CUSIP 83587F202
SORRENTO THERAPEUTICS INC
187 institutions · $148.5M total · 176,331,403 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | STATE STREET CORP | 50,637,571 | $44.9M | 28.71% | 2023-06-30 |
| 2 | VANGUARD GROUP INC | 28,723,816 | $25.4M | 16.28% | 2023-03-31 |
| 3 | BlackRock Inc. | 16,922,608 | $15.0M | 9.59% | 2023-03-31 |
| 4 | B. Riley Securities, Inc. | 5,216,250 | $4.6M | 2.95% | 2023-03-31 |
| 5 | B. Riley Financial, Inc. | 5,216,250 | $4.6M | 2.95% | 2023-03-31 |
| 6 | NORGES BANK | 2,901,483 | $4.6M | 1.64% | 2023-12-31 |
| 7 | D. E. Shaw & Co., Inc. | 5,106,072 | $4.5M | 2.89% | 2023-03-31 |
| 8 | Rafferty Asset Management, LLC | 4,394,415 | $3.9M | 2.49% | 2023-03-31 |
| 9 | NORTHERN TRUST CORP | 3,781,395 | $3.4M | 2.14% | 2023-03-31 |
| 10 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 3,508,377 | $3.1M | 1.98% | 2023-03-31 |
| 11 | BANK OF AMERICA CORP /DE/ | 2,606,118 | $2.3M | 1.47% | 2023-03-31 |
| 12 | GOLDMAN SACHS GROUP INC | 2,449,806 | $2.2M | 1.38% | 2024-03-31 |
| 13 | UBS Group AG | 2,279,324 | $2.0M | 1.29% | 2023-03-31 |
| 14 | M&T Bank Corp | 23,582 | $1.8M | 0.01% | 2023-03-31 |
| 15 | CITIGROUP INC | 1,922,143 | $1.7M | 1.09% | 2023-03-31 |
| 16 | LMR Partners LLP | 1,709,500 | $1.5M | 0.96% | 2023-03-31 |
| 17 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 1,689,671 | $1.5M | 0.95% | 2023-03-31 |
| 18 | Mirae Asset Global Investments Co., Ltd. | 1,657,557 | $1.5M | 0.94% | 2023-03-31 |
| 19 | Paloma Partners Management Co | 3,775,000 | $1.4M | 2.14% | 2023-06-30 |
| 20 | MetLife Investment Management, LLC | 93,948 | $1.0M | 0.05% | 2024-03-31 |
| 21 | Bank of New York Mellon Corp | 1,181,034 | $1.0M | 0.66% | 2023-03-31 |
| 22 | Swiss National Bank | 1,086,400 | $962.5K | 0.61% | 2023-03-31 |
| 23 | WELLS FARGO & COMPANY/MN | 1,038,416 | $920.0K | 0.58% | 2023-03-31 |
| 24 | Qube Research & Technologies Ltd | 1,034,729 | $916.8K | 0.58% | 2023-03-31 |
| 25 | AXA S.A. | 427,300 | $858.9K | 0.24% | 2023-03-31 |
| 26 | Cubist Systematic Strategies, LLC | 914,286 | $810.1K | 0.51% | 2023-03-31 |
| 27 | CITADEL ADVISORS LLC | 823,100 | $729.3K | 0.46% | 2023-03-31 |
| 28 | BNP PARIBAS ARBITRAGE, SNC | 812,820 | $720.2K | 0.46% | 2023-03-31 |
| 29 | JANE STREET GROUP, LLC | 716,667 | $635.0K | 0.40% | 2023-03-31 |
| 30 | Squarepoint Ops LLC | 627,926 | $556.3K | 0.35% | 2023-03-31 |
| 31 | CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 574,893 | $509.4K | 0.32% | 2023-03-31 |
| 32 | MORGAN STANLEY | 553,142 | $490.1K | 0.31% | 2023-03-31 |
| 33 | Wellspring Financial Advisors, LLC | 483,551 | $428.4K | 0.27% | 2023-03-31 |
| 34 | STATE OF WISCONSIN INVESTMENT BOARD | 451,542 | $400.1K | 0.25% | 2023-03-31 |
| 35 | Jefferies Group LLC | 50,000 | $341.3K | 0.02% | 2023-09-30 |
| 36 | XTX Topco Ltd | 357,879 | $317.1K | 0.20% | 2023-03-31 |
| 37 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 144,564 | $290.6K | 0.08% | 2023-09-30 |
| 38 | CREDIT SUISSE AG/ | 318,038 | $281.8K | 0.18% | 2023-03-31 |
| 39 | TWO SIGMA INVESTMENTS, LP | 302,015 | $267.6K | 0.17% | 2023-03-31 |
| 40 | Mayo Clinic | 300,000 | $267.0K | 0.17% | 2023-03-31 |
| 41 | ALLIANCEBERNSTEIN L.P. | 279,400 | $247.5K | 0.15% | 2023-03-31 |
| 42 | Voya Investment Management LLC | 150,244 | $235.9K | 0.08% | 2024-12-31 |
| 43 | NEW YORK STATE COMMON RETIREMENT FUND | 265,729 | $235.4K | 0.15% | 2025-09-30 |
| 44 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 243,451 | $215.7K | 0.13% | 2023-03-31 |
| 45 | RAYMOND JAMES & ASSOCIATES | 223,019 | $197.6K | 0.12% | 2023-03-31 |
| 46 | AMERICAN INTERNATIONAL GROUP, INC. | 218,199 | $193.3K | 0.12% | 2023-03-31 |
| 47 | Legal & General Group Plc | 213,211 | $188.9K | 0.12% | 2023-03-31 |
| 48 | EMFO, LLC | 209,398 | $185.5K | 0.11% | 2023-03-31 |
| 49 | DEUTSCHE BANK AG\ | 198,808 | $176.1K | 0.11% | 2023-03-31 |
| 50 | Metropolitan Life Insurance Co/NY | 33,137 | $157.4K | 0.01% | 2023-09-30 |
| 51 | Donald L. Hagan, LLC | 169,514 | $150.2K | 0.09% | 2023-03-31 |
| 52 | EUDAIMONIA ADVISORS LLC | 138,887 | $123.1K | 0.07% | 2023-03-31 |
| 53 | Asset Management Resources, LLC | 138,020 | $122.3K | 0.07% | 2023-03-31 |
| 54 | Raymond James Financial Services Advisors, Inc. | 134,983 | $119.6K | 0.07% | 2023-03-31 |
| 55 | Point72 Middle East FZE | 130,765 | $115.9K | 0.07% | 2023-03-31 |
| 56 | Arizona State Retirement System | 126,966 | $112.5K | 0.07% | 2023-03-31 |
| 57 | WORLD EQUITY GROUP, INC. | 48,000 | $111.8K | 0.02% | 2024-09-30 |
| 58 | Virtus ETF Advisers LLC | 125,062 | $110.8K | 0.07% | 2023-03-31 |
| 59 | HSBC HOLDINGS PLC | 127,342 | $109.0K | 0.07% | 2023-03-31 |
| 60 | COLLECTIVE FAMILY OFFICE LLC | 119,420 | $105.8K | 0.06% | 2023-03-31 |
| 61 | ETF MANAGERS GROUP, LLC | 117,646 | $104.2K | 0.06% | 2023-03-31 |
| 62 | Invesco Ltd. | 112,860 | $100.0K | 0.06% | 2023-03-31 |
| 63 | swisspartners Ltd. | 110,000 | $97.5K | 0.06% | 2023-03-31 |
| 64 | LPL Financial LLC | 108,865 | $96.5K | 0.06% | 2023-03-31 |
| 65 | STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | 100,844 | $89.8K | 0.05% | 2023-06-30 |
| 66 | UBS ASSET MANAGEMENT AMERICAS INC | 96,438 | $85.4K | 0.05% | 2023-03-31 |
| 67 | Federation des caisses Desjardins du Quebec | 10,300 | $85.2K | 0.00% | 2024-06-30 |
| 68 | Engineers Gate Manager LP | 93,433 | $82.8K | 0.05% | 2023-03-31 |
| 69 | American Portfolios Advisors | 7,375 | $82.2K | 0.00% | 2023-03-31 |
| 70 | AMERIPRISE FINANCIAL INC | 91,546 | $81.0K | 0.05% | 2023-03-31 |
| 71 | Balyasny Asset Management LLC | 90,954 | $80.6K | 0.05% | 2023-03-31 |
| 72 | PRINCIPAL FINANCIAL GROUP INC | 73,704 | $65.3K | 0.04% | 2023-03-31 |
| 73 | Oaktree Fund Advisors, LLC | 66,000 | $58.5K | 0.03% | 2023-06-30 |
| 74 | Moors & Cabot, Inc. | 11,750 | $54.6K | 0.00% | 2023-03-31 |
| 75 | BANK OF MONTREAL /CAN/ | 32,300 | $53.3K | 0.01% | 2023-03-31 |
| 76 | ProShare Advisors LLC | 59,354 | $52.6K | 0.03% | 2023-03-31 |
| 77 | Atria Wealth Solutions, Inc. | 55,100 | $48.8K | 0.03% | 2023-09-30 |
| 78 | OAKTREE CAPITAL MANAGEMENT LP | 134,000 | $48.2K | 0.07% | 2023-09-30 |
| 79 | Royal Bank of Canada | 53,700 | $48.0K | 0.03% | 2023-03-31 |
| 80 | JANUS HENDERSON GROUP PLC | 52,398 | $46.2K | 0.02% | 2023-03-31 |
| 81 | Csenge Advisory Group | 51,456 | $45.6K | 0.02% | 2023-03-31 |
| 82 | Creative Planning | 51,362 | $45.5K | 0.02% | 2023-03-31 |
| 83 | VICTORY CAPITAL MANAGEMENT INC | 50,555 | $44.8K | 0.02% | 2023-06-30 |
| 84 | Zurcher Kantonalbank (Zurich Cantonalbank) | 48,865 | $43.3K | 0.02% | 2023-03-31 |
| 85 | Allspring Global Investments Holdings, LLC | 45,632 | $40.4K | 0.02% | 2023-03-31 |
| 86 | Weaver Consulting Group | 45,600 | $40.4K | 0.02% | 2023-03-31 |
| 87 | Ameritas Investment Partners, Inc. | 36,911 | $39.5K | 0.02% | 2023-03-31 |
| 88 | TWO SIGMA SECURITIES, LLC | 43,868 | $38.9K | 0.02% | 2023-03-31 |
| 89 | J.W. COLE ADVISORS, INC. | 43,200 | $38.3K | 0.02% | 2023-03-31 |
| 90 | Salvus Wealth Management, LLC | 40,911 | $36.2K | 0.02% | 2023-03-31 |
| 91 | Caption Management, LLC | 36,892 | $32.7K | 0.02% | 2023-03-31 |
| 92 | Kelly Financial Services LLC | 4,000 | $30.5K | 0.00% | 2024-06-30 |
| 93 | HighTower Advisors, LLC | 35,512 | $30.0K | 0.02% | 2023-03-31 |
| 94 | INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV | 33,500 | $29.7K | 0.01% | 2023-03-31 |
| 95 | Acorn Wealth Advisors, LLC | 33,194 | $29.0K | 0.01% | 2023-03-31 |
| 96 | Syntegra Private Wealth Group, LLC | 29,123 | $25.8K | 0.01% | 2023-03-31 |
| 97 | ADVISOR GROUP HOLDINGS, INC. | 27,873 | $25.0K | 0.01% | 2023-03-31 |
| 98 | XPONANCE, INC. | 26,348 | $23.3K | 0.01% | 2023-03-31 |
| 99 | PRUDENTIAL FINANCIAL INC | 25,725 | $22.8K | 0.01% | 2023-03-31 |
| 100 | MACKENZIE FINANCIAL CORP | 25,219 | $22.3K | 0.01% | 2023-03-31 |
| 101 | US BANCORP \DE\ | 25,000 | $22.1K | 0.01% | 2023-03-31 |
| 102 | Keystone Financial Group | 24,700 | $21.9K | 0.01% | 2023-03-31 |
| 103 | Crescent Grove Advisors, LLC | 60,000 | $21.6K | 0.03% | 2023-06-30 |
| 104 | TRUIST FINANCIAL CORP | 19,525 | $17.3K | 0.01% | 2023-03-31 |
| 105 | NorthRock Partners, LLC | 19,055 | $16.9K | 0.01% | 2023-03-31 |
| 106 | Kestra Advisory Services, LLC | 18,272 | $16.2K | 0.01% | 2023-03-31 |
| 107 | Belpointe Asset Management LLC | 17,873 | $15.8K | 0.01% | 2023-03-31 |
| 108 | Cetera Advisor Networks LLC | 17,762 | $15.7K | 0.01% | 2023-03-31 |
| 109 | TELEMUS CAPITAL, LLC | 13,373 | $15.2K | 0.00% | 2023-03-31 |
| 110 | InterOcean Capital Group, LLC | 17,000 | $15.1K | 0.00% | 2023-03-31 |
| 111 | Integrated Advisors Network LLC | 16,936 | $15.0K | 0.00% | 2023-03-31 |
| 112 | Larson Financial Group LLC | 15,825 | $14.0K | 0.00% | 2023-03-31 |
| 113 | MONEY CONCEPTS CAPITAL CORP | 15,700 | $13.9K | 0.00% | 2023-03-31 |
| 114 | Stephens Consulting, LLC | 2,740 | $12.7K | 0.00% | 2023-03-31 |
| 115 | Graham Capital Management, L.P. | 13,947 | $12.4K | 0.00% | 2023-03-31 |
| 116 | GoalVest Advisory LLC | 32,915 | $11.8K | 0.01% | 2023-06-30 |
| 117 | CIBC Asset Management Inc | 13,254 | $11.7K | 0.00% | 2023-03-31 |
| 118 | AE Wealth Management LLC | 13,207 | $11.7K | 0.00% | 2023-03-31 |
| 119 | Fluent Financial, LLC | 12,820 | $11.4K | 0.00% | 2023-03-31 |
| 120 | B. Riley Wealth Advisors, Inc. | 12,195 | $10.8K | 0.00% | 2023-03-31 |
| 121 | Goelzer Investment Management, Inc. | 12,000 | $10.6K | 0.00% | 2023-03-31 |
| 122 | Patriot Financial Group Insurance Agency, LLC | 11,950 | $10.6K | 0.00% | 2023-03-31 |
| 123 | ENVESTNET ASSET MANAGEMENT INC | 11,872 | $10.5K | 0.00% | 2023-03-31 |
| 124 | Valeo Financial Advisors, LLC | 27,473 | $9.9K | 0.01% | 2023-06-30 |
| 125 | PROFUND ADVISORS LLC | 11,004 | $9.8K | 0.00% | 2023-03-31 |
| 126 | Dynamic Advisor Solutions LLC | 10,876 | $9.6K | 0.00% | 2023-03-31 |
| 127 | Everhart Financial Group, Inc. | 10,717 | $9.5K | 0.00% | 2023-03-31 |
| 128 | IEQ CAPITAL, LLC | 10,000 | $8.9K | 0.00% | 2023-03-31 |
| 129 | GEODE CAPITAL MANAGEMENT, LLC | 8,905,936 | $7.9K | 5.05% | 2023-03-31 |
| 130 | Modus Advisors, LLC | 19,706 | $7.1K | 0.01% | 2023-06-30 |
| 131 | BREWIN DOLPHIN Ltd | 580 | $6.5K | 0.00% | 2023-12-31 |
| 132 | New England Capital Financial Advisors LLC | 5,900 | $6.4K | 0.00% | 2023-03-31 |
| 133 | QUADRANT CAPITAL GROUP LLC | 7,154 | $6.3K | 0.00% | 2023-03-31 |
| 134 | TD Waterhouse Canada Inc. | 2,600 | $6.0K | 0.00% | 2023-12-31 |
| 135 | Sugarloaf Wealth Management, LLC | 4,750 | $4.2K | 0.00% | 2023-03-31 |
| 136 | FMR LLC | 4,418 | $3.9K | 0.00% | 2023-03-31 |
| 137 | Jefferies Financial Group Inc. | 60,040 | $3.8K | 0.03% | 2023-03-31 |
| 138 | Werba Rubin Papier Wealth Management | 10,000 | $3.6K | 0.00% | 2023-06-30 |
| 139 | CREATIVE FINANCIAL DESIGNS INC /ADV | 3,250 | $2.9K | 0.00% | 2023-03-31 |
| 140 | Credit Agricole S A | 7,000 | $2.5K | 0.00% | 2023-06-30 |
| 141 | CoreCap Advisors, LLC | 2,801 | $2.5K | 0.00% | 2023-03-31 |
| 142 | Newbridge Financial Services Group, Inc. | 6,650 | $2.4K | 0.00% | 2023-06-30 |
| 143 | Focused Wealth Management, Inc | 6,000 | $2.2K | 0.00% | 2023-06-30 |
| 144 | BARCLAYS PLC | 2,332,719 | $2.1K | 1.32% | 2023-03-31 |
| 145 | HARBOUR INVESTMENTS, INC. | 2,200 | $1.9K | 0.00% | 2023-03-31 |
| 146 | Nuveen Asset Management, LLC | 1,754,110 | $1.6K | 0.99% | 2023-03-31 |
| 147 | ARCADIA INVESTMENT ADVISORS LLC | 150 | $1.5K | 0.00% | 2024-12-31 |
| 148 | ARMSTRONG ADVISORY GROUP, INC | 1,520 | $1.3K | 0.00% | 2023-03-31 |
| 149 | BAILLIE GIFFORD & CO | 3,711 | $1.3K | 0.00% | 2023-06-30 |
| 150 | Pacifica Partners Inc. | 3,500 | $1.3K | 0.00% | 2023-06-30 |
| 151 | Fiduciary Alliance LLC | 1,250 | $1.1K | 0.00% | 2023-03-31 |
| 152 | NATIONAL BANK OF CANADA /FI/ | 1,250 | $1.1K | 0.00% | 2023-03-31 |
| 153 | PFS Partners, LLC | 1,063 | $942 | 0.00% | 2023-12-31 |
| 154 | Steward Partners Investment Advisory, LLC | 2,000 | $720 | 0.00% | 2023-06-30 |
| 155 | Goodman Advisory Group, LLC | 101,505 | $693 | 0.05% | 2025-03-31 |
| 156 | Accel Wealth Management | 1,500 | $540 | 0.00% | 2023-06-30 |
| 157 | SOA Wealth Advisors, LLC. | 1,451 | $522 | 0.00% | 2023-06-30 |
| 158 | JAG CAPITAL MANAGEMENT, LLC | 426 | $377 | 0.00% | 2023-09-30 |
| 159 | KLCM Advisors, Inc. | 30,000 | $285 | 0.01% | 2024-06-30 |
| 160 | Coppell Advisory Solutions LLC | 100 | $89 | 0.00% | 2023-12-31 |
| 161 | KINGSWOOD WEALTH ADVISORS, LLC | 25,650 | $67 | 0.01% | 2025-12-31 |
| 162 | Pathway Financial Advisers, LLC | 30 | $27 | 0.00% | 2024-06-30 |
| 163 | Lattice Capital Management, LLC | 51,800 | $26 | 0.02% | 2024-12-31 |
| 164 | Russell Investments Group, Ltd. | 266 | $25 | 0.00% | 2023-12-31 |
| 165 | TRUST CO OF VERMONT | 204 | $25 | 0.00% | 2024-03-31 |
| 166 | S&T Bank/PA | 38,853 | $14 | 0.02% | 2023-06-30 |
| 167 | HUNTINGTON NATIONAL BANK | 5,001 | $14 | 0.00% | 2025-12-31 |
| 168 | Houlihan Financial Resource Group, Ltd. | 30,000 | $11 | 0.01% | 2023-06-30 |
| 169 | Highlander Capital Management, LLC | 1,200 | $10 | 0.00% | 2024-03-31 |
| 170 | Granite Bay Wealth Management, LLC | 22,520 | $8 | 0.01% | 2023-06-30 |
| 171 | WEDBUSH SECURITIES INC | 16,330 | $6 | 0.00% | 2023-06-30 |
| 172 | HighPoint Advisor Group LLC | 22,250 | $4 | 0.01% | 2024-12-31 |
| 173 | Tower Research Capital LLC (TRC) | 8,316 | $3 | 0.00% | 2023-06-30 |
| 174 | HANTZ FINANCIAL SERVICES, INC. | 285 | $2 | 0.00% | 2024-06-30 |
| 175 | Hanson & Doremus Investment Management | 3,000 | $1 | 0.00% | 2023-06-30 |
| 176 | NISA INVESTMENT ADVISORS, LLC | 2,886 | $1 | 0.00% | 2023-06-30 |
| 177 | Oakworth Capital, Inc. | 350 | $1 | 0.00% | 2025-12-31 |
| 178 | Asset Dedication, LLC | 1,771 | $0 | 0.00% | 2023-06-30 |
| 179 | JPMORGAN CHASE & CO | 1 | $0 | 0.00% | 2023-06-30 |
| 180 | VitalStone Financial, LLC | 62 | $0 | 0.00% | 2023-09-30 |
| 181 | OGOREK ANTHONY JOSEPH /NY/ /ADV | 3,600 | $0 | 0.00% | 2023-12-31 |
| 182 | AlphaMark Advisors, LLC | 2,135 | $0 | 0.00% | 2024-06-30 |
| 183 | FLAGSHIP WEALTH ADVISORS, LLC | 500 | $0 | 0.00% | 2025-03-31 |
| 184 | Financial Gravity Companies, Inc. | 18 | $0 | 0.00% | 2025-06-30 |
| 185 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |
| 186 | Vermillion Wealth Management, Inc. | 70 | $0 | 0.00% | 2025-09-30 |
| 187 | Financial Gravity Asset Management, Inc. | 18 | $0 | 0.00% | 2025-12-31 |