New Positions
13 managers initiated
Top five by reported value
Highland Global Allocation Fund NEW YORK STOCK EXCHANGE, INC.:HGLB
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
13 new13 added17 reduced7 exited
Total Institutional Holders
43
as of 2025-12-31
Top Holder
RAYMOND JAMES FINANCIAL INC
$21.1M
Largest QoQ Increase
NWF Advisory Services Inc.
+612,243 sh
Largest QoQ Decrease
Private Advisor Group, LLC
-45,529 sh
New Positions(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Shaker Financial Services, LLC | 37,305 | +37,305 | $340.6K | +$340.6K | — |
| Total Wealth Planning & Management, Inc. | 35,543 | +35,543 | $324.5K | +$324.5K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,400 | +18,400 | $168.0K | +$168.0K | — |
| JANE STREET GROUP, LLC | 11,647 | +11,647 | $106.3K | +$106.3K | — |
| AE Wealth Management LLC | 11,413 | +11,413 | $104.2K | +$104.2K | — |
| Godfrey Financial Associates, Inc. | 3,203 | +3,203 | $29.2K | +$29.2K | — |
| Jessup Wealth Management, Inc | 949 | +949 | $8.7K | +$8.7K | — |
| SageView Advisory Group, LLC | 659 | +659 | $6.0K | +$6.0K | — |
| HIGHLINE WEALTH PARTNERS LLC | 325 | +325 | $3.0K | +$3.0K | — |
| Allworth Financial LP | 310 | +310 | $2.8K | +$2.8K | — |
| FLAGSHIP HARBOR ADVISORS, LLC | 301 | +301 | $2.7K | +$2.7K | — |
| CWM, LLC | 904 | +904 | $8 | +$8 | — |
| Motiv8 Investments LLC | 361 | +361 | $3 | +$3 | — |
Added To(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| NWF Advisory Services Inc. | 903,824 | +612,243 | $7.5M | +$4.8M | 210.0% |
| LPL Financial LLC | 866,872 | +122,226 | $7.9M | +$1.1M | 16.4% |
| RAYMOND JAMES FINANCIAL INC | 2,309,644 | +58,811 | $21.1M | +$627.0K | 2.6% |
| Quantedge Capital Pte Ltd | 173,587 | +13,600 | $1.6M | +$130.6K | 8.5% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 13,917 | +2,417 | $127.1K | +$127.1K | 21.0% |
| WELLS FARGO & COMPANY/MN | 6,123 | +6,121 | $55.9K | +$55.9K | 306050.0% |
| UBS Group AG | 81,222 | +4,217 | $741.6K | +$41.6K | 5.5% |
| Sovereign Financial Group, Inc. | 120,412 | +2,487 | $1.1M | +$27.4K | 2.1% |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 22,797 | +2,853 | $208.1K | +$26.8K | 14.3% |
| OPPENHEIMER & CO INC | 51,435 | +1,528 | $469.6K | +$15.9K | 3.1% |
| NewEdge Advisors, LLC | 182,809 | +64 | $1.7M | +$7.9K | 0.0% |
| BENJAMIN EDWARDS INC | 10,645 | +465 | $97.2K | +$4.7K | 4.6% |
| Cambridge Investment Research Advisors, Inc. | 47,630 | +18,118 | $435 | +$167 | 61.4% |
Reduced(17)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| MORGAN STANLEY | 766,386 | -33,424 | $7.0M | -$273.2K | -4.2% |
| Royal Bank of Canada | 20,177 | -21,897 | $184.0K | -$174.0K | -52.0% |
| ADVISOR GROUP HOLDINGS, INC. | 346,337 | -3,766 | $3.2M | +$143.1K | -1.1% |
| Capital Investment Advisors, LLC | 39,406 | -2,942 | $359.8K | -$25.2K | -6.9% |
| Cetera Investment Advisers | 24,662 | -1,918 | $225.2K | -$16.5K | -7.2% |
| Matisse Capital | 393,000 | 0 | $3.6M | +$15.7K | 0.0% |
| Summit Financial, LLC | 37,100 | -875 | $338.7K | -$6.5K | -2.3% |
| PNC Financial Services Group, Inc. | 45,000 | 0 | $410.9K | +$1.8K | 0.0% |
| HB Wealth Management, LLC | 24,011 | 0 | $219.2K | +$960 | 0.0% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 17,062 | 0 | $155.8K | +$682 | 0.0% |
| BankPlus Wealth Management LLC | 16,000 | 0 | $146.1K | +$640 | 0.0% |
| Rockefeller Capital Management L.P. | 9,012 | 0 | $82.3K | +$361 | 0.0% |
| CoreCap Advisors, LLC | 5,385 | 0 | $49.2K | +$215 | 0.0% |
| NBC SECURITIES, INC. | 2,067 | 0 | $18.9K | +$83 | 0.0% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 465 | 0 | $4.2K | +$18 | 0.0% |
| WEDBUSH SECURITIES INC | 25,475 | -2,051 | $233 | -$17 | -7.5% |
| COMERICA BANK | 142 | 0 | $1.3K | +$5 | 0.0% |
Sold Out(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 0 | -45,529 | $0 | -$413.9K | — |
| Marex Group plc | 0 | -19,769 | $0 | -$179.7K | — |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 0 | -12,914 | $0 | -$117.4K | — |
| Caldwell Trust Co | 0 | -9,000 | $0 | -$73.5K | — |
| Newbridge Financial Services Group, Inc. | 0 | -5,104 | $0 | -$46.4K | — |
| Advisory Services Network, LLC | 0 | -2,069 | $0 | -$18.8K | — |
| Tortoise Investment Management, LLC | 0 | -863 | $0 | -$7.8K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
7 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for HGLB against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.