New Positions
1 managers initiated
Top five by reported value
Herzfeld Credit Income Fund, Inc. NCM:HERZ
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
1 new4 added10 reduced8 exited
Total Institutional Holders
15
as of 2025-12-31
Top Holder
Thomas J. Herzfeld Advisors, Inc.
$13.0M
Largest QoQ Increase
ENVESTNET ASSET MANAGEMENT INC
+554,605 sh
Largest QoQ Decrease
Thomas J. Herzfeld Advisors, Inc.
-258,825 sh
New Positions(1)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Cetera Investment Advisers | 24,598 | +24,598 | $54.6K | +$54.6K | — |
Added To(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 2,170,290 | +554,605 | $4.8M | +$972.7K | 34.3% |
| ADVISOR GROUP HOLDINGS, INC. | 55,888 | +17,968 | $124.1K | +$33.8K | 47.4% |
| CI Private Wealth, LLC | 27,619 | +4,663 | $61.3K | +$6.7K | 20.3% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 20,021 | +4,703 | $44.4K | +$5.5K | 30.7% |
Reduced(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 5,841,928 | -258,825 | $13.0M | -$1.6M | -4.2% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 39,132 | -56,299 | $86.9K | -$140.3K | -59.0% |
| CHOREO, LLC | 417,489 | -21,753 | $1.1M | +$65.0K | -5.0% |
| Royal Bank of Canada | 4,087 | -5,165 | $9.0K | -$15.0K | -55.8% |
| Hunting Hill Global Capital, LLC | 40,401 | -3,175 | $89.7K | -$14.0K | -7.3% |
| MORGAN STANLEY | 20,638 | 0 | $45.8K | -$3.3K | 0.0% |
| Kestra Advisory Services, LLC | 10,563 | 0 | $23.4K | -$1.7K | 0.0% |
| JPMORGAN CHASE & CO | 2,867 | 0 | $6.4K | -$458 | 0.0% |
| CoreCap Advisors, LLC | 222 | 0 | $493 | -$35 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | 0 | $2 | $0 | 0.0% |
Sold Out(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CSS LLC/IL | 0 | -33,653 | $0 | -$80.1K | — |
| JANE STREET GROUP, LLC | 0 | -21,605 | $0 | -$51.4K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | -18,869 | $0 | -$44.9K | — |
| Bulldog Investors, LLP | 0 | -17,573 | $0 | -$41.8K | — |
| CITADEL ADVISORS LLC | 0 | -14,847 | $0 | -$35.3K | — |
| UBS Group AG | 0 | -2,325 | $0 | -$5.5K | — |
| Rockefeller Capital Management L.P. | 0 | -530 | $0 | -$1.3K | — |
| Virtu Financial LLC | 0 | -19,360 | $0 | -$46 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 5,841,928 | $13.0M | -258,825 | -4.2% |
| ENVESTNET ASSET MANAGEMENT INC | 2,170,290 | $4.8M | +554,605 | 34.3% |
| CHOREO, LLC | 417,489 | $1.1M | -21,753 | -5.0% |
| ADVISOR GROUP HOLDINGS, INC. | 55,888 | $124.1K | +17,968 | 47.4% |
| Hunting Hill Global Capital, LLC | 40,401 | $89.7K | -3,175 | -7.3% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 39,132 | $86.9K | -56,299 | -59.0% |
| CI Private Wealth, LLC | 27,619 | $61.3K | +4,663 | 20.3% |
| Cetera Investment Advisers | 24,598 | $54.6K | +24,598 | — |
| MORGAN STANLEY | 20,638 | $45.8K | 0 | 0.0% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 20,021 | $44.4K | +4,703 | 30.7% |
| Kestra Advisory Services, LLC | 10,563 | $23.4K | 0 | 0.0% |
| Royal Bank of Canada | 4,087 | $9.0K | -5,165 | -55.8% |
| JPMORGAN CHASE & CO | 2,867 | $6.4K | 0 | 0.0% |
| CoreCap Advisors, LLC | 222 | $493 | 0 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | $2 | 0 | 0.0% |
New & Closed Positions this quarter
Closed Positions
8 managers exited
Top five by prior-quarter value
- CSS LLC/IL$80.1K
- JANE STREET GROUP, LLC$51.4K
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$44.9K
- Bulldog Investors, LLP$41.8K
- CITADEL ADVISORS LLC$35.3K
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for HERZ against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.