New Positions
5 managers initiated
Top five by reported value
John Hancock Diversified Income Fund NEW YORK STOCK EXCHANGE, INC.:HEQ
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
5 new15 added15 reduced4 exited
Total Institutional Holders
35
as of 2025-12-31
Top Holder
Bulldog Investors, LLP
$4.1M
Largest QoQ Increase
Bulldog Investors, LLP
+381,764 sh
Largest QoQ Decrease
MORGAN STANLEY
-122,647 sh
New Positions(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Bulldog Investors, LLP | 381,764 | +381,764 | $4.1M | +$4.1M | — |
| SAX WEALTH ADVISORS, LLC | 33,953 | +33,953 | $365.0K | +$365.0K | — |
| WILEY BROS.-AINTREE CAPITAL, LLC | 16,232 | +16,232 | $174.5K | +$174.5K | — |
| XTX Topco Ltd | 13,350 | +13,350 | $143.5K | +$143.5K | — |
| Motiv8 Investments LLC | 589 | +589 | $6 | +$6 | — |
Added To(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Pathstone Holdings, LLC | 247,659 | +172,554 | $2.7M | +$1.9M | 229.8% |
| NWF Advisory Services Inc. | 82,400 | +64,000 | $848.3K | +$652.3K | 347.8% |
| Kovack Advisors, Inc. | 53,236 | +30,176 | $572.3K | +$326.7K | 130.8% |
| Saba Capital Management, L.P. | 281,328 | +27,958 | $3.0M | +$325.9K | 11.0% |
| Invesco Ltd. | 119,455 | +26,747 | $1.3M | +$296.8K | 28.9% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 97,987 | +18,067 | $1.1M | +$202.2K | 22.6% |
| LPL Financial LLC | 43,983 | +11,284 | $472.8K | +$124.6K | 34.5% |
| AMERIPRISE FINANCIAL INC | 76,665 | +10,972 | $824.1K | +$124.5K | 16.7% |
| Verition Fund Management LLC | 36,559 | +10,000 | $393.0K | +$110.2K | 37.6% |
| 1607 Capital Partners, LLC | 129,782 | +7,442 | $1.4M | +$92.2K | 6.1% |
| BANK OF AMERICA CORP /DE/ | 292,614 | +4,576 | $3.1M | +$78.0K | 1.6% |
| Robinson Capital Management, LLC | 33,779 | +3,471 | $363.1K | +$40.3K | 11.4% |
| Kestra Advisory Services, LLC | 44,387 | +2,275 | $477.2K | +$28.7K | 5.4% |
| RAYMOND JAMES FINANCIAL INC | 26,275 | +201 | $282.4K | +$4.8K | 0.8% |
| COMERICA BANK | 4,285 | +96 | $46.1K | +$1.5K | 2.3% |
Reduced(15)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | 150,439 | -5,246 | $1.6M | +$1.6M | -3.4% |
| MORGAN STANLEY | 305,817 | -122,647 | $3.3M | -$1.3M | -28.6% |
| Shaker Financial Services, LLC | 133,072 | -114,103 | $1.4M | -$1.2M | -46.2% |
| Advisors Asset Management, Inc. | 22,424 | -42,150 | $241.1K | -$446.7K | -65.3% |
| WOLVERINE ASSET MANAGEMENT LLC | 47,578 | -41,792 | $511.5K | -$440.3K | -46.8% |
| Royal Bank of Canada | 46,413 | -43,014 | $499.0K | -$440.0K | -48.1% |
| AQR Arbitrage LLC | 76,020 | -39,837 | $817.2K | -$415.5K | -34.4% |
| WELLS FARGO & COMPANY/MN | 68,080 | -29,786 | $731.9K | -$310.4K | -30.4% |
| UBS Group AG | 17,003 | -8,584 | $182.8K | -$89.7K | -33.5% |
| PRINCIPAL SECURITIES, INC. | 147,371 | -5,101 | $1.6M | -$39.6K | -3.3% |
| ADVISOR GROUP HOLDINGS, INC. | 34,402 | -3,687 | $369.8K | -$38.1K | -9.7% |
| ENVESTNET ASSET MANAGEMENT INC | 136,086 | -1,963 | $1.5M | -$7.3K | -1.4% |
| TWO SIGMA INVESTMENTS, LP | 27,364 | 0 | $294.2K | +$2.7K | 0.0% |
| B. Riley Wealth Advisors, Inc. | 15,869 | 0 | $170.6K | +$1.6K | 0.0% |
| Cetera Investment Advisers | 18,635 | -229 | $200.3K | -$576 | -1.2% |
Sold Out(4)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | 0 | -30,834 | $0 | -$328.4K | — |
| Karpus Management, Inc. | 0 | -10,713 | $0 | -$114.1K | — |
| Advisory Services Network, LLC | 0 | -1,409 | $0 | -$15.0K | — |
| HIGHLINE WEALTH PARTNERS LLC | 0 | -340 | $0 | -$3.6K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Bulldog Investors, LLP | 381,764 | $4.1M | +381,764 | — |
| MORGAN STANLEY | 305,817 | $3.3M | -122,647 | -28.6% |
| BANK OF AMERICA CORP /DE/ | 292,614 | $3.1M | +4,576 | 1.6% |
| Saba Capital Management, L.P. | 281,328 | $3.0M | +27,958 | 11.0% |
| Pathstone Holdings, LLC | 247,659 | $2.7M | +172,554 | 229.8% |
| COMMONWEALTH EQUITY SERVICES, LLC | 150,439 | $1.6M | -5,246 | -3.4% |
| PRINCIPAL SECURITIES, INC. | 147,371 | $1.6M | -5,101 | -3.3% |
| ENVESTNET ASSET MANAGEMENT INC | 136,086 | $1.5M | -1,963 | -1.4% |
| Shaker Financial Services, LLC | 133,072 | $1.4M | -114,103 | -46.2% |
| 1607 Capital Partners, LLC | 129,782 | $1.4M | +7,442 | 6.1% |
| Invesco Ltd. | 119,455 | $1.3M | +26,747 | 28.9% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 97,987 | $1.1M | +18,067 | 22.6% |
| NWF Advisory Services Inc. | 82,400 | $848.3K | +64,000 | 347.8% |
| AMERIPRISE FINANCIAL INC | 76,665 | $824.1K | +10,972 | 16.7% |
| AQR Arbitrage LLC | 76,020 | $817.2K | -39,837 | -34.4% |
| WELLS FARGO & COMPANY/MN | 68,080 | $731.9K | -29,786 | -30.4% |
| Kovack Advisors, Inc. | 53,236 | $572.3K | +30,176 | 130.8% |
| WOLVERINE ASSET MANAGEMENT LLC | 47,578 | $511.5K | -41,792 | -46.8% |
| Royal Bank of Canada | 46,413 | $499.0K | -43,014 | -48.1% |
| Kestra Advisory Services, LLC | 44,387 | $477.2K | +2,275 | 5.4% |
New & Closed Positions this quarter
Closed Positions
4 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for HEQ against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.