13F HOLDINGS REPORT
Altium Capital Management LP
Quarter ended Q4 2023 · Filed November 14, 2023 · Accession 0001420506-23-002134
Total Value
$191.7M
Positions
72
Other Managers
0
Confidential Omitted
No
Holdings (72)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CYMABAY THERAPEUTICS INC | 23257D103 | 800,000 | $11.9M | 6.22% |
| 2 | IMMUNOVANT INC | IMVT | 300,000 | $11.5M | 6.01% |
| 3 | IMMUNOGEN INC | 45253H101 | 725,000 | $11.5M | 6.00% |
| 4 | ASTRIA THERAPEUTICS INC | 04635X102 | 1,347,088 | $10.0M | 5.24% |
| 5 | XTANT MED HLDGS INC | 98420P308 | 8,934,362 | $9.8M | 5.13% |
| 6 | AMYLYX PHARMACEUTICALS INC | AMLX | 534,700 | $9.8M | 5.11% |
| 7 | ADMA BIOLOGICS INC | ADMA | 2,723,011 | $9.7M | 5.08% |
| 8 | ALIMERA SCIENCES INC | 016259202 | 2,934,108 | $9.1M | 4.74% |
| 9 | STRUCTURE THERAPEUTICS INC | GPCR | 155,000 | $7.8M | 4.08% |
| 10 | CRINETICS PHARMACEUTICALS IN | CRNX | 262,000 | $7.8M | 4.06% |
| 11 | XENON PHARMACEUTICALS INC | XENE | 228,000 | $7.8M | 4.06% |
| 12 | BIOHAVEN LTD | BHVN | 287,000 | $7.5M | 3.89% |
| 13 | AXSOME THERAPEUTICS INC | AXSM | 92,000 | $6.4M | 3.35% |
| 14 | KARUNA THERAPEUTICS INC | 48576A100 | 34,000 | $5.7M | 3.00% |
| 15 | MOONLAKE IMMUNOTHERAPEUTICS | MLTX | 88,000 | $5.0M | 2.62% |
| 16 | VERA THERAPEUTICS INC | VERA | 333,681 | $4.6M | 2.39% |
| 17 | SAGIMET BIOSCIENCES INC | SGMT | 483,181 | $4.3M | 2.22% |
| 18 | OLEMA PHARMACEUTICALS INC | OLMA | 335,000 | $4.1M | 2.16% |
| 19 | HARMONY BIOSCIENCES HLDGS IN | HRMY | 117,000 | $3.8M | 2.00% |
| 20 | APELLIS PHARMACEUTICALS INC | APLS | 100,000 | $3.8M | 1.98% |
| 21 | SAREPTA THERAPEUTICS INC | SRPT | 29,300 | $3.6M | 1.85% |
| 22 | DYNE THERAPEUTICS INC | DYN | 315,000 | $2.8M | 1.47% |
| 23 | ACLARIS THERAPEUTICS INC | ACRS | 403,000 | $2.8M | 1.44% |
| 24 | ACUMEN PHARMACEUTICALS INC | ABOS | 650,000 | $2.7M | 1.41% |
| 25 | REPLIMUNE GROUP INC | REPL | 155,000 | $2.7M | 1.38% |
| 26 | ORIC PHARMACEUTICALS INC | ORIC | 418,706 | $2.5M | 1.32% |
| 27 | COGENT BIOSCIENCES INC | COGT | 235,000 | $2.3M | 1.19% |
| 28 | PHATHOM PHARMACEUTICALS INC | PHAT | 220,000 | $2.3M | 1.19% |
| 29 | JASPER THERAPEUTICS INC | JSPRW | 2,868,000 | $2.0M | 1.05% |
| 30 | INTRA-CELLULAR THERAPIES INC | 46116X101 | 28,000 | $1.5M | 0.76% |
| 31 | SOLENO THERAPEUTICS INC | SLNO | 47,081 | $1.4M | 0.72% |
| 32 | MERSANA THERAPEUTICS INC | 59045L106 | 1,059,136 | $1.3M | 0.70% |
| 33 | DIAMEDICA THERAPEUTICS INC | DMAC | 496,000 | $1.3M | 0.67% |
| 34 | ACLARIS THERAPEUTICS INC | ACRS | 175,000 | $1.2M | 0.63% |
| 35 | PRAXIS PRECISION MEDICINES I | PRAX | 650,000 | $1.1M | 0.58% |
| 36 | ANAVEX LIFE SCIENCES CORP | AVXL | 154,900 | $1.0M | 0.53% |
| 37 | ANAVEX LIFE SCIENCES CORP | AVXL | 154,900 | $1.0M | 0.53% |
| 38 | MARINUS PHARMACEUTICALS INC | 56854Q200 | 125,033 | $1.0M | 0.52% |
| 39 | KARYOPHARM THERAPEUTICS INC | KPTI | 740,000 | $991,600 | 0.52% |
| 40 | FAT BRANDS INC | FATPQ | 200,000 | $974,000 | 0.51% |
| 41 | GRI BIO INC | GRI | 521,508 | $808,337 | 0.42% |
| 42 | SADOT GROUP INC | SDOT | 865,263 | $604,819 | 0.32% |
| 43 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 60,876 | $516,228 | 0.27% |
| 44 | ARS PHARMACEUTICALS INC | SPRY | 100,000 | $378,000 | 0.20% |
| 45 | SNOW LAKE RES LTD | 83336J208 | 219,384 | $289,587 | 0.15% |
| 46 | WEARABLE DEVICES LTD | WLDSW | 1,411,600 | $168,474 | 0.09% |
| 47 | DIRECT DIGITAL HOLDINGS INC | DRCT | 180,000 | $108,018 | 0.06% |
| 48 | NOCTURNE ACQUISITION CORP | G6580S106 | 500,000 | $78,250 | 0.04% |
| 49 | NEXGEL INC | NXGLW | 225,000 | $76,500 | 0.04% |
| 50 | CINGULATE INC | CINGW | 270,000 | $44,550 | 0.02% |
| 51 | ONFOLIO HOLDINGS INC | ONFOW | 200,000 | $26,680 | 0.01% |
| 52 | PEPPERLIME HEALTH ACQUSTN CO | G70021111 | 367,500 | $26,093 | 0.01% |
| 53 | JEFFS BRANDS LTD | M61472110 | 480,770 | $21,394 | 0.01% |
| 54 | NLS PHARMACEUTICS LTD | H57830111 | 200,000 | $21,040 | 0.01% |
| 55 | PROSOMNUS INC | 50535E116 | 150,000 | $10,500 | 0.01% |
| 56 | BITCOIN DEPOT INC | BTMWW | 50,000 | $9,495 | 0.00% |
| 57 | CEA INDUSTRIES INC | BNCWZ | 250,000 | $9,200 | 0.00% |
| 58 | HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | 650,000 | $6,435 | 0.00% |
| 59 | TG VENTURE ACQUISITION CORP | 87251T117 | 200,000 | $6,400 | 0.00% |
| 60 | HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | 600,000 | $4,500 | 0.00% |
| 61 | CONDUIT PHARMACEUTICALS INC | CDTTW | 100,000 | $4,500 | 0.00% |
| 62 | CHAVANT CAPITAL ACQUISITN CO | G2058L111 | 150,000 | $4,380 | 0.00% |
| 63 | COLISEUM ACQUISITION CORP | G2263T107 | 28,333 | $3,612 | 0.00% |
| 64 | SURROZEN INC | SRZNW | 82,233 | $3,380 | 0.00% |
| 65 | DIGITAL HEALTH ACQUISITION C | 253893119 | 150,000 | $3,315 | 0.00% |
| 66 | WESTERN ACQSTN VENTURES CORP | CYCUW | 100,000 | $3,210 | 0.00% |
| 67 | NEXALIN TECHNOLOGY INC | NXL | 105,000 | $2,625 | 0.00% |
| 68 | SELINA HOSPITALITY PLC | G8059B119 | 101,439 | $1,420 | 0.00% |
| 69 | OPY ACQUISITION CORP I | 671005114 | 50,000 | $1,385 | 0.00% |
| 70 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 18,823 | $393 | 0.00% |
| 71 | BRUUSH ORAL CARE INC | 11750K120 | 14,423 | $342 | 0.00% |
| 72 | RELATIVITY ACQUISITION CORP | ACQC | 100,000 | $0 | 0.00% |