13F QoQ Ownership Changes
PSBD Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 11 new · 12 added · 24 reduced · 4 exited
New Positions(11)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 580,542 | +580,542 | $7.1M | +$7.1M | — |
| Closed-End Fund Advisors, Inc. | 220,334 | +220,334 | $2.7M | +$2.7M | — |
| Opal Wealth Advisors, LLC | 76,334 | +76,334 | $930.5K | +$930.5K | — |
| Advisor OS, LLC | 56,161 | +56,161 | $684.6K | +$684.6K | — |
| XTX Topco Ltd | 28,792 | +28,792 | $351.0K | +$351.0K | — |
| Clear Harbor Asset Management, LLC | 25,047 | +25,047 | $305.3K | +$305.3K | — |
| Point72 Asset Management, L.P. | 14,035 | +14,035 | $171.1K | +$171.1K | — |
| Waverly Advisors, LLC | 12,683 | +12,683 | $154.6K | +$154.6K | — |
| TWO SIGMA SECURITIES, LLC | 10,139 | +10,139 | $123.6K | +$123.6K | — |
| HARBOUR INVESTMENTS, INC. | 7,000 | +7,000 | $85.3K | +$85.3K | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 400 | +400 | $4.9K | +$4.9K | — |
Added To(12)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | 520,384 | +153,349 | $6.3M | +$1.8M | 41.8% |
| TWO SIGMA INVESTMENTS, LP | 242,407 | +110,862 | $3.0M | +$1.3M | 84.3% |
| CITADEL ADVISORS LLC | 120,004 | +101,225 | $1.5M | +$1.2M | 539.0% |
| TWO SIGMA ADVISERS, LP | 193,600 | +93,000 | $2.4M | +$1.1M | 92.4% |
| BNP PARIBAS FINANCIAL MARKETS | 28,634 | +28,234 | $349.0K | +$344.1K | 7058.5% |
| RENAISSANCE TECHNOLOGIES LLC | 183,000 | +28,900 | $2.2M | +$340.0K | 18.8% |
| JANE STREET GROUP, LLC | 39,531 | +25,771 | $481.9K | +$313.0K | 187.3% |
| Mid-American Wealth Advisory Group, Inc. | 54,528 | +24,654 | $664.7K | +$298.1K | 82.5% |
| Trexquant Investment LP | 50,118 | +7,496 | $610.9K | +$88.0K | 17.6% |
| BlackRock, Inc. | 105,354 | +5,289 | $1.3M | +$56.5K | 5.3% |
| Prime Capital Investment Advisors, LLC | 26,000 | +1,500 | $316.9K | +$16.3K | 6.1% |
| Creative Planning | 20,319 | +32 | $247.7K | -$1.2K | 0.1% |
Reduced(24)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Mariner, LLC | 2,654,014 | -423,752 | $32.4M | -$5.4M | -13.8% |
| Bienville Capital Management, LLC | 558,394 | -355,635 | $7.0M | -$4.6M | -38.9% |
| MORGAN STANLEY | 19,749 | -237,771 | $240.7K | -$2.9M | -92.3% |
| FMR LLC | 74,067 | -161,462 | $902.9K | -$2.0M | -68.5% |
| MARSHALL WACE, LLP | 31,590 | -78,331 | $385.1K | -$963.6K | -71.3% |
| Royal Bank of Canada | 12,413 | -55,073 | $151.0K | -$762.0K | -81.6% |
| StoryOne LLC | 0 | 0 | $527.7K | +$527.7K | — |
| OV Management LLC | 3,730,065 | 0 | $45.5M | -$298.4K | 0.0% |
| Caprock Group, LLC | 62,395 | -12,427 | $787.4K | -$275.0K | -16.6% |
| MILLENNIUM MANAGEMENT LLC | 112,838 | -21,411 | $1.4M | -$271.7K | -15.9% |
| UBS Group AG | 3,183 | -21,002 | $38.8K | -$257.9K | -86.8% |
| 1248 Management, LLC | 2,954,713 | 0 | $37.3M | -$206.8K | 0.0% |
| Hennion & Walsh Asset Management, Inc. | 220,334 | -7,281 | $2.7M | -$107.0K | -3.2% |
| First Trust Capital Management L.P. | 1,288,337 | -1 | $15.7M | -$103.1K | 0.0% |
| Pandi, LLC | 911,854 | 0 | $11.1M | -$72.9K | 0.0% |
| Arlington Partners LLC | 461,609 | 0 | $5.6M | -$36.9K | 0.0% |
| CONFLUENCE INVESTMENT MANAGEMENT LLC | 23,401 | -2,362 | $285.3K | -$30.9K | -9.2% |
| WELLS FARGO & COMPANY/MN | 1 | -2,500 | $6 | -$30.7K | -100.0% |
| Sunesis Advisors, LLC | 298,959 | 0 | $3.6M | -$23.9K | 0.0% |
| Vivaldi Capital Management LP | 215,336 | 0 | $2.6M | -$17.2K | 0.0% |
| UMB Bank, n.a. | 81,522 | 0 | $993.8K | -$6.5K | 0.0% |
| Dorsey & Whitney Trust CO LLC | 10,452 | 0 | $127.4K | -$836 | 0.0% |
| Arlington Trust Co LLC | 5,198 | 0 | $63.4K | -$415 | 0.0% |
| EVOLUTION WEALTH MANAGEMENT INC. | 5,756 | 0 | $70.6K | $0 | 0.0% |
Sold Out(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ATWOOD & PALMER INC | 0 | -34,010 | $0 | -$417.3K | — |
| Gibson Capital, LLC | 0 | -12,490 | $0 | -$153.3K | — |
| JPMORGAN CHASE & CO | 0 | -6,425 | $0 | -$84.6K | — |
| Tower Research Capital LLC (TRC) | 0 | -100 | $0 | -$1.2K | — |