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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Wellington Shields & Co., LLC

Quarter ended Q3 2023 · Filed August 11, 2023 · Accession 0001506073-23-000003

Total Value
$425.3M
Positions
292
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (292)

#IssuerTicker / CUSIPSharesValue% of Filing
1FLOWERS FOODS INC COMFLO6,851,347$170.5M40.08%
2MICROSOFT CORP COMMSFT64,731$22.0M5.18%
3APPLE INC COMAAPL110,988$21.5M5.06%
4ILLUMINA INC COMILMN53,362$10.0M2.35%
5JPMORGAN CHASE & CO COMVYLD48,996$7.1M1.68%
6ELI LILLY & CO COMLLY13,860$6.5M1.53%
7EXXON MOBIL CORP COMXOM53,818$5.8M1.36%
8HONEYWELL INTL INC COM43851610621,538$4.5M1.05%
9ALPHABET INC CAP STK CL CGOOG34,251$4.1M0.97%
10UNION PAC CORP COMUNP18,208$3.7M0.88%
11ABBVIE INC COMABBV27,344$3.7M0.87%
12AMAZON COM INC COMAMZN26,831$3.5M0.82%
13INTERNATIONAL BUSINESS MACHS COMINTR25,974$3.5M0.82%
14BLACKSTONE INC COMBX37,044$3.4M0.81%
15VISA INC COM CL AV13,571$3.2M0.76%
16S&P GLOBAL INC COMSPGI7,900$3.2M0.74%
17MERCK & CO INC COMMRK25,116$2.9M0.68%
18DISNEY WALT CO COM25468710629,525$2.6M0.62%
19ABBOTT LABS COMABLZF23,867$2.6M0.61%
20NVIDIA CORPORATION COMNVDA6,115$2.6M0.61%
21BOEING CO COMBA-PA11,399$2.4M0.57%
22CATERPILLAR INC COMCAT9,600$2.4M0.56%
23BRISTOL-MYERS SQUIBB CO COMCELG-RI36,465$2.3M0.55%
24JOHNSON & JOHNSON COMJNJ13,832$2.3M0.54%
25CVS HEALTH CORP COMCVS32,781$2.3M0.53%
26BERKSHIRE HATHAWAY INC DEL CL B NEWBRK-A6,615$2.3M0.53%
27KINDER MORGAN INC DEL COMEP-PC130,624$2.2M0.53%
28PFIZER INC COMPFE59,440$2.2M0.51%
29FLUOR CORP NEW COMFLR71,646$2.1M0.50%
30SHOPIFY INC CL ASHOP31,610$2.0M0.48%
31ALPHABET INC CAP STK CL AGOOG15,444$1.8M0.43%
32EQUIFAX INC COMEFX7,365$1.7M0.41%
33HOME DEPOT INC COMHD5,426$1.7M0.40%
34WASTE MGMT INC DEL COM94106L1099,716$1.7M0.40%
35DEVON ENERGY CORP NEW COM25179M10333,026$1.6M0.38%
36CHEVRON CORP NEW COMCVX9,725$1.5M0.36%
37ENTERPRISE PRODS PARTNERS L P COM29379210754,448$1.4M0.34%
38PEOPLES BANCORP INC COMPEBO53,830$1.4M0.34%
39AT&T INC COMT-PC88,773$1.4M0.33%
40THERMO FISHER SCIENTIFIC INC COMTMO2,625$1.4M0.32%
41BROADCOM INC COMAVGO1,550$1.3M0.32%
42VERIZON COMMUNICATIONS INC COMVZ35,877$1.3M0.31%
43FEDEX CORP COMFDX5,262$1.3M0.31%
44CITIGROUP INC COM NEWC-PR26,928$1.2M0.29%
45CHART INDUSTRIES16115Q3087,643$1.2M0.29%
46WALMART INC COMWMT7,717$1.2M0.29%
47AFLAC INC COMAFL17,006$1.2M0.28%
48PIONEER NAT RES CO COM7237871075,667$1.2M0.28%
49PERSONALIS INC COMPSNL617,411$1.2M0.27%
50NEXTERA ENERGY INC COMNEE-PW15,559$1.2M0.27%
51CISCO SYS INC COMCSCO21,937$1.1M0.27%
52COMCAST CORP NEW CL ACCZ27,266$1.1M0.27%
53PATRIA INVESTMENTS LIMITED COM CL APAX78,800$1.1M0.26%
54RTX CORPORATION COMRTX11,352$1.1M0.26%
55QUALCOMM INC COMQCOM9,211$1.1M0.26%
56WEYERHAEUSER CO MTN BE COM NEWWY32,362$1.1M0.25%
57LOCKHEED MARTIN CORP COMLMT2,335$1.1M0.25%
58CARMAX INC COMKMX12,802$1.1M0.25%
59SOUTHERN CO COMSOMN15,225$1.1M0.25%
60ONEOK INC NEW COMOKE17,320$1.1M0.25%
61BLACKROCK INC COMBLK1,542$1.1M0.25%
62CSX CORP COMCSX30,630$1.0M0.25%
63PEPSICO INC COMPEP5,580$1.0M0.24%
64BUILDERS FIRSTSOURCE INC COMBLDR7,199$979,0640.23%
65COCA COLA CO COMKO16,175$974,0590.23%
66FREEPORT-MCMORAN INC CL BFCX23,702$948,0800.22%
67NEWMONT CORP COMNEMCL22,000$938,5200.22%
68MEDTRONIC PLC SHSMDT10,335$910,5140.21%
69WP CAREY INC COM92936U10913,398$905,1690.21%
70CITIZENS FINL GROUP INC COMCIA34,000$886,7200.21%
71ENBRIDGE INC COMENNPF23,862$886,4730.21%
72PROCTER AND GAMBLE CO COM7427181095,766$874,8860.21%
73AMN HEALTHCARE SVCS INC COM0017441017,707$840,9880.20%
74FIRST SOLAR INC COMFSLR4,403$836,9660.20%
75ENCOMPASS HEALTH CORP COMEHC12,330$834,8640.20%
76META PLATFORMS INC CL AMETA2,893$830,2330.20%
77PALO ALTO NETWORKS INC COMPANW3,237$827,0860.19%
78KODIAK SCIENCES INC COMKOD119,000$821,1000.19%
79INTEL CORP COMINTC24,346$814,1400.19%
80CORNING INC COMGLW22,746$797,0110.19%
81DUCKHORN PORTFOLIO INC COM26414D10659,994$778,1220.18%
82DOW INC COMDOW14,558$775,3590.18%
83WEST PHARMACEUTICAL SVSC INC COM9553061052,000$764,9400.18%
84AMGEN INC COMAMGN3,414$757,8650.18%
85AMERICAN EXPRESS CO COMAXP4,320$752,5440.18%
86NORTHROP GRUMMAN CORP COMNOC1,616$736,5730.17%
87APOLLO GLOBAL MGMT INC COM03769M1069,557$734,0730.17%
88GENERAL ELECTRIC CO COM NEW3696043016,641$729,5030.17%
89ALBEMARLE CORP COMALB-PA3,135$699,3870.16%
90PNC FINL SVCS GROUP INC COM6934751055,528$696,2200.16%
91DIGI INTL INC COM25379810217,453$687,4740.16%
92PHILIP MORRIS INTL INC COM7181721097,000$683,3400.16%
93BP PLC SPONSORED ADRBPPFF18,869$665,8870.16%
94EXACT SCIENCES CORP COM30063P1056,808$639,2710.15%
95CONOCOPHILLIPS COMCOP6,166$638,8590.15%
96GENERAC HLDGS INC COMGNRC4,277$637,8290.15%
97CROWDSTRIKE HLDGS INC CL ACRWD4,300$631,5410.15%
98ORACLE CORP COMORCL-PD5,242$624,2700.15%
99ENERGY TRANSFER L P COM UT LTD PTNET-PI48,964$621,8430.15%
100DUPONT DE NEMOURS INC COMDD8,642$617,3840.15%
101GILEAD SCIENCES INC COMGILD7,898$608,6990.14%
102ILLINOIS TOOL WKS INC COM4523081092,400$600,3840.14%
103THE CIGNA GROUP COM1255231002,131$597,9590.14%
104GENERAL MLS INC COM3703341047,719$592,0710.14%
105UNILEVER PLC SPON ADR NEWUNLYF11,112$579,2690.14%
106ENERGY SELECT SECTOR SPDR FUND81369Y5067,090$575,4950.14%
107FIDELITY NATL INFORMATION SVCS COM31620M10610,500$574,3500.14%
108KEYCORP COM49326710861,200$565,4880.13%
109SCHLUMBERGER LTD COM STKSLB11,200$550,1440.13%
110PRUDENTIAL FINL INC COMPUKPF6,220$548,7280.13%
111GENERAL MTRS CO COM37045V10014,200$547,5520.13%
112SEI INVTS CO COM7841171039,000$536,5800.13%
113SYSCO CORP COMSYY7,075$524,9650.12%
114COSTCO WHSL CORP NEW COM22160K105975$524,9210.12%
115BLACKSTONE MTG TR INC COM CL ABX24,346$506,6400.12%
116DUKE ENERGY CORP NEW COM NEWDUKB5,598$502,3450.12%
117CLEVELAND-CLIFFS INC NEW COMCLF29,205$489,4760.12%
118IRON MTN INC DEL COM46284V1018,533$484,8450.11%
119MODERNA INC COMMRNA3,971$482,4770.11%
120CUMMINS INC COMCMI1,914$469,2360.11%
121APPLIED MATLS INC COM0382221053,200$462,5280.11%
122NEW YORK CMNTY BANCORP INC COM64944510340,000$449,6000.11%
123MONDELEZ INTL INC CL A6092071056,056$441,7250.10%
124FORD MTR CO DEL COM34537086029,037$439,3300.10%
125SCOTTS MIRACLE-GRO CO CL ASMG6,992$438,3360.10%
126L3HARRIS TECHNOLOGIES INC COMLHX2,112$413,4660.10%
127WYNN RESORTS LTD COMWYNN3,900$411,8790.10%
128UNITEDHEALTH GROUP INC COMUNH850$408,5440.10%
129ALTRIA GROUP INC COMMO8,975$406,5690.10%
130OCCIDENTAL PETE CORP COM6745991056,800$399,8400.09%
131NUCOR CORP COMNUE2,400$393,5520.09%
132TE CONNECTIVITY LTD SHSTEL2,800$392,4480.09%
133LINDE PLC SHSLIN1,029$392,1310.09%
134JACKSON FINANCIAL INC COM CL AJXN-PA12,611$386,0180.09%
135DTE ENERGY CO COMDTK3,500$385,0700.09%
136INVESCO QQQ TRUST SERIES IIVZ1,033$381,6110.09%
137PARAMOUNT GLOBAL CLASS B COM92556H20623,934$380,7900.09%
138BLACKSTONE SECD LENDING FD COMMON STOCKBX13,784$377,1300.09%
139RPM INTL INC COM7496851034,200$376,8660.09%
140EVEREST GROUP LTD COMEG1,100$376,0460.09%
141WARNER BROS DISCOVERY INC COM SER AWBD29,491$369,8140.09%
142SIMON PPTY GROUP INC NEW COM8288061093,200$369,5360.09%
1433M CO COMMMM3,689$369,2320.09%
144THE BEAUTY HEALTH COMPANY COM CL A88331L10844,100$369,1170.09%
145WILLIAMS COS INC COM96945710011,274$367,8870.09%
146MOTOROLA SOLUTIONS INC COM NEWMSI1,240$363,6670.09%
147EASTMAN CHEM CO COMEMN4,250$355,8100.08%
148EOG RES INC COMEOG3,085$353,0470.08%
149ZOETIS INC CL AZTS2,027$349,0700.08%
150CF INDS HLDGS INC COM1252691004,922$341,6850.08%
151GREIF INC CL BGEF-B4,389$339,0500.08%
152MCDONALDS CORP COMMCD1,134$338,3970.08%
153FIRST HORIZON CORPORATION COMFHN-PH30,000$338,1000.08%
154SMUCKER J M CO COM NEW8326964052,251$332,4050.08%
155ROCKWELL AUTOMATION INC COMROK1,000$329,4500.08%
156ROCKET LAB USA INC COMRKLB53,245$319,4700.08%
157GXO LOGISTICS INCGXO5,070$318,4970.07%
158LOEWS CORP COML5,290$314,1200.07%
159UNITED PARCEL SERVICE INC CL BUPS1,705$305,6210.07%
160STERIS PLC SHS USDSTE1,350$303,7230.07%
161HP INC COMHPQ9,800$300,9580.07%
162MARRIOTT INTL INC NEW CL A5719032021,615$296,6590.07%
163SPDR S&P 500 ETF TRUSTSPY664$294,3380.07%
164VALERO ENERGY CORP COMVLO2,500$293,2500.07%
165VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES ETF9220208056,000$284,5200.07%
166AGNICO EAGLE MINES LTD COMAEM5,677$283,7360.07%
167ACCENTURE PLC IRELAND SHS CLASS AACN919$283,5850.07%
168EMERSON ELEC CO COMEMR3,111$281,2030.07%
169ISHARES TIPS BOND ETF4642871762,567$276,2610.06%
170TRINITY INDS INC COM89652210910,700$275,0970.06%
171GENERAL DYNAMICS CORP COMGD1,264$271,9500.06%
172PAYPAL HLDGS INC COMPYPL4,066$271,2910.06%
173VANGUARD TOTAL STOCK MARKET ETF9229087691,231$271,1650.06%
174STARBUCKS CORP COMSBUX2,666$264,0940.06%
175TRAVELERS COMPANIES INC COMTRV1,520$263,9630.06%
176UNIVERSAL ELECTRS INC COM91348310327,317$262,7900.06%
177CALIFORNIA WTR SVC GROUP COM1307881025,000$258,1500.06%
178OLIN CORP COM PAR $1OLN5,000$256,9500.06%
179METLIFE INC COMMET-PF4,545$256,9290.06%
180LAMB WESTON HLDGS INC COMLW2,223$255,5340.06%
181LI-CYCLE HOLDINGS CORP COMMON SHARES50202P10545,968$255,1220.06%
182ARCOSA INC COMACA3,293$249,5110.06%
183DELTA AIR LINES INC DEL COM NEWDAL5,195$246,9700.06%
184INVESCO WATER RESOURCES ETFIVZ4,210$237,4020.06%
185FIDELITY NATIONAL FINANCIAL IN FNF GROUP COMFNF6,590$237,2400.06%
186CHIPOTLE MEXICAN GRILL INC COMCMG110$235,2900.06%
187TRANSOCEAN LTD REG SHSRIG33,446$234,4560.06%
188REAVES UTIL INCOME FD COM SH BEN INT7561581018,539$234,1390.06%
189TPI COMPOSITES INC COMTPICQ22,505$233,3770.05%
190B & G FOODS INC NEW COMBGS16,700$232,4640.05%
191TJX COS INC NEW COM8725401092,700$228,9330.05%
192M & T BK CORP COM55261F1041,841$227,8420.05%
193LOWES COS INC COM5486611071,000$225,7000.05%
194KRAFT HEINZ CO COMKHC6,311$224,0410.05%
195CLOROX CO DEL COMCLX1,400$222,6560.05%
196SIMPSON MFG INC COM8290731051,607$222,5700.05%
197GOLDMAN SACHS BDC INC SHSGSBD15,930$220,7900.05%
198SEMPRA COMSREA1,500$218,3850.05%
199TEXAS INSTRS INC COM8825081041,200$216,0240.05%
200CASI PHARMACEUTICALS INC COMCASIF86,214$215,5350.05%
201SENSIENT TECHNOLOGIES CORP COMSXT3,000$213,3900.05%
202AGILENT TECHNOLOGIES INC COMA1,770$212,8430.05%
203CONAGRA BRANDS INC COMCAG6,300$212,4360.05%
204KROGER CO COMKR4,497$211,3590.05%
205BANK NEW YORK MELLON CORP COM0640581004,698$209,1550.05%
206HERSHEY CO COMHSY800$199,7600.05%
207ANHEUSER BUSCH INBEV SA/NV SPONSORED ADRBUDFF3,417$193,8120.05%
208CONSOLIDATED EDISON INC COMED2,132$192,7330.05%
209COCA-COLA FEMSA SAB DE CV SPONSORD ADR REPCOCSF2,300$191,6130.05%
210WALGREENS BOOTS ALLIANCE INC COM9314271086,700$190,8830.04%
211BAXTER INTL INC COM0718131094,000$182,2400.04%
212ALIBABA GROUP HLDG LTD SPONSORED ADSBBAAY2,173$181,1200.04%
213NAVIGATOR HLDGS LTD SHSNVGS13,871$180,4620.04%
214PHILLIPS 66 COMPSX1,832$174,7360.04%
215GE HEALTHCARE TECHNOLOGIES INC COMMON STOCKGEHC2,144$174,1790.04%
216BECTON DICKINSON & CO COMBDX650$171,6070.04%
217OTIS WORLDWIDE CORP COMOTIS1,914$170,3650.04%
218KKR & CO INC COMKKRT3,000$168,0000.04%
219DIAMONDBACK ENERGY INC COMFANG1,240$162,9090.04%
220DEERE & CO COMDE400$162,0760.04%
221INTERNATIONAL PAPER CO COM4601461035,038$160,2590.04%
222GRAINGER W W INC COM384802104200$157,7180.04%
223GSK PLC SPONSORED ADRGLAXF4,325$154,1430.04%
224AES CORP COMAES7,186$148,9660.04%
225CONSTELLATION BRANDS INC CL ASTZ600$147,6780.03%
226SALESFORCE INC COMCRM686$144,9240.03%
227CHENIERE ENERGY INC COM NEWLNG944$143,8280.03%
228INVESCO PREFERRED ETFIVZ12,444$141,4880.03%
229EATON CORP PLC SHSETN700$140,7700.03%
230NORTH EUROPEAN OIL RTY TR SH BEN INT65931010610,800$140,1840.03%
231INDUSTRIAL SELECT SECTOR SPDR FUND81369Y7041,290$138,4030.03%
232YUM BRANDS INC COMYUM950$131,6230.03%
233CORTEVA INC COMCTVA2,280$130,6440.03%
234SHELL PLC SPON ADSRYDAF2,074$125,2280.03%
235EDWARDS LIFESCIENCES CORP COMEW1,325$124,9870.03%
236GLOBAL X U.S. INFRASTRUCTURE DEVELOPMENT ETF37954Y6733,950$124,1490.03%
237ALERIAN MLP ETF00162Q4523,120$122,3350.03%
238ARMADA HOFFLER PPTYS INC COM04208T10810,000$116,8000.03%
239TESLA INC COMTSLA428$112,0380.03%
240SPDR GOLD SHARESGLD606$108,0320.03%
241ZEBRA TECHNOLOGIES CORPORATION CL AZBRA360$106,4990.03%
242MANNKIND CORP COM NEWMNKD26,040$105,9830.02%
243CARRIER GLOBAL CORPORATION COMCARR2,000$99,4200.02%
244LINCOLN ELEC HLDGS INC COM533900106500$99,3150.02%
245AMERICAN ELEC PWR CO INC COM0255371011,150$96,8300.02%
246GEO GROUP INC NEW COMGEO12,500$89,5000.02%
247UNITED RENTALS INC COMURI196$87,2930.02%
248IDACORP INC COMIDA850$87,2100.02%
249TETRA TECH INC NEW COMTTEK500$81,8700.02%
250CARLYLE GROUP INC COMCGABL2,528$80,7540.02%
251ADOBE SYSTEMS INCORPORATED COMADBE165$80,6830.02%
252ETFMG PRIME CYBER SECURITY ETFMG PRIME CYBER SECURITY FUND26924G2011,565$79,1580.02%
253COLGATE PALMOLIVE CO COMCL1,000$77,0400.02%
254ISHARES MSCI USA MOMENTUM FACTOR ETF46432F396522$75,2990.02%
255INVESCO S&P 500 EQUAL WEIGHT ETFIVZ501$74,9270.02%
256SURO CAPITAL CORP COM NEWSSSSL22,438$71,6890.02%
257KAYNE ANDERSON ENERGY INFRSTR COM4866061068,625$70,2080.02%
258BANK AMERICA CORP COM0605051042,298$65,9300.02%
259MASTERCARD INCORPORATED CL AMA140$55,0620.01%
260STEREOTAXIS INC COM NEWSTXS35,393$54,1510.01%
261HEALTH CARE SELECT SECTOR SPDR FUND81369Y209400$53,0920.01%
262TARGET CORP COMTGT400$52,7600.01%
263ISHARES SEMICONDUCTOR ETF464287523103$52,2480.01%
264UNIFI INC COM NEWUFI6,334$51,1150.01%
265CURTISS WRIGHT CORP COMCW256$47,0170.01%
266VANECK GOLD MINERS ETF92189F1061,500$45,1650.01%
267LUMEN TECHNOLOGIES INC COMLUMN19,421$43,8910.01%
268BIOGEN INC COMBIIB150$42,7280.01%
269COMPASS DIVERSIFIED SH BEN INTCODI-PC1,875$40,6690.01%
270AQUA METALS INC COMAQMS31,900$37,3230.01%
271FORTUNE BRANDS INNOVATIONS INC COMFBIN500$35,9750.01%
272STRATASYS LTD SHSSSYS2,000$35,5200.01%
273GABELLI EQUITY TR INC COMGAB-PK5,428$31,4820.01%
274AUTOMATIC DATA PROCESSING INC COMADP139$30,5510.01%
275ADVANCED MICRO DEVICES INC COMAMD257$29,2750.01%
276GRANITE CONSTR INC COMGVA650$25,8570.01%
277FIRST TRUST NASDAQ CYBERSECURITY ETF33734X846500$22,7050.01%
278STEEL DYNAMICS INC COMSTLD200$21,7860.01%
279REPUBLIC FIRST BANCORP INC COM76041610724,000$21,6000.01%
280PRECIGEN INC COMPGEN17,000$19,5500.00%
281STRYKER CORPORATION COMSYK58$17,6950.00%
282MORGAN STANLEY COM NEWMS-PQ200$17,0800.00%
283MCKESSON CORP COMMCK35$14,9560.00%
284QUANTA SVCS INC COM74762E10265$12,7690.00%
285SPDR BLOOMBERG 1-3 MONTH T-BILL ETF78468R66399$9,0900.00%
286INSEEGO CORP COMINSG10,365$6,6710.00%
287COMMUNICATION SERVICES SELECT SECTOR SPDR FUND81369Y85296$6,2480.00%
288DOLLAR GEN CORP NEW COM25667710525$4,2450.00%
289PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR71654V408180$2,4890.00%
290ISHARES SILVER TRUSTSLV100$2,0890.00%
291VANGUARD S&P 500 ETF9229083631$4070.00%
292CONSTELLATION ENERGY CORP COMCEG3$2750.00%