13F HOLDINGS REPORT

Joseph P. Lucia & Associates, LLC

Quarter ended Q4 2023 · Filed October 30, 2023 · Accession 0001172661-23-003534

Total Value

$143.0M

Positions

109

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (109)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	43,151	$7.4M	5.17%
2	PROSHARES TR	74348A467	70,702	$6.3M	4.38%
3	VANECK ETF TRUST	92189F676	37,416	$5.4M	3.79%
4	INVESCO EXCHANGE TRADED FD T	IVZ	192,161	$5.4M	3.78%
5	INVESCO EXCHANGE TRADED FD T	IVZ	87,927	$4.5M	3.12%
6	ISHARES TR	464287168	40,751	$4.4M	3.07%
7	SELECT SECTOR SPDR TR	81369Y803	25,747	$4.2M	2.95%
8	SCHWAB STRATEGIC TR	808524300	51,861	$3.8M	2.64%
9	AMAZON COM INC	AMZN	29,477	$3.7M	2.62%
10	SCHWAB STRATEGIC TR	808524797	52,535	$3.7M	2.60%
11	J P MORGAN EXCHANGE TRADED F	46641Q332	67,564	$3.6M	2.53%
12	INVESCO EXCHANGE TRADED FD T	IVZ	123,530	$3.4M	2.37%
13	SCHWAB STRATEGIC TR	808524870	57,664	$2.9M	2.04%
14	SCHWAB STRATEGIC TR	808524102	54,625	$2.7M	1.90%
15	ETF MANAGERS TR	26924G201	50,957	$2.6M	1.84%
16	INVESCO QQQ TR	IVZ	6,780	$2.4M	1.70%
17	SELECT SECTOR SPDR TR	81369Y506	25,462	$2.3M	1.61%
18	GLOBAL X FDS	37954Y483	135,850	$2.3M	1.59%
19	SPDR S&P 500 ETF TR	SPY	5,167	$2.2M	1.54%
20	VANGUARD INDEX FDS	922908538	11,114	$2.2M	1.51%
21	ALPS ETF TR	00162Q858	45,259	$2.1M	1.49%
22	INVESCO EXCHANGE TRADED FD T	IVZ	55,535	$2.1M	1.49%
23	SCHWAB STRATEGIC TR	808524607	49,470	$2.0M	1.43%
24	VANGUARD SPECIALIZED FUNDS	921908844	12,965	$2.0M	1.41%
25	VANECK ETF TRUST	92189F429	118,538	$2.0M	1.39%
26	ISHARES TR	464288687	65,100	$2.0M	1.37%
27	SCHWAB STRATEGIC TR	808524508	28,741	$1.9M	1.36%
28	SCHWAB STRATEGIC TR	808524201	38,195	$1.9M	1.35%
29	VANGUARD INDEX FDS	922908751	9,602	$1.8M	1.27%
30	INVESCO EXCHANGE TRADED FD T	IVZ	60,262	$1.8M	1.27%
31	INVESCO EXCHANGE TRADED FD T	IVZ	23,480	$1.8M	1.26%
32	NVIDIA CORPORATION	NVDA	4,054	$1.8M	1.23%
33	J P MORGAN EXCHANGE TRADED F	46654Q203	37,507	$1.8M	1.23%
34	ISHARES TR	46429B747	16,264	$1.6M	1.10%
35	ISHARES TR	46429B655	29,816	$1.5M	1.06%
36	META PLATFORMS INC	META	4,511	$1.4M	0.95%
37	VANGUARD WORLD FDS	92204A504	5,276	$1.2M	0.87%
38	SELECT SECTOR SPDR TR	81369Y605	35,903	$1.2M	0.83%
39	AMERICAN CENTY ETF TR	025072877	15,252	$1.2M	0.83%
40	TESLA INC	TSLA	4,658	$1.2M	0.81%
41	SPDR SER TR	78464A698	27,881	$1.2M	0.81%
42	KKR INCOME OPPORTUNITIES FD	KKRT	92,487	$1.1M	0.77%
43	INVESCO EXCHANGE TRADED FD T	IVZ	26,096	$1.1M	0.77%
44	SELECT SECTOR SPDR TR	81369Y209	8,343	$1.1M	0.75%
45	ISHARES TR	464288810	21,922	$1.1M	0.74%
46	DISNEY WALT CO	254687106	11,617	$941,558	0.66%
47	SELECT SECTOR SPDR TR	81369Y100	11,685	$917,857	0.64%
48	GLOBAL X FDS	37950E416	25,500	$914,175	0.64%
49	WISDOMTREE TR	WT	29,844	$884,278	0.62%
50	GLOBAL X FDS	37954Y475	22,379	$870,316	0.61%
51	INVESCO EXCH TRADED FD TR II	IVZ	33,242	$840,690	0.59%
52	VERIZON COMMUNICATIONS INC	VZ	25,897	$839,311	0.59%
53	ALPHABET INC	GOOG	6,369	$833,447	0.58%
54	INTERNATIONAL BUSINESS MACHS	INTR	5,891	$826,493	0.58%
55	SELECT SECTOR SPDR TR	81369Y704	7,418	$752,037	0.53%
56	CONSOLIDATED EDISON INC	ED	8,544	$730,784	0.51%
57	SCHWAB STRATEGIC TR	808524409	11,138	$717,955	0.50%
58	VANGUARD INDEX FDS	922908512	5,059	$662,527	0.46%
59	MICROSOFT CORP	MSFT	2,026	$639,830	0.45%
60	INVESCO EXCH TRADED FD TR II	IVZ	10,664	$626,937	0.44%
61	SELECT SECTOR SPDR TR	81369Y407	3,689	$593,855	0.42%
62	ENERGY TRANSFER L P	ET-PI	39,255	$550,748	0.39%
63	ISHARES TR	464287523	1,095	$518,647	0.36%
64	UBER TECHNOLOGIES INC	UBER	11,269	$518,261	0.36%
65	EATON VANCE TAX-MANAGED GLOB	ETN	66,981	$511,738	0.36%
66	INVESCO EXCH TRADED FD TR II	IVZ	11,806	$462,677	0.32%
67	SNOWFLAKE INC	SNOW	2,883	$440,436	0.31%
68	ISHARES TR	464288760	4,155	$440,305	0.31%
69	ISHARES TR	464287457	5,271	$426,809	0.30%
70	GLOBAL X FDS	37950E291	26,225	$424,714	0.30%
71	GLOBAL X FDS	37954Y624	17,730	$416,478	0.29%
72	ALPHABET INC	GOOG	3,120	$411,372	0.29%
73	INVESCO EXCHANGE TRADED FD T	IVZ	7,855	$395,028	0.28%
74	VANECK ETF TRUST	92189F353	21,940	$390,975	0.27%
75	ETF SER SOLUTIONS	26922A842	22,449	$382,306	0.27%
76	GLOBAL X FDS	37954Y814	18,765	$377,927	0.26%
77	AMPLIFY ETF TR	032108409	10,818	$375,709	0.26%
78	VANGUARD INDEX FDS	922908629	1,778	$370,251	0.26%
79	VANGUARD MALVERN FDS	922020805	7,748	$366,336	0.26%
80	ISHARES TR	464287176	3,524	$365,509	0.26%
81	ISHARES TR	464287242	3,564	$363,643	0.25%
82	VANGUARD BD INDEX FDS	921937819	4,970	$359,381	0.25%
83	VANGUARD INDEX FDS	922908744	2,546	$351,170	0.25%
84	INVESCO EXCHANGE TRADED FD T	IVZ	6,382	$329,758	0.23%
85	ISHARES TR	464288851	3,377	$329,359	0.23%
86	PUTNAM MANAGED MUN INCOME TR	746823103	60,086	$328,670	0.23%
87	INVESCO EXCHANGE TRADED FD T	IVZ	10,700	$328,276	0.23%
88	GLOBAL X FDS	37954Y855	5,710	$315,021	0.22%
89	SCHWAB STRATEGIC TR	808524706	12,690	$303,799	0.21%
90	SELECT SECTOR SPDR TR	81369Y308	4,278	$294,369	0.21%
91	INVESCO EXCHANGE TRADED FD T	IVZ	20,165	$283,520	0.20%
92	ISHARES TR	464287226	2,964	$278,735	0.19%
93	SPDR SER TR	78464A631	2,425	$271,843	0.19%
94	GLOBAL X FDS	37954Y376	11,056	$253,846	0.18%
95	ISHARES TR	464287556	1,960	$239,688	0.17%
96	CREDIT SUISSE HIGH YIELD BD	DHY	122,185	$229,708	0.16%
97	ISHARES TR	464288828	925	$227,643	0.16%
98	BERKSHIRE HATHAWAY INC DEL	BRK-A	644	$225,593	0.16%
99	ISHARES TR	464288869	2,138	$214,014	0.15%
100	ISHARES TR	46435G342	9,417	$210,376	0.15%
101	JPMORGAN CHASE & CO	VYLD	1,442	$209,119	0.15%
102	SELECT SECTOR SPDR TR	81369Y886	3,523	$207,610	0.15%
103	SCHWAB STRATEGIC TR	808524805	6,052	$205,526	0.14%
104	ALDEYRA THERAPEUTICS INC	ALDX	28,331	$189,251	0.13%
105	ISHARES TR	464288224	12,628	$184,621	0.13%
106	VIRTUS CONVERTIBLE & INCOME	92838X102	40,789	$126,854	0.09%
107	TRANSOCEAN LTD	RIG	10,607	$87,083	0.06%
108	NOKIA CORP	NOKBF	15,000	$56,100	0.04%
109	CANOO INC	13803R102	10,000	$4,900	0.00%