New Positions
5 managers initiated
Top five by reported value
Energy Focus, Inc. NCM:EFOI
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
5 new3 added9 reduced3 exited
Total Institutional Holders
17
as of 2025-12-31
Top Holder
VANGUARD GROUP INC
$145.7K
Largest QoQ Increase
DRW Securities, LLC
+16,099 sh
Largest QoQ Decrease
CITADEL ADVISORS LLC
-13,181 sh
New Positions(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| DRW Securities, LLC | 16,099 | +16,099 | $37.2K | +$37.2K | — |
| RENAISSANCE TECHNOLOGIES LLC | 11,500 | +11,500 | $26.6K | +$26.6K | — |
| WELLS FARGO & COMPANY/MN | 11 | +11 | $25 | +$25 | — |
| Royal Bank of Canada | 1 | +1 | $0 | $0 | — |
| Motiv8 Investments LLC | 28 | +28 | $0 | $0 | — |
Added To(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 2,949 | +1,748 | $6.8K | +$3.5K | 145.5% |
| CITIGROUP INC | 1,597 | +304 | $3.7K | +$94 | 23.5% |
| BANK OF AMERICA CORP /DE/ | 26 | +1 | $60 | -$9 | 4.0% |
Reduced(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 63,077 | 0 | $145.7K | -$29.6K | 0.0% |
| GEODE CAPITAL MANAGEMENT, LLC | 33,332 | 0 | $77.0K | -$15.7K | 0.0% |
| BlackRock, Inc. | 3,296 | 0 | $7.6K | -$1.5K | 0.0% |
| MORGAN STANLEY | 463 | 0 | $1.1K | -$217 | 0.0% |
| CIBC Private Wealth Group, LLC | 236 | 0 | $545 | -$111 | 0.0% |
| BankPlus Trust Department | 45 | 0 | $104 | -$21 | 0.0% |
| ADVISOR GROUP HOLDINGS, INC. | 11 | 0 | $25 | -$5 | 0.0% |
| Federation des caisses Desjardins du Quebec | 8 | 0 | $18 | -$4 | 0.0% |
| COUNTRY TRUST BANK | 4 | 0 | $9 | -$2 | 0.0% |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CITADEL ADVISORS LLC | 0 | -13,181 | $0 | -$36.6K | — |
| BARCLAYS PLC | 0 | -34 | $0 | -$94 | — |
| UBS Group AG | 0 | -10 | $0 | -$28 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| VANGUARD GROUP INC | 63,077 | $145.7K | 0 | 0.0% |
| GEODE CAPITAL MANAGEMENT, LLC | 33,332 | $77.0K | 0 | 0.0% |
| DRW Securities, LLC | 16,099 | $37.2K | +16,099 | — |
| RENAISSANCE TECHNOLOGIES LLC | 11,500 | $26.6K | +11,500 | — |
| BlackRock, Inc. | 3,296 | $7.6K | 0 | 0.0% |
| Tower Research Capital LLC (TRC) | 2,949 | $6.8K | +1,748 | 145.5% |
| CITIGROUP INC | 1,597 | $3.7K | +304 | 23.5% |
| MORGAN STANLEY | 463 | $1.1K | 0 | 0.0% |
| CIBC Private Wealth Group, LLC | 236 | $545 | 0 | 0.0% |
| BankPlus Trust Department | 45 | $104 | 0 | 0.0% |
| BANK OF AMERICA CORP /DE/ | 26 | $60 | +1 | 4.0% |
| ADVISOR GROUP HOLDINGS, INC. | 11 | $25 | 0 | 0.0% |
| WELLS FARGO & COMPANY/MN | 11 | $25 | +11 | — |
| Federation des caisses Desjardins du Quebec | 8 | $18 | 0 | 0.0% |
| COUNTRY TRUST BANK | 4 | $9 | 0 | 0.0% |
| Motiv8 Investments LLC | 28 | $0 | +28 | — |
| Royal Bank of Canada | 1 | $0 | +1 | — |
New & Closed Positions this quarter
Closed Positions
3 managers exited
Top five by prior-quarter value
- CITADEL ADVISORS LLC$36.6K
- BARCLAYS PLC$94
- UBS Group AG$28
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for EFOI against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.