New Positions
13 managers initiated
Top five by reported value
- Almitas Capital LLC$737.7K
- Eagle Point Credit Management LLC$728.8K
- GatePass Capital, LLC$321.3K
- Marex Group plc$238.6K
- Kovack Advisors, Inc.$126.2K
Carlyle Credit Income Fund NYQ:CCID
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
13 new9 added17 reduced3 exited
Total Institutional Holders
37
as of 2025-12-31
Top Holder
MORGAN STANLEY
$2.9M
Largest QoQ Increase
Thomas J. Herzfeld Advisors, Inc.
+167,429 sh
Largest QoQ Decrease
JANE STREET GROUP, LLC
-62,820 sh
New Positions(13)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Almitas Capital LLC | 157,285 | +157,285 | $737.7K | +$737.7K | — |
| Eagle Point Credit Management LLC | 155,393 | +155,393 | $728.8K | +$728.8K | — |
| GatePass Capital, LLC | 68,500 | +68,500 | $321.3K | +$321.3K | — |
| Marex Group plc | 50,864 | +50,864 | $238.6K | +$238.6K | — |
| Kovack Advisors, Inc. | 26,902 | +26,902 | $126.2K | +$126.2K | — |
| BlackRock, Inc. | 26,205 | +26,205 | $122.9K | +$122.9K | — |
| XTX Topco Ltd | 17,633 | +17,633 | $82.7K | +$82.7K | — |
| Belpointe Asset Management LLC | 15,900 | +15,900 | $74.6K | +$74.6K | — |
| DV EQUITIES, LLC | 2,106 | +2,106 | $9.9K | +$9.9K | — |
| Global Retirement Partners, LLC | 430 | +430 | $2.0K | +$2.0K | — |
| Pinnacle Wealth Planning Services, Inc. | 142 | +142 | $666 | +$666 | — |
| COMERICA BANK | 16 | +16 | $75 | +$75 | — |
| Virtu Financial LLC | 15,834 | +15,834 | $74 | +$74 | — |
Added To(9)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 201,113 | +167,429 | $943.2K | +$747.2K | 497.1% |
| MORGAN STANLEY | 627,331 | +5,363 | $2.9M | -$677.7K | 0.9% |
| Bulldog Investors, LLP | 337,241 | +8,826 | $1.6M | -$329.7K | 2.7% |
| MELFA WEALTH MANAGEMENT, LLC | 52,974 | +30,250 | $248.4K | +$116.2K | 133.1% |
| J.W. COLE ADVISORS, INC. | 305,394 | +46,681 | $1.4M | -$73.4K | 18.0% |
| CITADEL ADVISORS LLC | 34,300 | +19,087 | $160.9K | +$72.3K | 125.5% |
| Freestate Advisors LLC | 12,236 | +733 | $57.4K | -$9.6K | 6.4% |
| UBS Group AG | 1,245 | +9 | $5.8K | -$1.4K | 0.7% |
| WEDBUSH SECURITIES INC | 15,918 | +1,050 | $75 | -$12 | 7.1% |
Reduced(17)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | 41,987 | -62,820 | $196.9K | -$413.1K | -59.9% |
| HANCOCK WHITNEY CORP | 217,347 | 0 | $1.0M | -$245.6K | 0.0% |
| Cetera Investment Advisers | 68,752 | -16,213 | $322.4K | -$172.1K | -19.1% |
| CURA WEALTH ADVISORS, LLC | 35,721 | 0 | $167.5K | -$40.4K | 0.0% |
| Pasadena Private Wealth, LLC | 19,000 | 0 | $89.1K | -$21.5K | 0.0% |
| ADVISOR GROUP HOLDINGS, INC. | 13,330 | -568 | $62.5K | -$17.1K | -4.1% |
| LPL Financial LLC | 10,378 | -72 | $48.7K | -$12.1K | -0.7% |
| BNP PARIBAS ARBITRAGE, SNC | 874 | -1,249 | $4.1K | -$8.3K | -58.8% |
| CIBC Private Wealth Group, LLC | 3,000 | 0 | $14.1K | -$3.4K | 0.0% |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 860 | 0 | $4.0K | -$972 | 0.0% |
| WPG Advisers, LLC | 81 | -89 | $380 | -$609 | -52.4% |
| Cambridge Investment Research Advisors, Inc. | 407,234 | -14,069 | $1.9K | -$542 | -3.3% |
| CoreCap Advisors, LLC | 128 | 0 | $601 | -$144 | 0.0% |
| Rockefeller Capital Management L.P. | 0 | 0 | $5 | +$5 | — |
| WELLS FARGO & COMPANY/MN | 2 | 0 | $11 | +$1 | 0.0% |
| CWM, LLC | 182 | 0 | $1 | $0 | 0.0% |
| Guerra Advisors Inc | 0 | 0 | $0 | $0 | — |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Arlington Capital Management, Inc. | 0 | -47,730 | $0 | -$277.8K | — |
| Walkner Condon Financial Advisors LLC | 0 | -11,633 | $0 | -$67.7K | — |
| HRT FINANCIAL LP | 0 | -10,417 | $0 | -$60 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| MORGAN STANLEY | 627,331 | $2.9M | +5,363 | 0.9% |
| Bulldog Investors, LLP | 337,241 | $1.6M | +8,826 | 2.7% |
| J.W. COLE ADVISORS, INC. | 305,394 | $1.4M | +46,681 | 18.0% |
| HANCOCK WHITNEY CORP | 217,347 | $1.0M | 0 | 0.0% |
| Thomas J. Herzfeld Advisors, Inc. | 201,113 | $943.2K | +167,429 | 497.1% |
| Almitas Capital LLC | 157,285 | $737.7K | +157,285 | — |
| Eagle Point Credit Management LLC | 155,393 | $728.8K | +155,393 | — |
| Cetera Investment Advisers | 68,752 | $322.4K | -16,213 | -19.1% |
| GatePass Capital, LLC | 68,500 | $321.3K | +68,500 | — |
| MELFA WEALTH MANAGEMENT, LLC | 52,974 | $248.4K | +30,250 | 133.1% |
| Marex Group plc | 50,864 | $238.6K | +50,864 | — |
| JANE STREET GROUP, LLC | 41,987 | $196.9K | -62,820 | -59.9% |
| CURA WEALTH ADVISORS, LLC | 35,721 | $167.5K | 0 | 0.0% |
| CITADEL ADVISORS LLC | 34,300 | $160.9K | +19,087 | 125.5% |
| Kovack Advisors, Inc. | 26,902 | $126.2K | +26,902 | — |
| BlackRock, Inc. | 26,205 | $122.9K | +26,205 | — |
| Pasadena Private Wealth, LLC | 19,000 | $89.1K | 0 | 0.0% |
| XTX Topco Ltd | 17,633 | $82.7K | +17,633 | — |
| Belpointe Asset Management LLC | 15,900 | $74.6K | +15,900 | — |
| ADVISOR GROUP HOLDINGS, INC. | 13,330 | $62.5K | -568 | -4.1% |
New & Closed Positions this quarter
Closed Positions
3 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for CCID against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.