Institutional Manager · CIK 0001775391

Joseph P. Lucia & Associates, LLC

Yorktown Heights, NY · File #028-19484

Latest AUM

$277.3M

Positions

166

Top-10 Concentration

42.3%

Filings

Portfolio Value Over Time

2024-03

2024-06

2024-09

2024-12

2025-03

2025-06

2025-09

2025-12

Biggest QoQ Changes

Ranked by conviction flow (share change × current price) so mark-to-market moves don't dominate. Price effect column shows how much of the $ change was just the stock moving.

Action	Issuer	Ticker / CUSIP	Δ Shares	Flow ($)	Price Effect
ADD	SELECT SECTOR SPDR TR	81369Y803	+20,916	+$3.0M	-$3.2M
ADD	BLACKROCK ETF TRUST II	BLK	+54,228	+$2.9M	-$31,340
ADD	APPLE INC	AAPL	+6,487	+$1.8M	+$707,348
ADD	SELECT SECTOR SPDR TR	81369Y506	+36,274	+$1.6M	-$1.5M
ADD	SELECT SECTOR SPDR TR	81369Y886	+32,996	+$1.4M	-$800,595
ADD	VANGUARD INDEX FDS	922908363	+2,002	+$1.3M	+$21,461
ADD	SELECT SECTOR SPDR TR	81369Y100	+23,256	+$1.1M	-$872,590
NEW	BARON ETF TR	06829D503	+38,315	+$962,419	$0
ADD	ISHARES TR	464287226	+6,583	+$657,514	-$16,185
NEW	HAEMONETICS CORP MASS	HAE	+8,111	+$650,097	$0

Sector Allocation

Financials

17.9%$49.7M

Technology

9.9%$27.3M

Consumer Discretionary

3.2%$8.8M

Communication Services

1.6%$4.4M

0.6%$1.6M

0.3%$955,588

0.3%$771,162

0.2%$467,477

0.1%$412,993

Filing History

Jan 28, 202613F HOLDINGS REPORTQ/E Dec 2025166 pos · $277.3M
Oct 20, 202513F HOLDINGS REPORTQ/E Sep 2025161 pos · $265.1M
Aug 4, 202513F HOLDINGS REPORTQ/E Jun 2025151 pos · $244.4M
May 14, 202513F HOLDINGS REPORTQ/E Mar 2025140 pos · $218.8M
Jan 22, 202513F HOLDINGS REPORTQ/E Dec 2024146 pos · $225.0M
Oct 23, 202413F HOLDINGS REPORTQ/E Sep 2024136 pos · $217.1M
Jul 24, 202413F HOLDINGS REPORTQ/E Jun 2024123 pos · $195.2M
May 3, 202413F HOLDINGS REPORTQ/E Mar 2024122 pos · $186.7M
Oct 30, 202313F HOLDINGS REPORTQ/E Dec 2023109 pos · $143.0M

Top 20 Holdings — Dec 2025

#	Issuer	Ticker	Shares	Value	% of Portfolio
1	VANECK ETF TRUST	92189F676	36,598	$13.2M	6.22%
2	APPLE INC	AAPL	47,545	$12.9M	6.10%
3	NVIDIA CORPORATION	NVDA	54,755	$10.2M	4.82%
4	SCHWAB STRATEGIC TR	808524102	328,243	$8.6M	4.06%
5	PROSHARES TR	74348A467	78,961	$8.2M	3.87%
6	AMAZON COM INC	AMZN	35,424	$8.2M	3.86%
7	SPDR S&P 500 ETF TR	SPY	11,444	$7.8M	3.68%
8	SCHWAB STRATEGIC TR	808524300	229,943	$7.5M	3.54%
9	INVESCO EXCHANGE TRADED FD T	IVZ	147,777	$6.7M	3.17%
10	BLACKROCK ETF TRUST II	BLK	120,897	$6.4M	3.01%
11	SELECT SECTOR SPDR TR	81369Y803	44,104	$6.3M	2.99%
12	INVESCO EXCHANGE TRADED FD T	IVZ	79,653	$6.3M	2.95%
13	INVESCO QQQ TR	IVZ	9,554	$5.9M	2.77%
14	INVESCO EXCHANGE TRADED FD T	IVZ	26,401	$5.1M	2.38%
15	ISHARES TR	464287226	50,174	$5.0M	2.36%
16	SCHWAB STRATEGIC TR	808524797	174,673	$4.8M	2.26%
17	SELECT SECTOR SPDR TR	81369Y605	81,785	$4.5M	2.11%
18	ISHARES TR	464287168	31,504	$4.4M	2.10%
19	ISHARES TR	464287242	39,922	$4.4M	2.07%
20	J P MORGAN EXCHANGE TRADED F	46641Q332	76,797	$4.4M	2.07%