CUSIP 40170T106
GUGGENHEIM ACTIVE ALLOC FD
95 institutions · $173.5M total · 12,478,972 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,773,048 | $42.5M | 22.22% | 2025-12-31 |
| 2 | Pathstone Holdings, LLC | 970,914 | $14.9M | 7.78% | 2025-12-31 |
| 3 | GUGGENHEIM CAPITAL LLC | 950,000 | $14.6M | 7.61% | 2025-12-31 |
| 4 | BANK OF AMERICA CORP /DE/ | 885,035 | $13.6M | 7.09% | 2025-12-31 |
| 5 | Advisors Asset Management, Inc. | 835,944 | $12.8M | 6.69% | 2025-12-31 |
| 6 | Baird Financial Group, Inc. | 708,042 | $10.9M | 5.67% | 2025-12-31 |
| 7 | Royal Bank of Canada | 484,360 | $7.4M | 3.88% | 2025-12-31 |
| 8 | RAYMOND JAMES FINANCIAL INC | 431,929 | $6.6M | 3.46% | 2025-12-31 |
| 9 | Atlas Wealth LLC | 291,278 | $4.4M | 2.33% | 2024-06-30 |
| 10 | RAYMOND JAMES & ASSOCIATES | 249,825 | $4.1M | 2.00% | 2024-09-30 |
| 11 | WELLS FARGO & COMPANY/MN | 256,933 | $3.9M | 2.05% | 2025-12-31 |
| 12 | Relative Value Partners Group, LLC | 239,438 | $3.4M | 1.91% | 2024-03-31 |
| 13 | Raymond James Financial Services Advisors, Inc. | 178,877 | $3.0M | 1.43% | 2024-09-30 |
| 14 | CORRADO ADVISORS, LLC | 180,342 | $2.8M | 1.44% | 2025-12-31 |
| 15 | Kovitz Investment Group Partners, LLC | 160,263 | $2.5M | 1.28% | 2025-09-30 |
| 16 | Focus Partners Wealth | 142,693 | $2.2M | 1.14% | 2025-12-31 |
| 17 | Steward Partners Investment Advisory, LLC | 137,379 | $2.1M | 1.10% | 2025-12-31 |
| 18 | Saba Capital Management, L.P. | 135,269 | $2.0M | 1.08% | 2024-03-31 |
| 19 | Closed-End Fund Advisors, Inc. | 110,396 | $1.7M | 0.88% | 2025-12-31 |
| 20 | Kestra Advisory Services, LLC | 104,026 | $1.6M | 0.83% | 2025-12-31 |
| 21 | Invesco Ltd. | 78,358 | $1.2M | 0.62% | 2025-12-31 |
| 22 | OPPENHEIMER & CO INC | 71,031 | $1.1M | 0.56% | 2025-12-31 |
| 23 | STIFEL FINANCIAL CORP | 48,281 | $740.2K | 0.38% | 2025-12-31 |
| 24 | Golden State Equity Partners | 47,694 | $731.1K | 0.38% | 2025-12-31 |
| 25 | OSAIC HOLDINGS, INC. | 45,540 | $698.1K | 0.36% | 2025-12-31 |
| 26 | Concurrent Investment Advisors, LLC | 36,477 | $559.2K | 0.29% | 2025-12-31 |
| 27 | Aviance Capital Partners, LLC | 31,620 | $484.7K | 0.25% | 2025-12-31 |
| 28 | ENVESTNET ASSET MANAGEMENT INC | 31,484 | $482.7K | 0.25% | 2025-12-31 |
| 29 | World Investment Advisors | 30,967 | $474.7K | 0.24% | 2025-12-31 |
| 30 | Rockefeller Capital Management L.P. | 30,004 | $460.0K | 0.24% | 2025-12-31 |
| 31 | HighTower Advisors, LLC | 28,645 | $448.0K | 0.22% | 2025-06-30 |
| 32 | JOURNEY STRATEGIC WEALTH LLC | 27,939 | $428.3K | 0.22% | 2025-12-31 |
| 33 | Marex Group plc | 27,847 | $426.9K | 0.22% | 2025-12-31 |
| 34 | METEORA CAPITAL, LLC | 28,999 | $425.1K | 0.23% | 2024-06-30 |
| 35 | Cetera Investment Advisers | 27,333 | $419.0K | 0.21% | 2025-12-31 |
| 36 | LPL Financial LLC | 26,563 | $407.2K | 0.21% | 2025-12-31 |
| 37 | Corient Private Wealth LLC | 26,514 | $395.9K | 0.21% | 2024-06-30 |
| 38 | DAVENPORT & Co LLC | 24,363 | $373.5K | 0.19% | 2025-12-31 |
| 39 | J.W. COLE ADVISORS, INC. | 39,015 | $333.4K | 0.31% | 2025-12-31 |
| 40 | B. Riley Wealth Advisors, Inc. | 18,377 | $302.8K | 0.14% | 2024-12-31 |
| 41 | RAYMOND JAMES TRUST N.A. | 17,830 | $295.1K | 0.14% | 2024-09-30 |
| 42 | UBS Group AG | 19,175 | $294.0K | 0.15% | 2025-12-31 |
| 43 | JANE STREET GROUP, LLC | 16,228 | $248.8K | 0.13% | 2025-12-31 |
| 44 | Independent Advisor Alliance | 16,103 | $239.5K | 0.12% | 2024-12-31 |
| 45 | Orion Porfolio Solutions, LLC | 15,212 | $233.2K | 0.12% | 2025-12-31 |
| 46 | COMMONWEALTH EQUITY SERVICES, LLC | 15,133 | $232.0K | 0.12% | 2025-12-31 |
| 47 | Kingsview Wealth Management, LLC | 14,830 | $227.3K | 0.11% | 2025-12-31 |
| 48 | MILLENNIUM MANAGEMENT LLC | 14,602 | $220.1K | 0.11% | 2025-03-31 |
| 49 | MGB Wealth Management, LLC | 14,146 | $216.9K | 0.11% | 2025-12-31 |
| 50 | Creative Planning | 13,900 | $216.8K | 0.11% | 2025-09-30 |
| 51 | Equitable Holdings, Inc. | 12,420 | $205.6K | 0.09% | 2024-09-30 |
| 52 | 1607 Capital Partners, LLC | 12,600 | $193.2K | 0.10% | 2025-12-31 |
| 53 | Savant Capital, LLC | 11,510 | $190.5K | 0.09% | 2024-09-30 |
| 54 | High Net Worth Advisory Group LLC | 12,373 | $189.7K | 0.09% | 2025-12-31 |
| 55 | PFG Investments, LLC | 12,550 | $189.1K | 0.10% | 2025-03-31 |
| 56 | U.S. Capital Wealth Advisors, LLC | 11,802 | $180.9K | 0.09% | 2025-12-31 |
| 57 | Nordwand Advisors, LLC | 11,500 | $179.4K | 0.09% | 2025-09-30 |
| 58 | Walleye Capital LLC | 11,497 | $179.4K | 0.09% | 2025-09-30 |
| 59 | Avior Wealth Management, LLC | 11,670 | $175.9K | 0.09% | 2025-03-31 |
| 60 | Laird Norton Wetherby Wealth Management, LLC | 11,232 | $175.2K | 0.09% | 2025-09-30 |
| 61 | TWO SIGMA SECURITIES, LLC | 11,574 | $172.8K | 0.09% | 2024-06-30 |
| 62 | XTX Topco Ltd | 10,861 | $166.5K | 0.08% | 2025-12-31 |
| 63 | TRUIST FINANCIAL CORP | 10,853 | $163.6K | 0.08% | 2025-03-31 |
| 64 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 10,776 | $162.4K | 0.08% | 2025-03-31 |
| 65 | SouthState Corp | 8,425 | $129.2K | 0.06% | 2025-12-31 |
| 66 | Annis Gardner Whiting Capital Advisors, LLC | 7,500 | $115.0K | 0.06% | 2025-12-31 |
| 67 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 5,624 | $83.6K | 0.04% | 2024-12-31 |
| 68 | Geneos Wealth Management Inc. | 3,000 | $46.0K | 0.02% | 2025-12-31 |
| 69 | Larson Financial Group LLC | 3,000 | $46.0K | 0.02% | 2025-12-31 |
| 70 | Noble Wealth Management PBC | 2,700 | $42.1K | 0.02% | 2025-12-31 |
| 71 | COMERICA BANK | 2,200 | $32.7K | 0.01% | 2024-12-31 |
| 72 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 1,518 | $23.7K | 0.01% | 2025-06-30 |
| 73 | HARBOUR INVESTMENTS, INC. | 1,500 | $23.0K | 0.01% | 2025-12-31 |
| 74 | Morse Asset Management, Inc | 1,310 | $20.4K | 0.01% | 2025-09-30 |
| 75 | IFP Advisors, Inc | 1,250 | $18.4K | 0.01% | 2024-06-30 |
| 76 | Allworth Financial LP | 1,000 | $14.9K | 0.00% | 2025-03-31 |
| 77 | Elequin Capital, LP | 808 | $12.6K | 0.00% | 2025-06-30 |
| 78 | COHEN & STEERS, INC. | 748,149 | $11.5K | 5.99% | 2025-12-31 |
| 79 | Banque Transatlantique SA | 800 | $11.1K | 0.00% | 2025-03-31 |
| 80 | JPMORGAN CHASE & CO | 550 | $8.4K | 0.00% | 2025-12-31 |
| 81 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 500 | $7.7K | 0.00% | 2025-12-31 |
| 82 | Provenance Wealth Advisors, LLC | 361 | $6.0K | 0.00% | 2025-06-30 |
| 83 | Penserra Capital Management LLC | 320,814 | $4.8K | 2.57% | 2024-12-31 |
| 84 | Castleview Partners, LLC | 298 | $4.4K | 0.00% | 2024-09-30 |
| 85 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 49,650 | $3.0K | 0.39% | 2024-09-30 |
| 86 | FMR LLC | 167 | $2.5K | 0.00% | 2024-12-31 |
| 87 | NewEdge Advisors, LLC | 150 | $2.3K | 0.00% | 2025-09-30 |
| 88 | Arete Wealth Advisors, LLC | 15,529 | $231 | 0.12% | 2024-12-31 |
| 89 | Cambridge Investment Research Advisors, Inc. | 15,027 | $230 | 0.12% | 2025-12-31 |
| 90 | WEDBUSH SECURITIES INC | 10,758 | $165 | 0.08% | 2025-12-31 |
| 91 | TSFG, LLC | 1,734 | $27 | 0.01% | 2025-12-31 |
| 92 | BESSEMER GROUP INC | 1,106 | $16 | 0.00% | 2024-12-31 |
| 93 | CENTRAL TRUST Co | 1 | $16 | 0.00% | 2025-12-31 |
| 94 | CWM, LLC | 124 | $2 | 0.00% | 2025-03-31 |
| 95 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |