13F HOLDINGS REPORT

Shaker Financial Services, LLC

Quarter ended Q1 2023 · Filed February 3, 2023 · Accession 0001172661-23-000423

Total Value

$213.7M

Positions

147

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (147)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	FIRST TR ENHANCED EQUITY INC	337318109	559,371	$8.8M	4.13%
2	GABELLI DIVID & INCOME TR	36242H104	375,023	$7.8M	3.63%
3	ROYCE VALUE TR INC	RVT	502,250	$6.7M	3.12%
4	ADAMS DIVERSIFIED EQUITY FD	006212104	408,214	$5.9M	2.78%
5	SRH TOTAL RETURN FUND INC	STEW	437,441	$5.6M	2.60%
6	CENTRAL SECS CORP	155123102	162,623	$5.4M	2.54%
7	SPROTT FOCUS TR INC	SII	609,475	$4.9M	2.27%
8	GENERAL AMERN INVS CO INC	368802104	124,938	$4.5M	2.11%
9	VIRTUS DIVIDEND INTEREST & P	NFJ	399,655	$4.5M	2.11%
10	EATON VANCE TAX-MANAGED GLOB	ETN	517,836	$4.0M	1.88%
11	CALAMOS LNG SHR EQT DYNAMIC	12812C106	258,144	$4.0M	1.85%
12	EATON VANCE TX ADV GLBL DIV	ETN	253,106	$3.8M	1.79%
13	BLACKROCK DEBT STRATEGIES FD	BLK	391,567	$3.6M	1.69%
14	LIBERTY ALL STAR EQUITY FD	530158104	619,249	$3.6M	1.66%
15	PIMCO INCOME STRATEGY FD II	72201J104	451,201	$3.2M	1.50%
16	HIGHLAND GLOBAL ALLOCATION F	HGLB	325,558	$3.1M	1.44%
17	EATON VANCE RISK-MANAGED DIV	ETN	403,096	$3.0M	1.41%
18	PIONEER HIGH INCOME FUND INC	72369H106	464,057	$3.0M	1.41%
19	VIRTUS GLOBAL MULTI-SECTOR I	VGI	378,896	$3.0M	1.39%
20	EATON VANCE SR FLTNG RTE TR	ETN	263,777	$2.9M	1.36%
21	EATON VANCE TAX ADVT DIV INC	ETN	126,658	$2.9M	1.35%
22	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	358,838	$2.8M	1.32%
23	ABRDN GLOBAL DYNAMIC DIVIDEN	AGD	286,185	$2.7M	1.28%
24	NUVEEN SR INCOME FD	NU	586,360	$2.7M	1.26%
25	VOYA GLBL ADV & PREM OPP FD	92912R104	302,241	$2.7M	1.26%
26	LIBERTY ALL-STAR GROWTH FD I	529900102	530,066	$2.7M	1.24%
27	ARES DYNAMIC CR ALLOCATION F	04014F102	217,995	$2.5M	1.18%
28	EATON VANCE TAX-MANAGED GLOB	ETN	331,911	$2.5M	1.17%
29	BLACKSTONE LONG SHORT CR INC	BGX	226,216	$2.5M	1.15%
30	BLACKROCK ENHANCD CAP & INM	BLK	131,184	$2.2M	1.05%
31	SOURCE CAP INC	SOR	57,573	$2.2M	1.04%
32	CALAMOS GBL DYN INCOME FUND	12811L107	394,729	$2.2M	1.04%
33	CALAMOS STRATEGIC TOTAL RETU	CSQ	160,984	$2.2M	1.02%
34	NUVEEN PFD & INCOME SECS FD	NU	307,060	$2.1M	0.98%
35	PIMCO INCOME STRATEGY FD	72201H108	249,534	$2.0M	0.95%
36	EUROPEAN EQUITY FD INC	298768102	249,004	$1.9M	0.89%
37	WESTERN ASSET GBL HIGH INC F	95766B109	268,859	$1.8M	0.86%
38	EATON VANCE FLTING RATE INC	ETN	163,353	$1.8M	0.85%
39	PIONEER DIVERSIFIED HIGH INC	723653101	179,693	$1.8M	0.85%
40	CLOUGH GLOBAL OPPORTUNITIES	GLO	354,211	$1.8M	0.84%
41	SWISS HELVETIA FD INC	SWZ	229,494	$1.7M	0.81%
42	APOLLO SR FLOATING RATE FD I	037636107	138,990	$1.7M	0.80%
43	BANCROFT FD LTD	059695106	102,804	$1.7M	0.79%
44	ALLSPRING INCOME OPPORTUNIT	EAD	261,202	$1.7M	0.78%
45	BLACKROCK CORPOR HI YLD FD I	BLK	190,313	$1.7M	0.78%
46	WESTERN ASSET HIGH INCOME OP	HIO	417,364	$1.6M	0.77%
47	SPECIAL OPPORTUNITIES FD INC	84741T104	143,431	$1.6M	0.77%
48	NEW GERMANY FD INC	644465106	205,864	$1.6M	0.76%
49	BLACKROCK FLOATING RATE INC	BLK	144,293	$1.6M	0.74%
50	NUVEEN FLOATING RATE INCOME	67072T108	197,273	$1.6M	0.73%
51	FIRST TR HIGH INCOME LONG /	33738E109	135,011	$1.5M	0.72%
52	CBRE GBL REAL ESTATE INC FD	12504G100	267,476	$1.5M	0.72%
53	NUVEEN DOW 30 DYNMC OVERWRT	NU	94,159	$1.5M	0.68%
54	KKR INCOME OPPORTUNITIES FD	KKRT	131,209	$1.4M	0.68%
55	TRI CONTL CORP	895436103	53,962	$1.4M	0.65%
56	EATON VANCE LTD DURATION INC	ETN	147,020	$1.4M	0.65%
57	LMP CAP & INCOME FD INC	50208A102	101,704	$1.2M	0.57%
58	BARINGS GLOBAL SHORT DURATIO	BGH	88,257	$1.1M	0.53%
59	INVESCO HIGH INCOME TR II	IVZ	109,164	$1.1M	0.52%
60	VOYA ASIA PAC HIGH DIV EQT I	92912J102	174,635	$1.1M	0.52%
61	ADVENT CONV & INCOME FD	00764C109	97,063	$1.1M	0.50%
62	BNY MELLON HIGH YIELD STRATE	DHF	470,583	$1.0M	0.48%
63	HANCOCK JOHN PFD INCOME FD	41013W108	63,144	$1.0M	0.48%
64	TEKLA HEALTHCARE OPPORTUNITI	THQ	50,367	$997,770	0.47%
65	BLACKROCK ENHANCED INTL DIV	BLK	196,415	$986,003	0.46%
66	NUVEEN REAL ASSET INCOME & G	67074Y105	83,312	$974,750	0.46%
67	NUVEEN SHORT DURATION CR OPP	NU	82,020	$972,757	0.46%
68	EATON VANCE TAX-ADVANTAGED G	ETN	45,787	$958,780	0.45%
69	PIMCO DYNAMIC INCOME OPRNTS	69355M107	74,309	$948,926	0.44%
70	TEMPLETON DRAGON FD INC	88018T101	92,084	$941,098	0.44%
71	TEKLA LIFE SCIENCES INVS	HQL	65,028	$924,048	0.43%
72	FRANKLIN LTD DURATION INCOME	FTF	147,671	$917,037	0.43%
73	BLACKSTONE SENIOR FLOATNG RA	BX	73,687	$915,929	0.43%
74	PUTNAM PREMIER INCOME TR	PPT	246,804	$902,315	0.42%
75	APOLLO TACTICAL INCOME FD IN	037638103	73,389	$889,475	0.42%
76	JOHN HANCOCK HEDGED EQUITY &	HEQ	77,172	$887,478	0.42%
77	WESTERN ASSET DIVERSIFIED IN	WDI	69,027	$876,643	0.41%
78	MFS MULTIMARKET INCOME TR	MMT	188,020	$847,970	0.40%
79	BLACKROCK ENHANCED GLOBAL DI	BLK	88,584	$846,863	0.40%
80	PIONEER FLOATING RATE FUND I	PHD	93,031	$823,790	0.39%
81	TAIWAN FD INC	874036106	33,921	$783,236	0.37%
82	BLACKROCK FLOATING RATE INCO	BLK	69,141	$778,528	0.36%
83	PGIM HIGH YIELD BOND FUND IN	ISD	64,978	$778,112	0.36%
84	NUVEEN CR STRATEGIES INCOME	NU	150,680	$766,961	0.36%
85	FRANKLIN UNVL TR	355145103	110,605	$744,372	0.35%
86	ROYCE GLOBAL VALUE TR INC	RGT	85,832	$742,447	0.35%
87	HANCOCK JOHN INVT TR	41013P749	149,623	$742,130	0.35%
88	HANCOCK JOHN INVS TR	410142103	57,505	$721,113	0.34%
89	TEMPLETON GLOBAL INCOME FD	880198106	165,851	$718,135	0.34%
90	NUVEEN GLOBAL HIGH INCOME FD	NU	62,999	$708,739	0.33%
91	MEXICO EQUITY & INCOME FD	592834105	78,542	$689,599	0.32%
92	DELAWARE ENHANCED GLOBAL DIV	246060107	87,449	$682,102	0.32%
93	COHEN & STEERS LTD DURATION	19248C105	34,781	$661,535	0.31%
94	NUVEEN MULTI ASSET INCOME FU	670750108	55,004	$631,996	0.30%
95	MORGAN STANLEY CHINA A SH FD	MS-PQ	40,884	$580,553	0.27%
96	PGIM GLOBAL HIGH YIELD FD FO	69346J106	52,719	$577,010	0.27%
97	THORNBURG INCM BUILDER OPP T	885213108	40,063	$572,100	0.27%
98	ROYCE MICRO-CAP TR INC	RMT	64,815	$562,594	0.26%
99	EATON VANCE SR INCOME TR	ETN	99,196	$527,723	0.25%
100	NEUBERGER BERMAN NEXT GENERA	NBXG	56,398	$512,940	0.24%
101	CHINA FD INC	169373107	37,586	$510,974	0.24%
102	TEMPLETON EMERGING MKTS INCO	880192109	93,001	$510,575	0.24%
103	BLACKROCK INNOVATION AND GRW	BLK	74,722	$508,857	0.24%
104	JAPAN SMALLER CAPITALIZATION	JOF	75,633	$490,102	0.23%
105	CALAMOS GLOBAL TOTAL RETURN	CGO	52,843	$470,528	0.22%
106	CLOUGH GLOBAL EQUITY FD	18914C100	70,484	$458,851	0.21%
107	FIRST TR HIGH YIELD OPPRT 20	33741Q107	32,193	$438,047	0.21%
108	VIRTUS ARTIFICIAL INTELLIGEN	AIO	26,666	$435,722	0.20%
109	FIRST TR DYNAMIC EUROPE EQUI	33740D107	38,001	$428,651	0.20%
110	NUVEEN FLOATING RATE INCOME	6706EN100	54,693	$427,152	0.20%
111	BLACKROCK ESG CAP ALLC TR	BLK	30,977	$416,021	0.19%
112	CLOUGH GLOBAL DIVID & INCOME	18913Y103	62,265	$398,496	0.19%
113	NUVEEN PFD & INCOME OPPORTUN	NU	54,473	$396,563	0.19%
114	WESTERN ASSET EMERGING MKTS	95766A101	41,384	$377,008	0.18%
115	VOYA EMERGING MKTS HIGH DIVI	92912P108	68,904	$367,947	0.17%
116	PUTNAM MASTER INTER INCOME T	746909100	110,766	$356,888	0.17%
117	MEXICO FD INC	592835102	24,124	$355,588	0.17%
118	FIRST TR SR FLTG RATE INCOME	33733U108	36,676	$349,522	0.16%
119	MFS CHARTER INCOME TR	MCR	56,710	$348,766	0.16%
120	PRINCIPAL REAL ESTATE INCOME	PGZ	33,406	$345,752	0.16%
121	TEKLA HEALTHCARE INVS	HQH	19,000	$342,000	0.16%
122	FIRST TR ENERGY INFRASTRCTR	33738C103	21,976	$316,894	0.15%
123	FIRST TR SPECIALTY FIN & FIN	33733G109	103,546	$316,851	0.15%
124	COHEN & STEERS INFRASTRUCTUR	19248A109	13,000	$311,870	0.15%
125	TEMPLETON EMERGING MKTS FD	880191101	26,752	$305,508	0.14%
126	DOUBLELINE INCOME SOLUTIONS	DSL	26,549	$294,428	0.14%
127	FLAHERTY & CRUMRINE DYNAMIC	DFP	15,729	$294,290	0.14%
128	COHEN & STEERS SELECT PFD &	19248Y107	15,716	$294,204	0.14%
129	BLACKROCK CR ALLOCATION INCO	BLK	29,040	$293,304	0.14%
130	MFS SPL VALUE TR	55274E102	60,622	$253,400	0.12%
131	KOREA FD INC	500634209	11,069	$237,959	0.11%
132	CREDIT SUISSE ASSET MGMT INC	224916106	94,120	$237,182	0.11%
133	HANCOCK JOHN PFD INCOME FD I	41013X106	14,787	$231,860	0.11%
134	ECOFIN SUSTAINABLE AND SOCIA	27901F109	16,124	$207,193	0.10%
135	BNY MELLON ALCENTRA GLOBAL C	05588N108	27,845	$197,978	0.09%
136	ABRDN JAPAN EQUITY FUND INC	JEQ	35,451	$190,726	0.09%
137	COHEN & STEERS CLOSED-END OP	19248P106	18,043	$188,549	0.09%
138	ELLSWORTH GROWTH & INCOME FD	289074106	22,768	$181,689	0.09%
139	ALLIANCEBERNSTEIN GLOBAL HIG	AWF	18,999	$176,880	0.08%
140	ALLSPRING GLOBAL DIVIDEND OP	EOD	38,132	$166,637	0.08%
141	VOYA INFRASTRUCTURE INDLS &	92912X101	16,702	$156,982	0.07%
142	ALLSPRING UTILITIES AND HIGH	94987E109	13,748	$155,008	0.07%
143	PIMCO HIGH INCOME FD	722014107	27,552	$131,643	0.06%
144	ABRDN AUSTRALIA EQUITY FD IN	003011103	28,173	$127,060	0.06%
145	ABRDN GLOBAL PREMIER PPTYS F	00302L108	30,510	$120,209	0.06%
146	ABRDN EMRG MKTS EQTY INCM FD	AEF	21,688	$113,645	0.05%
147	VIRTUS TOTAL RETURN FD INC	92835W107	12,000	$78,600	0.04%