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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
CUSIP 27032D304

EARTHSTONE ENERGY INC

206 institutions · $2.07B total · 109,132,254 shares

#ManagerSharesValue% of TotalPeriod
1EnCap Energy Capital Fund XI, L.P.19,819,820$401.2M18.16%2023-12-31
2Post Oak Energy Holdings, LLC11,167,213$226.0M10.23%2023-12-31
3WARBURG PINCUS LLC12,868,234$183.9M11.79%2023-09-30
4OnyxPoint Global Management LP5,805,004$117.5M5.31%2023-12-31
5VANGUARD GROUP INC3,419,695$69.2M3.13%2023-12-31
6MACQUARIE GROUP LTD3,091,539$62.6M2.83%2023-12-31
7AMERICAN CENTURY COMPANIES INC2,907,997$58.9M2.66%2023-12-31
8STATE STREET CORP2,657,291$53.8M2.43%2023-12-31
9WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC2,352,170$47.6M2.15%2023-12-31
10EnCap Energy Capital Fund VIII, L.P.2,303,000$46.6M2.11%2023-12-31
11Balyasny Asset Management LLC2,236,344$45.3M2.04%2023-12-31
12BlackRock Inc.2,048,511$41.5M1.87%2023-12-31
13Ranger Investment Management, L.P.2,010,007$40.7M1.84%2023-12-31
14Woodline Partners LP1,872,093$37.9M1.71%2023-12-31
15First Trust Capital Management L.P.1,796,640$36.4M1.64%2023-12-31
16MILLENNIUM MANAGEMENT LLC1,638,003$33.2M1.50%2023-12-31
17DIMENSIONAL FUND ADVISORS LP1,626,056$32.9M1.48%2023-12-31
18GEODE CAPITAL MANAGEMENT, LLC1,218,144$24.7M1.11%2023-12-31
19Schonfeld Strategic Advisors LLC1,059,096$21.4M0.97%2023-12-31
20NEXPOINT ASSET MANAGEMENT, L.P.1,058,949$21.4M0.97%2023-12-31
21Qube Research & Technologies Ltd964,720$19.5M0.88%2023-12-31
22WATER ISLAND CAPITAL LLC885,597$17.9M0.81%2024-09-30
23ALPINE ASSOCIATES MANAGEMENT INC.867,400$17.6M0.79%2023-12-31
24UBS Group AG865,840$17.5M0.79%2023-12-31
25Saba Capital Management, L.P.1,075,600$15.4M0.98%2023-09-30
26TWO SIGMA INVESTMENTS, LP675,664$13.7M0.61%2023-12-31
27NEW YORK LIFE INVESTMENT MANAGEMENT LLC660,106$13.4M0.60%2023-12-31
28GOLDMAN SACHS GROUP INC619,807$12.5M0.56%2024-03-31
29PEREGRINE CAPITAL MANAGEMENT LLC619,068$12.5M0.56%2023-12-31
30FARALLON CAPITAL MANAGEMENT LLC618,831$12.5M0.56%2023-12-31
31MORGAN STANLEY597,557$12.1M0.54%2023-12-31
32ROYCE & ASSOCIATES LP845,438$12.1M0.77%2023-09-30
33SUSQUEHANNA INTERNATIONAL GROUP, LLP557,900$11.3M0.51%2023-12-31
34Magnetar Financial LLC553,110$11.2M0.50%2023-12-31
35Smith, Graham & Co., Investment Advisors, LP511,930$10.4M0.46%2023-12-31
36NORTHERN TRUST CORP498,506$10.1M0.45%2023-12-31
37CHARLES SCHWAB INVESTMENT MANAGEMENT INC476,150$9.6M0.43%2023-12-31
38SEI INVESTMENTS CO472,953$9.6M0.43%2023-12-31
39GREAT LAKES ADVISORS, LLC471,442$9.5M0.43%2023-12-31
40NEW YORK STATE COMMON RETIREMENT FUND665,962$9.5M0.61%2025-09-30
41Phocas Financial Corp.456,653$9.2M0.41%2023-12-31
42SCOPUS ASSET MANAGEMENT, L.P.575,000$8.2M0.52%2023-09-30
43Caption Management, LLC540,000$7.7M0.49%2023-09-30
44First Eagle Investment Management, LLC348,587$7.1M0.31%2023-12-31
45AQR Arbitrage LLC347,917$7.0M0.31%2023-12-31
46VAN DEN BERG MANAGEMENT I, INC321,269$6.5M0.29%2023-12-31
47Aventail Capital Group, LP313,155$6.3M0.28%2023-12-31
48BANK OF AMERICA CORP /DE/273,598$5.5M0.25%2023-12-31
491492 Capital Management LLC253,550$5.1M0.23%2023-12-31
50TUDOR INVESTMENT CORP ET AL352,647$5.0M0.32%2023-09-30
51FIRST TRUST ADVISORS LP245,817$5.0M0.22%2023-12-31
52OBERWEIS ASSET MANAGEMENT INC/240,600$4.9M0.22%2023-12-31
53Russell Investments Group, Ltd.234,313$4.7M0.21%2023-12-31
54AMERIPRISE FINANCIAL INC230,222$4.7M0.21%2023-12-31
55Sagefield Capital LP224,973$4.6M0.20%2023-12-31
56Bank of New York Mellon Corp213,002$4.3M0.19%2023-12-31
57Brandywine Global Investment Management, LLC206,212$4.2M0.18%2023-12-31
58Silver Point Capital L.P.205,000$4.1M0.18%2023-12-31
59CITADEL ADVISORS LLC205,000$4.1M0.18%2023-12-31
60VOLORIDGE INVESTMENT MANAGEMENT, LLC188,264$3.8M0.17%2023-12-31
61TWO SIGMA ADVISERS, LP179,800$3.6M0.16%2023-12-31
62Fisher Asset Management, LLC158,202$3.2M0.14%2023-12-31
63SANDERS MORRIS HARRIS LLC152,300$3.1M0.13%2023-12-31
64RAYMOND JAMES & ASSOCIATES215,078$3.1M0.19%2023-09-30
65Squarepoint Ops LLC193,674$2.8M0.17%2023-09-30
66Quantedge Capital Pte Ltd133,600$2.7M0.12%2023-12-31
67CREDIT SUISSE AG/127,992$2.6M0.11%2023-12-31
68CoreCommodity Management, LLC126,153$2.6M0.11%2023-12-31
69Jump Financial, LLC170,700$2.4M0.15%2024-09-30
70Rafferty Asset Management, LLC120,173$2.4M0.11%2023-12-31
71Swiss National Bank116,700$2.4M0.10%2023-12-31
72Cubist Systematic Strategies, LLC112,032$2.3M0.10%2023-12-31
73Nuveen Asset Management, LLC109,815$2.2M0.10%2023-12-31
74AQR CAPITAL MANAGEMENT LLC151,991$2.2M0.13%2023-09-30
75Quadrature Capital Ltd106,852$2.2M0.09%2023-12-31
76Point72 Asset Management, L.P.144,230$2.1M0.13%2023-09-30
77Icon Wealth Partners, LLC100,000$2.0M0.09%2023-12-31
78CITIGROUP INC99,700$2.0M0.09%2023-12-31
79PDT Partners, LLC136,947$2.0M0.12%2023-09-30
80DARK FOREST CAPITAL MANAGEMENT LP95,103$1.9M0.08%2023-12-31
81RHUMBLINE ADVISERS91,074$1.8M0.08%2023-12-31
82Quantbot Technologies LP124,045$1.8M0.11%2023-09-30
83SEVEN EIGHT CAPITAL, LP87,051$1.8M0.07%2023-12-31
84Trexquant Investment LP111,087$1.6M0.10%2023-09-30
85D. E. Shaw & Co., Inc.78,400$1.6M0.07%2023-12-31
86GABELLI FUNDS LLC75,300$1.5M0.06%2023-12-31
87JPMORGAN CHASE & CO74,636$1.5M0.06%2023-12-31
88PRUDENTIAL FINANCIAL INC73,510$1.5M0.06%2023-12-31
89GABELLI & Co INVESTMENT ADVISERS, INC.66,940$1.4M0.06%2023-12-31
90CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM59,533$1.2M0.05%2023-12-31
91WOLVERINE ASSET MANAGEMENT LLC57,064$1.2M0.05%2023-12-31
92K2 PRINCIPAL FUND, L.P.55,883$1.1M0.05%2023-12-31
93ALLIANCEBERNSTEIN L.P.54,670$1.1M0.05%2023-12-31
94Legal & General Group Plc47,107$953.4K0.04%2023-12-31
95HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND65,134$930.8K0.05%2023-09-30
96ProShare Advisors LLC43,212$874.6K0.03%2023-12-31
97EHP Funds Inc.43,195$874.3K0.03%2023-12-31
98Cipher Capital LP57,818$826.2K0.05%2023-09-30
99UBS ASSET MANAGEMENT AMERICAS INC40,799$825.8K0.03%2023-12-31
100JANUS HENDERSON GROUP PLC40,234$814.3K0.03%2023-12-31
101Diametric Capital, LP40,000$809.6K0.03%2023-12-31
102Ziegler Capital Management, LLC53,871$769.8K0.04%2023-09-30
103BNP PARIBAS ARBITRAGE, SNC36,379$736.3K0.03%2023-12-31
104NewEdge Advisors, LLC47,849$683.8K0.04%2023-09-30
105OUTFITTER FINANCIAL LLC33,175$671.5K0.03%2023-12-31
106PRELUDE CAPITAL MANAGEMENT, LLC32,533$658.5K0.02%2023-12-31
107Register Financial Advisors LLC45,700$653.1K0.04%2023-09-30
108MetLife Investment Management, LLC30,182$610.9K0.02%2024-03-31
109WOLVERINE TRADING, LLC30,100$609.2K0.02%2023-12-31
110Pentwater Capital Management LP29,100$589.0K0.02%2023-12-31
111Boston Partners29,027$587.5K0.02%2023-12-31
112Invesco Ltd.28,648$579.8K0.02%2023-12-31
113AMERICAN INTERNATIONAL GROUP, INC.28,520$577.2K0.02%2023-12-31
114MARSHALL WACE, LLP27,456$555.7K0.02%2023-12-31
115DEUTSCHE BANK AG\26,956$545.6K0.02%2023-12-31
116KING LUTHER CAPITAL MANAGEMENT CORP35,800$511.6K0.03%2023-09-30
117Mirae Asset Global Investments Co., Ltd.24,087$487.5K0.02%2023-12-31
118JANE STREET GROUP, LLC33,705$481.6K0.03%2023-09-30
119Foundry Partners, LLC23,550$476.7K0.02%2023-12-31
120WELLS FARGO & COMPANY/MN23,000$465.5K0.02%2023-12-31
121Voya Investment Management LLC22,988$465.3K0.02%2024-12-31
122Petrus Trust Company, LTA31,254$446.6K0.02%2023-09-30
123DENALI ADVISORS LLC21,300$431.1K0.01%2023-12-31
124MOODY NATIONAL BANK TRUST DIVISION30,000$428.7K0.02%2023-09-30
125MANUFACTURERS LIFE INSURANCE COMPANY, THE20,978$424.6K0.01%2023-12-31
126FRANKLIN RESOURCES INC20,643$417.8K0.01%2023-12-31
127PNC Financial Services Group, Inc.20,592$416.8K0.01%2023-12-31
128BOULDER HILL CAPITAL MANAGEMENT LP19,600$396.7K0.01%2023-12-31
129HighTower Advisors, LLC27,299$388.0K0.02%2023-09-30
130OCCUDO QUANTITATIVE STRATEGIES LP18,663$377.7K0.01%2023-12-31
131Quantamental Technologies LLC18,424$372.9K0.01%2023-12-31
132LPL Financial LLC17,989$364.1K0.01%2023-12-31
133MARTINGALE ASSET MANAGEMENT L P17,000$344.1K0.01%2023-12-31
134ALPS ADVISORS INC16,710$338.2K0.01%2023-12-31
135STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM16,305$330.0K0.01%2023-12-31
136Royal Bank of Canada15,686$317.0K0.01%2023-12-31
137Verition Fund Management LLC15,422$312.1K0.01%2023-12-31
138Creative Planning15,316$310.0K0.01%2023-12-31
139GTS SECURITIES LLC15,300$309.7K0.01%2023-12-31
140VICTORY CAPITAL MANAGEMENT INC15,176$307.2K0.01%2023-12-31
141Arizona State Retirement System15,118$306.0K0.01%2023-12-31
142FORA Capital, LLC14,714$297.8K0.01%2023-12-31
143Systrade AG20,000$285.8K0.01%2023-09-30
144Private Advisor Group, LLC14,000$283.4K0.01%2023-12-31
145PATHSTONE FAMILY OFFICE, LLC3,000$277.3K0.00%2023-12-31
146Centiva Capital, LP18,998$271.5K0.01%2023-09-30
147PEAK6 Investments LLC13,400$271.2K0.01%2023-12-31
148GAM Holding AG13,300$269.2K0.01%2023-12-31
149Cetera Advisor Networks LLC13,179$266.7K0.01%2023-12-31
150Teza Capital Management LLC12,120$245.3K0.01%2023-12-31
151Vanguard Personalized Indexing Management, LLC11,820$239.2K0.01%2023-12-31
152Cresset Asset Management, LLC11,019$223.0K0.01%2023-12-31
153Zurcher Kantonalbank (Zurich Cantonalbank)10,988$222.4K0.01%2023-12-31
154D.A. DAVIDSON & CO.10,985$222.3K0.01%2023-12-31
155Apollo Management Holdings, L.P.8,634$174.8K0.00%2023-12-31
156ADVISOR GROUP HOLDINGS, INC.8,589$173.8K0.00%2023-12-31
157Walleye Capital LLC8,500$172.0K0.00%2023-12-31
158Ameritas Investment Partners, Inc.5,636$114.1K0.00%2023-12-31
159HAP Trading, LLC16,400$68.1K0.01%2023-12-31
160Metropolitan Life Insurance Co/NY3,311$67.0K0.00%2023-12-31
161Allspring Global Investments Holdings, LLC2,796$56.6K0.00%2023-12-31
162FMR LLC2,607$52.8K0.00%2023-12-31
163OPTIMUM INVESTMENT ADVISORS2,600$52.6K0.00%2023-12-31
164US BANCORP \DE\2,300$46.6K0.00%2023-12-31
165Tower Research Capital LLC (TRC)1,800$36.4K0.00%2023-12-31
166FIFTH THIRD BANCORP1,600$32.4K0.00%2023-12-31
167Federation des caisses Desjardins du Quebec2,842$31.2K0.00%2024-06-30
168Steward Partners Investment Advisory, LLC996$20.2K0.00%2023-12-31
169NISA INVESTMENT ADVISORS, LLC887$18.0K0.00%2023-12-31
170GW&K Investment Management, LLC788,810$16.0K0.72%2023-12-31
171BREWIN DOLPHIN Ltd1,259$13.9K0.00%2023-12-31
172CARY STREET PARTNERS INVESTMENT ADVISORY LLC284$5.7K0.00%2023-12-31
173Glassman Wealth Services217$4.4K0.00%2023-12-31
174BARCLAYS PLC186,015$3.8K0.17%2023-12-31
175COMERICA BANK173$3.5K0.00%2023-12-31
176C M BIDWELL & ASSOCIATES LTD170$3.4K0.00%2023-12-31
177QUADRANT CAPITAL GROUP LLC139$2.8K0.00%2023-12-31
178ALGERT GLOBAL LLC130,712$2.6K0.11%2023-12-31
179Allworth Financial LP72$1.5K0.00%2023-12-31
180Parallel Advisors, LLC46$9310.00%2024-03-31
181HERITAGE INVESTORS MANAGEMENT CORP45,877$9290.04%2023-12-31
182Lindbrook Capital, LLC39$7890.00%2023-12-31
183Versant Capital Management, Inc35$7080.00%2023-12-31
184Coppell Advisory Solutions LLC44$6260.00%2023-12-31
185Virtu Financial LLC29,651$6000.02%2023-12-31
186GSA CAPITAL PARTNERS LLP29,273$5920.02%2023-12-31
187SG Americas Securities, LLC28,529$5770.02%2023-12-31
188JFS WEALTH ADVISORS, LLC24$4860.00%2023-12-31
189PenderFund Capital Management Ltd.15,620$4290.01%2023-12-31
190Skandinaviska Enskilda Banken AB (publ)13,609$2750.01%2023-12-31
191PRICE T ROWE ASSOCIATES INC /MD/12,807$2600.01%2023-12-31
192Key Financial Inc9$1820.00%2023-12-31
193AdvisorNet Financial, Inc9$1820.00%2023-12-31
194SIGNATUREFD, LLC8$1620.00%2023-12-31
195SJS Investment Consulting Inc.7$1420.00%2023-12-31
196AMALGAMATED BANK5,006$1010.00%2023-12-31
197TD Waterhouse Canada Inc.3$580.00%2023-12-31
198Cutler Group LLC / CA1,818$360.00%2023-12-31
199HUNTINGTON NATIONAL BANK1$210.00%2025-12-31
200CWM, LLC195$40.00%2023-12-31
201Ronald Blue Trust, Inc.247$40.00%2023-12-31
202Mint Tower Capital Management B.V.138$30.00%2023-12-31
203VALLEY NATIONAL ADVISERS INC30$10.00%2023-12-31
204Covestor Ltd30$10.00%2023-12-31
205Steward Financial Group LLC26$00.00%2023-12-31
206CONCOURSE FINANCIAL GROUP SECURITIES, INC.0$00.00%2023-12-31