Institutional Manager · CIK 0001846175

Sovereign Financial Group, Inc.

STAMFORD, CT · File #028-20792

Latest AUM

$580.4M

Positions

349

Top-10 Concentration

54.8%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
NEW	ALPHABET INC	GOOG	+89,355	+$18.7M	$0
REDUCE	APPLE INC	AAPL	-5,002	-$1.4M	+$992,584
NEW	WISDOMTREE TR	WT	+24,758	+$1.2M	$0
REDUCE	ISHARES TR	46432F339	-5,743	-$1.1M	+$46,108
ADD	PIMCO ETF TR	72201R585	+39,192	+$1.0M	-$11,831
ADD	PROSHARES TR	74347R107	+18,026	+$1.0M	-$977,189
ADD	ISHARES TR	464289867	+14,538	+$945,106	+$3,029
ADD	ISHARES TR	464287408	+4,240	+$899,146	+$56,076
ADD	ISHARES TR	464289859	+9,988	+$894,525	+$7,754
ADD	VANGUARD INDEX FDS	922908736	+1,567	+$764,481	+$508,899

Sector Allocation

Financials

9.1%$53.1M

Technology

7.0%$40.6M

Industrials

2.0%$11.5M

Consumer Discretionary

1.6%$9.2M

1.1%$6.7M

1.1%$6.3M

0.9%$5.2M

0.7%$4.2M

Communication Services

0.6%$3.6M

Materials

0.2%$1.2M

Real Estate

0.1%$378,189

Filing History

Jan 7, 202613F HOLDINGS REPORTQ/E Dec 2025349 pos · $580.4M
Oct 17, 202513F HOLDINGS REPORTQ/E Sep 2025327 pos · $534.1M
Jul 25, 202513F HOLDINGS REPORTQ/E Jun 2025313 pos · $485.1M
Apr 11, 202513F HOLDINGS REPORTQ/E Mar 2025286 pos · $434.2M
Jan 14, 202513F HOLDINGS REPORTQ/E Dec 2024284 pos · $435.6M
Oct 8, 202413F HOLDINGS REPORTQ/E Sep 2024282 pos · $427.8M
Jul 15, 202413F HOLDINGS REPORTQ/E Jun 2024279 pos · $401.2M
Apr 15, 202413F HOLDINGS REPORTQ/E Mar 2024286 pos · $376.8M
Nov 3, 202313F HOLDINGS REPORTQ/E Dec 2023226 pos · $280.9M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	VANGUARD TAX-MANAGED FDS	921943858	515,175	$32.2M	8.18%
2	VANGUARD INDEX FDS	922908736	63,254	$30.9M	7.84%
3	SPDR S&P 500 ETF TR	SPY	41,948	$28.6M	7.27%
4	INVESCO QQQ TR	IVZ	35,802	$22.0M	5.59%
5	VANGUARD INDEX FDS	922908744	111,969	$21.4M	5.44%
6	ALPHABET INC	GOOG	89,355	$18.7M	4.75%
7	ALPHABET INC	GOOG	58,555	$18.4M	4.67%
8	ISHARES TR	464287200	25,410	$17.4M	4.42%
9	APPLE INC	AAPL	52,610	$14.3M	3.64%
10	ALPHABET INC	GOOG	37,993	$11.9M	3.02%
11	VANGUARD INTL EQUITY INDEX F	922042858	215,068	$11.6M	2.94%
12	VANGUARD BD INDEX FDS	921937827	141,508	$11.2M	2.84%
13	VANGUARD CHARLOTTE FDS	92203J407	227,821	$11.0M	2.80%
14	FIRST TR EXCHANGE TRADED FD	33738R506	130,541	$9.1M	2.31%
15	VANGUARD MALVERN FDS	922020805	171,963	$8.5M	2.16%
16	VANGUARD INDEX FDS	922908751	29,616	$7.6M	1.94%
17	MICROSOFT CORP	MSFT	14,927	$7.2M	1.84%
18	NVIDIA CORPORATION	NVDA	36,335	$6.8M	1.72%
19	VANGUARD WHITEHALL FDS	921946406	46,957	$6.7M	1.71%
20	VANGUARD INDEX FDS	922908363	10,418	$6.5M	1.66%