New Positions
3 managers initiated
Top five by reported value
Rand Capital Corp NASDAQ NMS - GLOBAL MARKET:RAND
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
3 new1 added5 reduced2 exited
Total Institutional Holders
9
as of 2025-12-31
Top Holder
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
$220.0K
Largest QoQ Increase
RITHOLTZ WEALTH MANAGEMENT
+11,089 sh
Largest QoQ Decrease
UBS Group AG
-4,885 sh
New Positions(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RITHOLTZ WEALTH MANAGEMENT | 11,089 | +11,089 | $125.9K | +$125.9K | — |
| JPMORGAN CHASE & CO | 101 | +101 | $1.2K | +$1.2K | — |
| WELLS FARGO & COMPANY/MN | 1 | +1 | $10 | +$9 | — |
Added To(1)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 18,851 | +2,589 | $220.0K | -$15.8K | 15.9% |
Reduced(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| SHUFRO ROSE & CO LLC | 14,000 | 0 | $159.0K | -$103.8K | 0.0% |
| UBS Group AG | 424 | -4,885 | $4.8K | -$72.2K | -92.0% |
| COURIER CAPITAL LLC | 15,382 | 0 | $174.7K | -$48.4K | 0.0% |
| HARBOUR INVESTMENTS, INC. | 7 | 0 | $81 | -$22 | 0.0% |
| MORGAN STANLEY | 1 | 0 | $17 | -$5 | 0.0% |
Sold Out(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Royal Bank of Canada | 0 | -600 | $0 | -$11.0K | — |
| ADVISOR GROUP HOLDINGS, INC. | 0 | -603 | $0 | -$9.7K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 18,851 | $220.0K | +2,589 | 15.9% |
| COURIER CAPITAL LLC | 15,382 | $174.7K | 0 | 0.0% |
| SHUFRO ROSE & CO LLC | 14,000 | $159.0K | 0 | 0.0% |
| RITHOLTZ WEALTH MANAGEMENT | 11,089 | $125.9K | +11,089 | — |
| UBS Group AG | 424 | $4.8K | -4,885 | -92.0% |
| JPMORGAN CHASE & CO | 101 | $1.2K | +101 | — |
| HARBOUR INVESTMENTS, INC. | 7 | $81 | 0 | 0.0% |
| MORGAN STANLEY | 1 | $17 | 0 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | $10 | +1 | — |
New & Closed Positions this quarter
Closed Positions
2 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for RAND against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.