13F QoQ Ownership Changes
HERZ Institutional Holders
Period 2025-12-31 · prior 2025-09-30 · 1 new · 4 added · 10 reduced · 8 exited
New Positions(1)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Cetera Investment Advisers | 24,598 | +24,598 | $54.6K | +$54.6K | — |
Added To(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 2,170,290 | +554,605 | $4.8M | +$972.7K | 34.3% |
| OSAIC HOLDINGS, INC. | 55,888 | +17,968 | $124.1K | +$33.8K | 47.4% |
| Corient Private Wealth LLC | 27,619 | +4,663 | $61.3K | +$6.7K | 20.3% |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 20,021 | +4,703 | $44.4K | +$5.5K | 30.7% |
Reduced(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 5,841,928 | -258,825 | $13.0M | -$1.6M | -4.2% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 39,132 | -56,299 | $86.9K | -$140.3K | -59.0% |
| CHOREO, LLC | 417,489 | -21,753 | $1.1M | +$65.0K | -5.0% |
| Royal Bank of Canada | 4,087 | -5,165 | $9.0K | -$15.0K | -55.8% |
| Hunting Hill Global Capital, LLC | 40,401 | -3,175 | $89.7K | -$14.0K | -7.3% |
| MORGAN STANLEY | 20,638 | 0 | $45.8K | -$3.3K | 0.0% |
| Kestra Advisory Services, LLC | 10,563 | 0 | $23.4K | -$1.7K | 0.0% |
| JPMORGAN CHASE & CO | 2,867 | 0 | $6.4K | -$458 | 0.0% |
| CoreCap Advisors, LLC | 222 | 0 | $493 | -$35 | 0.0% |
| WELLS FARGO & COMPANY/MN | 1 | 0 | $2 | $0 | 0.0% |
Sold Out(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CSS LLC/IL | 0 | -33,653 | $0 | -$80.1K | — |
| JANE STREET GROUP, LLC | 0 | -21,605 | $0 | -$51.4K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | -18,869 | $0 | -$44.9K | — |
| Bulldog Investors, LLP | 0 | -17,573 | $0 | -$41.8K | — |
| CITADEL ADVISORS LLC | 0 | -14,847 | $0 | -$35.3K | — |
| UBS Group AG | 0 | -2,325 | $0 | -$5.5K | — |
| Rockefeller Capital Management L.P. | 0 | -530 | $0 | -$1.3K | — |
| Virtu Financial LLC | 0 | -19,360 | $0 | -$46 | — |