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VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F Institutional Ownership · ATOS

Atossa Therapeutics Inc NASDAQ NMS - GLOBAL MARKET:ATOS

Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.

16 new19 added32 reduced16 exited

New Positions(16)

ManagerSharesΔ SharesValueΔ Value% Δ
JACOBS LEVY EQUITY MANAGEMENT, INC1,048,289+1,048,289$618.5K+$618.5K
Point72 Asset Management, L.P.48,092+48,092$28.4K+$28.4K
WILEY BROS.-AINTREE CAPITAL, LLC43,000+43,000$25.4K+$25.4K
R Squared Ltd28,099+28,099$16.6K+$16.6K
BARCLAYS PLC18,759+18,759$15.6K+$15.6K
TWO SIGMA SECURITIES, LLC24,508+24,508$14.5K+$14.5K
TWO SIGMA INVESTMENTS, LP23,452+23,452$13.8K+$13.8K
StoneX Group Inc.19,871+19,871$11.7K+$11.7K
TWO SIGMA ADVISERS, LP18,300+18,300$10.8K+$10.8K
GREENBERG FINANCIAL GROUP18,216+18,216$10.7K+$10.7K
Baader Bank Aktiengesellschaft21,364+21,364$7.8K+$7.8K
GROUP ONE TRADING, L.P.6,662+6,662$3.9K+$3.9K
Optiver Holding B.V.838+838$494+$494
Allworth Financial LP702+702$415+$415
Mount Yale Investment Advisors, LLC500+500$415+$415
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO500+500$295+$295

Added To(19)

ManagerSharesΔ SharesValueΔ Value% Δ
VANGUARD GROUP INC6,147,838+68,994$3.6M-$1.6M1.1%
GEODE CAPITAL MANAGEMENT, LLC1,371,909+9,627$809.6K-$371.8K0.7%
AMERIPRISE FINANCIAL INC3,791,061+839,556$2.2M-$322.2K28.4%
CITADEL ADVISORS LLC765,715+443,446$451.8K+$172.4K137.6%
RENAISSANCE TECHNOLOGIES LLC2,062,838+514,175$1.2M-$125.6K33.2%
SUSQUEHANNA INTERNATIONAL GROUP, LLP621,087+337,385$366.4K+$120.3K118.9%
XTX Topco Ltd169,261+144,412$99.9K+$78.3K581.1%
Connor, Clark & Lunn Investment Management Ltd.266,010+17,396$156.9K-$58.6K7.0%
NORTHERN TRUST CORP288,399+25,022$170.2K-$58.2K9.5%
STATE STREET CORP596,485+141,990$351.9K-$42.1K31.2%
JANE STREET GROUP, LLC286,498+124,070$169.0K+$28.2K76.4%
Graham Capital Management, L.P.211,369+45,923$124.7K-$18.7K27.8%
LPL Financial LLC29,469+913$17.4K-$7.4K3.2%
PFG Investments, LLC21,750+500$12.8K-$5.6K2.4%
UBS Group AG390,008+129,286$230.1K+$4.1K49.6%
RAYMOND JAMES FINANCIAL INC11,323+508$6.7K-$2.7K4.7%
Focus Financial Network, Inc.10,350+200$6.1K-$2.7K2.0%
BNP PARIBAS ARBITRAGE, SNC1,497+7$883-$4090.5%
Tower Research Capital LLC (TRC)3,999+1,483$2.4K+$17858.9%

Reduced(32)

ManagerSharesΔ SharesValueΔ Value% Δ
MILLENNIUM MANAGEMENT LLC1,242,868-425,780$733.3K-$713.4K-25.5%
BlackRock, Inc.1,997,6270$1.2M-$553.3K0.0%
BANK OF AMERICA CORP /DE/67,654-87,515$39.9K-$94.6K-56.4%
Qube Research & Technologies Ltd72,802-65,841$43.0K-$77.3K-47.5%
MORGAN STANLEY61,500-50,848$36.3K-$61.1K-45.3%
REGIONS FINANCIAL CORP30,000-30,000$17.7K-$34.3K-50.0%
CHARLES SCHWAB INVESTMENT MANAGEMENT INC80,0000$47.2K-$22.2K0.0%
Royal Bank of Canada943-24,391$1.0K-$17.0K-96.3%
JPMORGAN CHASE & CO38,067-148$22.5K-$10.7K-0.4%
Sigma Planning Corp24,0000$14.2K-$6.6K0.0%
DNB Asset Management AS15,6000$9.2K-$4.3K0.0%
Bank of New York Mellon Corp11,1470$6.6K-$3.1K0.0%
J. L. Bainbridge & Co., Inc.11,1210$6.6K-$3.1K0.0%
ADVISOR GROUP HOLDINGS, INC.8,8470$5.2K-$2.1K0.0%
FMR LLC7,3650$4.3K-$2.0K0.0%
NewEdge Advisors, LLC5,0000$3.0K-$1.4K0.0%
Rockefeller Capital Management L.P.5,0000$3.0K-$1.4K0.0%
HUNTINGTON NATIONAL BANK3,0000$1.8K-$8310.0%
HARBOUR INVESTMENTS, INC.1,656-55$977-$506-3.2%
TD Waterhouse Canada Inc.1,5550$910-$4970.0%
SBI Securities Co., Ltd.1,565-1$923-$435-0.1%
JONES FINANCIAL COMPANIES LLLP7000$413-$1880.0%
NISA INVESTMENT ADVISORS, LLC3500$207-$960.0%
NBC SECURITIES, INC.1500$88-$420.0%
ACADIAN ASSET MANAGEMENT LLC79,414-17,873$46-$36-18.4%
WELLS FARGO & COMPANY/MN830$49-$230.0%
Clearstead Advisors, LLC700$42-$190.0%
SRS Capital Advisors, Inc.420$25-$110.0%
LVM CAPITAL MANAGEMENT LTD/MI21,0000$12-$60.0%
Janney Montgomery Scott LLC10,0000$6-$30.0%
HANTZ FINANCIAL SERVICES, INC.820$0$00.0%
CWM, LLC50-175$0$0-77.8%

Sold Out(16)

ManagerSharesΔ SharesValueΔ Value% Δ
Squarepoint Ops LLC0-253,343$0-$219.6K
NEW YORK STATE COMMON RETIREMENT FUND0-135,200$0-$154.0K
MARSHALL WACE, LLP0-85,076$0-$74.0K
WOLVERINE TRADING, LLC0-73,642$0-$64.3K
Point72 Asia (Singapore) Pte. Ltd.0-44,106$0-$38.2K
NorthRock Partners, LLC0-33,500$0-$28.4K
Gallagher Capital Advisors, LLC0-31,575$0-$27.5K
Jain Global LLC0-16,707$0-$14.5K
VICTORY CAPITAL MANAGEMENT INC0-14,864$0-$12.9K
GSA CAPITAL PARTNERS LLP0-310,754$0-$269
Point72 (DIFC) Ltd0-82$0-$71
COMMONWEALTH EQUITY SERVICES, LLC0-46,001$0-$40
True Wealth Design, LLC0-29$0-$26
HRT FINANCIAL LP0-16,932$0-$14
EverSource Wealth Advisors, LLC0-2$0-$2
SIMPLEX TRADING, LLC0-322$0$0

Top Holders by reported value

Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.

ManagerShares$ ValueΔ SharesQoQ %
VANGUARD GROUP INC6,147,838$3.6M+68,9941.1%
AMERIPRISE FINANCIAL INC3,791,061$2.2M+839,55628.4%
RENAISSANCE TECHNOLOGIES LLC2,062,838$1.2M+514,17533.2%
BlackRock, Inc.1,997,627$1.2M00.0%
GEODE CAPITAL MANAGEMENT, LLC1,371,909$809.6K+9,6270.7%
MILLENNIUM MANAGEMENT LLC1,242,868$733.3K-425,780-25.5%
JACOBS LEVY EQUITY MANAGEMENT, INC1,048,289$618.5K+1,048,289
CITADEL ADVISORS LLC765,715$451.8K+443,446137.6%
SUSQUEHANNA INTERNATIONAL GROUP, LLP621,087$366.4K+337,385118.9%
STATE STREET CORP596,485$351.9K+141,99031.2%
UBS Group AG390,008$230.1K+129,28649.6%
NORTHERN TRUST CORP288,399$170.2K+25,0229.5%
JANE STREET GROUP, LLC286,498$169.0K+124,07076.4%
Connor, Clark & Lunn Investment Management Ltd.266,010$156.9K+17,3967.0%
Graham Capital Management, L.P.211,369$124.7K+45,92327.8%
XTX Topco Ltd169,261$99.9K+144,412581.1%
CHARLES SCHWAB INVESTMENT MANAGEMENT INC80,000$47.2K00.0%
Qube Research & Technologies Ltd72,802$43.0K-65,841-47.5%
BANK OF AMERICA CORP /DE/67,654$39.9K-87,515-56.4%
MORGAN STANLEY61,500$36.3K-50,848-45.3%

New & Closed Positions this quarter

Methodology

Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.

Quarter-over-quarter deltas compare each manager's most recently reported share count for ATOS against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.

Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.