13F HOLDINGS REPORT

Joseph P. Lucia & Associates, LLC

Quarter ended Q3 2023 · Filed July 21, 2023 · Accession 0001172661-23-002574

Total Value

$149.4M

Positions

117

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (117)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	APPLE INC	AAPL	42,718	$8.3M	5.55%
2	PROSHARES TR	74348A467	71,061	$6.7M	4.48%
3	INVESCO EXCHANGE TRADED FD T	IVZ	19,459	$5.7M	3.83%
4	VANECK ETF TRUST	92189F676	37,030	$5.6M	3.77%
5	ISHARES TR	464287168	45,191	$5.1M	3.43%
6	INVESCO EXCHANGE TRADED FD T	IVZ	91,565	$4.7M	3.14%
7	SELECT SECTOR SPDR TR	81369Y803	26,539	$4.6M	3.09%
8	SCHWAB STRATEGIC TR	808524300	51,277	$3.8M	2.57%
9	AMAZON COM INC	AMZN	28,633	$3.7M	2.50%
10	INVESCO EXCHANGE TRADED FD T	IVZ	12,395	$3.7M	2.47%
11	SCHWAB STRATEGIC TR	808524797	48,160	$3.5M	2.34%
12	SCHWAB STRATEGIC TR	808524870	60,363	$3.2M	2.12%
13	J P MORGAN EXCHANGE TRADED F	46641Q332	54,145	$3.0M	2.01%
14	ETF MANAGERS TR	26924G201	52,237	$2.6M	1.77%
15	SCHWAB STRATEGIC TR	808524102	47,087	$2.4M	1.63%
16	INVESCO EXCHANGE TRADED FD T	IVZ	14,255	$2.4M	1.60%
17	GLOBAL X FDS	37954Y483	134,397	$2.4M	1.60%
18	INVESCO QQQ TR	IVZ	6,283	$2.3M	1.55%
19	VANGUARD INDEX FDS	922908538	11,267	$2.3M	1.55%
20	ALPS ETF TR	00162Q858	46,146	$2.3M	1.54%
21	INVESCO EXCHANGE TRADED FD T	IVZ	11,072	$2.3M	1.52%
22	SPDR S&P 500 ETF TR	SPY	4,898	$2.2M	1.45%
23	SCHWAB STRATEGIC TR	808524607	49,440	$2.2M	1.45%
24	VANECK ETF TRUST	92189F429	120,962	$2.1M	1.43%
25	VANGUARD SPECIALIZED FUNDS	921908844	13,019	$2.1M	1.42%
26	SCHWAB STRATEGIC TR	808524508	28,997	$2.1M	1.38%
27	ISHARES TR	464288687	65,918	$2.0M	1.36%
28	SCHWAB STRATEGIC TR	808524201	38,361	$2.0M	1.34%
29	VANGUARD INDEX FDS	922908751	10,087	$2.0M	1.34%
30	NVIDIA CORPORATION	NVDA	4,039	$1.7M	1.14%
31	ISHARES TR	46429B747	16,972	$1.7M	1.11%
32	ISHARES TR	46429B655	32,016	$1.6M	1.09%
33	INVESCO EXCHANGE TRADED FD T	IVZ	23,044	$1.6M	1.06%
34	ISHARES TR	464288810	24,594	$1.4M	0.93%
35	SELECT SECTOR SPDR TR	81369Y605	38,777	$1.3M	0.88%
36	META PLATFORMS INC	META	4,531	$1.3M	0.87%
37	VANGUARD WORLD FDS	92204A504	5,276	$1.3M	0.86%
38	SELECT SECTOR SPDR TR	81369Y506	15,431	$1.3M	0.84%
39	INVESCO EXCHANGE TRADED FD T	IVZ	9,007	$1.2M	0.83%
40	SPDR SER TR	78464A698	29,554	$1.2M	0.81%
41	AMERICAN CENTY ETF TR	025072877	14,616	$1.1M	0.76%
42	J P MORGAN EXCHANGE TRADED F	46654Q203	23,152	$1.1M	0.75%
43	KKR INCOME OPPORTUNITIES FD	KKRT	93,137	$1.1M	0.72%
44	DISNEY WALT CO	254687106	11,865	$1.1M	0.71%
45	INVESCO EXCH TRADED FD TR II	IVZ	39,597	$1.1M	0.70%
46	TESLA INC	TSLA	3,965	$1.0M	0.69%
47	WISDOMTREE TR	WT	30,609	$970,305	0.65%
48	GLOBAL X FDS	37950E416	25,750	$942,193	0.63%
49	SCHWAB STRATEGIC TR	808524409	13,728	$921,012	0.62%
50	GLOBAL X FDS	37954Y475	21,893	$898,708	0.60%
51	VANGUARD INDEX FDS	922908512	6,145	$850,346	0.57%
52	SELECT SECTOR SPDR TR	81369Y100	10,035	$831,600	0.56%
53	SELECT SECTOR SPDR TR	81369Y209	6,034	$800,893	0.54%
54	INTERNATIONAL BUSINESS MACHS	INTR	5,898	$789,255	0.53%
55	CONSOLIDATED EDISON INC	ED	8,535	$771,527	0.52%
56	ALPHABET INC	GOOG	6,369	$762,369	0.51%
57	INVESCO EXCH TRADED FD TR II	IVZ	11,515	$723,257	0.48%
58	VERIZON COMMUNICATIONS INC	VZ	18,884	$702,300	0.47%
59	MICROSOFT CORP	MSFT	1,891	$643,946	0.43%
60	SELECT SECTOR SPDR TR	81369Y407	3,764	$639,165	0.43%
61	INVESCO EXCHANGE TRADED FD T	IVZ	5,555	$614,202	0.41%
62	ETF SER SOLUTIONS	26922A842	28,455	$609,506	0.41%
63	ISHARES TR	464287523	1,095	$555,450	0.37%
64	ISHARES TR	464288760	4,743	$553,366	0.37%
65	EATON VANCE TAX-MANAGED GLOB	ETN	66,650	$547,865	0.37%
66	INVESCO EXCH TRADED FD TR II	IVZ	12,866	$532,009	0.36%
67	GLOBAL X FDS	37954Y814	23,432	$517,144	0.35%
68	SNOWFLAKE INC	SNOW	2,895	$509,462	0.34%
69	GLOBAL X FDS	37954Y624	18,755	$488,380	0.33%
70	VANGUARD INDEX FDS	922908744	3,336	$474,046	0.32%
71	INVESCO EXCHANGE TRADED FD T	IVZ	2,893	$452,334	0.30%
72	GLOBAL X FDS	37950E291	26,870	$448,729	0.30%
73	GLOBAL X FDS	37954Y855	6,719	$436,869	0.29%
74	ISHARES TR	464287457	5,276	$427,740	0.29%
75	VANECK ETF TRUST	92189F353	22,895	$418,974	0.28%
76	VANGUARD MALVERN FDS	922020805	8,617	$408,640	0.27%
77	AMPLIFY ETF TR	032108409	11,195	$403,020	0.27%
78	SELECT SECTOR SPDR TR	81369Y704	3,684	$395,367	0.26%
79	VANGUARD INDEX FDS	922908629	1,778	$391,444	0.26%
80	ISHARES TR	464287176	3,614	$388,939	0.26%
81	PUTNAM MANAGED MUN INCOME TR	746823103	62,498	$380,613	0.25%
82	ENERGY TRANSFER L P	ET-PI	29,935	$380,175	0.25%
83	ALPHABET INC	GOOG	3,120	$377,426	0.25%
84	VANGUARD BD INDEX FDS	921937819	4,970	$373,893	0.25%
85	UBER TECHNOLOGIES INC	UBER	8,569	$369,924	0.25%
86	ISHARES TR	464287242	3,204	$346,527	0.23%
87	INVESCO EXCHANGE TRADED FD T	IVZ	31,914	$335,735	0.22%
88	ISHARES TR	464288851	3,852	$327,150	0.22%
89	SCHWAB STRATEGIC TR	808524706	12,915	$318,096	0.21%
90	SPDR SER TR	78464A631	2,425	$294,710	0.20%
91	INVESCO EXCHANGE TRADED FD T	IVZ	20,165	$289,368	0.19%
92	ISHARES TR	464287226	2,949	$288,855	0.19%
93	ISHARES TR	464287556	2,145	$272,329	0.18%
94	VANGUARD WORLD FD	921910725	4,787	$254,238	0.17%
95	SPDR SER TR	78464A581	2,532	$249,149	0.17%
96	GLOBAL X FDS	37954Y376	11,056	$246,880	0.17%
97	ISHARES TR	46435G342	10,275	$242,490	0.16%
98	ISHARES TR	464288828	925	$236,615	0.16%
99	ISHARES TR	464288869	2,138	$233,683	0.16%
100	ISHARES TR	464288224	12,628	$232,355	0.16%
101	CREDIT SUISSE HIGH YIELD BD	DHY	122,185	$230,930	0.15%
102	SELECT SECTOR SPDR TR	81369Y886	3,523	$230,545	0.15%
103	SPDR GOLD TR	GLD	1,292	$230,325	0.15%
104	AMERICAN CENTY ETF TR	025072810	3,459	$227,118	0.15%
105	ISHARES TR	464287432	2,156	$221,939	0.15%
106	SCHWAB STRATEGIC TR	808524805	6,212	$221,458	0.15%
107	BERKSHIRE HATHAWAY INC DEL	BRK-A	644	$219,604	0.15%
108	SPDR SER TR	78464A367	9,346	$217,388	0.15%
109	SELECT SECTOR SPDR TR	81369Y308	2,899	$215,019	0.14%
110	JPMORGAN CHASE & CO	VYLD	1,442	$209,724	0.14%
111	SSGA ACTIVE ETF TR	78467V202	6,775	$205,260	0.14%
112	ALDEYRA THERAPEUTICS INC	ALDX	22,781	$191,133	0.13%
113	VIRTUS CONVERTIBLE & INCOME	92838X102	53,529	$186,281	0.12%
114	AGNC INVT CORP	00123Q104	11,275	$114,216	0.08%
115	NOKIA CORP	NOKBF	15,000	$62,400	0.04%
116	MUSCLE MAKER INC	SDOT	16,805	$19,998	0.01%
117	CANOO INC	13803R102	10,000	$4,794	0.00%