$121,3230.03%
233GSK PLC SPONSORED ADRGLAXF3,259$118,1390.03%
234UNIVERSAL ELECTRS INC COM91348310312,942$117,1250.03%
235CARRIER GLOBAL CORPORATION COMCARR2,000$110,4000.03%
236MANNKIND CORP COM NEWMNKD26,040$107,5450.03%
237TESLA INC COMTSLA428$107,0940.03%
238QUANTA SVCS INC COM74762E102565$105,6950.03%
239SPDR GOLD SHARESGLD606$103,8990.03%
240ARMADA HOFFLER PPTYS INC COM04208T10810,000$102,4000.03%
241GEO GROUP INC NEW COMGEO12,300$100,6140.03%
242NOVO-NORDISK A S ADRNONOF1,100$100,0340.03%
243CROWN CASTLE INC COMCCI1,000$92,0300.02%
244LINCOLN ELEC HLDGS INC COM533900106500$90,8950.02%
245TRUIST FINL CORP COM89832Q1093,000$85,8300.02%
246UNITED RENTALS INC COMURI185$82,2450.02%
247SURO CAPITAL CORP COM NEWSSSSL22,438$81,2260.02%
248ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND26924G2011,565$80,7540.02%
249EDWARDS LIFESCIENCES CORP COMEW1,150$79,6720.02%
250CARLYLE GROUP INC COMCGABL2,528$76,2290.02%
251ISHARES MSCI USA MOMENTUM FACTOR ETF46432F396522$72,9230.02%
252KAYNE ANDERSON ENERGY INFRSTR COM4866061068,625$72,5360.02%
253COLGATE PALMOLIVE CO COMCL1,000$71,1100.02%
254TPI COMPOSITES INC COMTPICQ25,783$68,3250.02%
255BANK AMERICA CORP COM0605051042,298$62,9190.02%
256YUM BRANDS INC COMYUM450$56,2230.01%
257STEREOTAXIS INC COM NEWSTXS35,393$55,9210.01%
258MASTERCARD INCORPORATED CL AMA140$55,4270.01%
259HEALTH CARE SELECT SECTOR SPDR FUND81369Y209400$51,4960.01%
260CURTISS WRIGHT CORP COMCW256$50,0810.01%
261ISHARES SEMICONDUCTOR ETF464287523103$48,7860.01%
262IDACORP INC COMIDA500$46,8250.01%
263ISHARES EXPANDED TECH-SOFTWARE SECTOR ETF464287515130$44,3640.01%
264TARGET CORP COMTGT400$44,2280.01%
265ADOBE INC COMADBE85$43,3420.01%
266VANECK GOLD MINERS ETF92189F1061,500$40,3650.01%
267AQUA METALS INC COMAQMS31,900$36,0470.01%
268COMPASS DIVERSIFIED SH BEN INTCODI-PC1,875$35,1940.01%
269AUTOMATIC DATA PROCESSING INC COMADP139$33,4410.01%
270MORGAN STANLEY COM NEWMS-PQ375$30,6260.01%
271GABELLI EQUITY TR INC COMGAB-PK5,428$27,8460.01%
272NEW FORTRESS ENERGY INC COM CL ANFE816$26,7480.01%
273ADVANCED MICRO DEVICES INC COMAMD257$26,4250.01%
274BIOGEN INC COMBIIB100$25,7010.01%
275CONSTELLATION BRANDS INC CL ASTZ100$25,1330.01%
276GRANITE CONSTR INC COMGVA650$24,7130.01%
277LUMEN TECHNOLOGIES INC COMLUMN17,111$24,2980.01%
278PRECIGEN INC COMPGEN17,000$24,1400.01%
279ACTIVISION BLIZZARD INC COM00507V109251$23,5010.01%
280FIRST TRUST NASDAQ CYBERSECURITY ETF33734X846500$22,7150.01%
281STEEL DYNAMICS INC COMSTLD200$21,4440.01%
282STRYKER CORPORATION COMSYK58$15,8500.00%
283SPDR BLOOMBERG 1-3 MONTH T-BILL ETF78468R66399$9,0900.00%
284COMMUNICATION SERVICES SELECT SECTOR SPDR FUND81369Y85296$6,2950.00%
285PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR71654V408180$2,6980.00%
286ISHARES SILVER TRUSTSLV100$2,0340.00%
287VALE S A SPONSORED ADSVALE73$9780.00%
288VANGUARD S&P 500 ETF9229083631$3930.00%
289CONSTELLATION ENERGY CORP COMCEG3$3270.00%