13F HOLDINGS REPORT
Altium Capital Management LP
Quarter ended Q1 2023 · Filed February 14, 2023 · Accession 0001420506-23-000571
Total Value
$196.8M
Positions
94
Other Managers
0
Confidential Omitted
No
Holdings (94)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | ASTRIA THERAPEUTICS INC | 04635X102 | 1,355,372 | $20.2M | 10.26% |
| 2 | ADMA BIOLOGICS INC | ADMA | 2,870,000 | $11.1M | 5.66% |
| 3 | CHINOOK THERAPEUTICS INC | 16961L106 | 385,000 | $10.1M | 5.13% |
| 4 | BELLUS HEALTH INC NEW | 07987C204 | 1,132,000 | $9.3M | 4.73% |
| 5 | PEPPERLIME HEALTH ACQUSTN CO | G70021103 | 735,000 | $7.5M | 3.81% |
| 6 | AKERO THERAPEUTICS INC | 00973Y108 | 125,000 | $6.8M | 3.48% |
| 7 | CYMABAY THERAPEUTICS INC | 23257D103 | 1,025,000 | $6.4M | 3.27% |
| 8 | VERONA PHARMA PLC | 925050106 | 215,000 | $5.6M | 2.85% |
| 9 | INTRA-CELLULAR THERAPIES INC | 46116X101 | 100,000 | $5.3M | 2.69% |
| 10 | AMYLYX PHARMACEUTICALS INC | AMLX | 140,000 | $5.2M | 2.63% |
| 11 | RHYTHM PHARMACEUTICALS INC | RYTM | 170,000 | $5.0M | 2.52% |
| 12 | ARCELLX INC | ACLX | 150,000 | $4.6M | 2.36% |
| 13 | REPLIMUNE GROUP INC | REPL | 160,000 | $4.4M | 2.21% |
| 14 | KARUNA THERAPEUTICS INC | 48576A100 | 22,000 | $4.3M | 2.20% |
| 15 | XTANT MED HLDGS INC | 98420P308 | 6,246,291 | $4.1M | 2.10% |
| 16 | IVERIC BIO INC | 46583P102 | 190,000 | $4.1M | 2.07% |
| 17 | TANDEM DIABETES CARE INC | TNDM | 90,000 | $4.0M | 2.06% |
| 18 | GLAUKOS CORP | GKOS | 91,000 | $4.0M | 2.02% |
| 19 | ESPERION THERAPEUTICS INC NE | ESPR | 620,000 | $3.9M | 1.96% |
| 20 | OUTLOOK THERAPEUTICS INC | OTLK | 3,327,404 | $3.6M | 1.83% |
| 21 | RESMED INC | RSMDF | 17,000 | $3.5M | 1.80% |
| 22 | AKOYA BIOSCIENCES INC | 00974H104 | 330,000 | $3.2M | 1.60% |
| 23 | QUANTERIX CORP | QTRX | 224,800 | $3.1M | 1.58% |
| 24 | MYRIAD GENETICS INC | MYGN | 212,000 | $3.1M | 1.56% |
| 25 | KORU MEDICAL SYSTEMS INC | KRMD | 855,000 | $3.1M | 1.55% |
| 26 | NEVRO CORP | 64157F103 | 76,000 | $3.0M | 1.53% |
| 27 | PACIFIC BIOSCIENCES CALIF IN | 69404D108 | 365,000 | $3.0M | 1.52% |
| 28 | BIOHAVEN LTD | BHVN | 200,000 | $2.8M | 1.41% |
| 29 | CTI BIOPHARMA CORP | 12648L601 | 450,000 | $2.7M | 1.37% |
| 30 | SI-BONE INC | SIBN | 195,000 | $2.7M | 1.35% |
| 31 | NEOGENOMICS INC | NEO | 285,000 | $2.6M | 1.34% |
| 32 | CARA THERAPEUTICS INC | 140755109 | 195,960 | $2.1M | 1.07% |
| 33 | NEUROCRINE BIOSCIENCES INC | NBIX | 17,500 | $2.1M | 1.06% |
| 34 | COLLEGIUM PHARMACEUTICAL INC | COLL | 90,000 | $2.1M | 1.06% |
| 35 | VAXCYTE INC | PCVX | 43,000 | $2.1M | 1.05% |
| 36 | TG VENTURE ACQUISITION CORP | 87251T208 | 200,000 | $2.0M | 1.04% |
| 37 | PLIANT THERAPEUTICS INC | PLRX | 100,000 | $1.9M | 0.98% |
| 38 | SAGE THERAPEUTICS INC | 78667J108 | 50,000 | $1.9M | 0.97% |
| 39 | BIOLINERX LTD | BLRX | 3,103,635 | $1.8M | 0.93% |
| 40 | AULT DISRUPTIVE TECHS CORP | 05150A104 | 150,000 | $1.5M | 0.78% |
| 41 | TG THERAPEUTICS INC | TGTX | 100,000 | $1.2M | 0.60% |
| 42 | SYROS PHARMACEUTICALS INC | 87184Q206 | 315,070 | $1.1M | 0.57% |
| 43 | WESTERN ACQSTN VENTURES CORP | 95758L206 | 100,000 | $1.1M | 0.56% |
| 44 | MURPHY CANYON ACQUISITION CO | 626642201 | 100,000 | $1.0M | 0.52% |
| 45 | ARYA SCIENCES ACQU CORP IV | G31659108 | 100,000 | $1.0M | 0.51% |
| 46 | COLISEUM ACQUISITION CORP | G2263T123 | 85,000 | $853,400 | 0.43% |
| 47 | TAYSHA GENE THERAPIES INC | TSHA | 359,051 | $811,455 | 0.41% |
| 48 | SOMALOGIC INC | 83444K105 | 310,000 | $778,100 | 0.40% |
| 49 | HYRECAR INC | 44916T107 | 1,688,120 | $715,763 | 0.36% |
| 50 | TERNS PHARMACEUTICALS INC | TERN | 70,000 | $712,600 | 0.36% |
| 51 | FAT BRANDS INC | FATPQ | 227,000 | $683,270 | 0.35% |
| 52 | RXSIGHT INC | RXST | 50,586 | $640,925 | 0.33% |
| 53 | POLISHED COM INC | 28252C109 | 1,000,821 | $578,174 | 0.29% |
| 54 | PEPGEN INC | PEPG | 40,000 | $534,800 | 0.27% |
| 55 | GSR II METEORA ACQUISITN COR | 36263W204 | 50,000 | $528,500 | 0.27% |
| 56 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 60,876 | $514,402 | 0.26% |
| 57 | OPY ACQUISITION CORP I | 671005106 | 50,000 | $501,000 | 0.25% |
| 58 | COLOMBIER ACQUISITION CORP | CLBR-WT | 50,000 | $497,000 | 0.25% |
| 59 | POLISHED COM INC | 28252C117 | 6,103,824 | $488,306 | 0.25% |
| 60 | MEDIWOUND LTD | MDWD | 27,286 | $368,088 | 0.19% |
| 61 | KURA ONCOLOGY INC | KURA | 28,198 | $349,937 | 0.18% |
| 62 | ABEONA THERAPEUTICS INC | ABEO | 108,696 | $334,784 | 0.17% |
| 63 | TROIKA MEDIA GROUP INC | 89689F305 | 2,672,640 | $310,026 | 0.16% |
| 64 | LIGHTNING EMOTORS INC | 53228T101 | 581,852 | $213,249 | 0.11% |
| 65 | WEARABLE DEVICES LTD | WLDSW | 1,411,600 | $171,086 | 0.09% |
| 66 | DIRECT DIGITAL HOLDINGS INC | DRCT | 180,000 | $140,400 | 0.07% |
| 67 | ASTRIA THERAPEUTICS INC | 04635X902 | 7,700 | $114,653 | 0.06% |
| 68 | HEALTH SCIENCES ACQ CORP 2 | G4411D109 | 10,000 | $99,800 | 0.05% |
| 69 | JEFFS BRANDS LTD | M61472110 | 480,770 | $79,327 | 0.04% |
| 70 | CINGULATE INC | CINGW | 270,000 | $64,827 | 0.03% |
| 71 | ONFOLIO HOLDINGS INC | ONFOW | 200,000 | $48,000 | 0.02% |
| 72 | HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | 650,000 | $38,935 | 0.02% |
| 73 | NOCTURNE ACQUISITION CORP | G6580S106 | 500,000 | $38,900 | 0.02% |
| 74 | NLS PHARMACEUTICS LTD | H57830111 | 200,000 | $38,010 | 0.02% |
| 75 | NEXGEL INC | NXGLW | 225,000 | $33,750 | 0.02% |
| 76 | LIGHTNING EMOTORS INC | 53228T119 | 652,173 | $25,304 | 0.01% |
| 77 | PEPPERLIME HEALTH ACQUSTN CO | G70021111 | 367,500 | $24,071 | 0.01% |
| 78 | CEA INDUSTRIES INC | BNCWZ | 250,000 | $22,500 | 0.01% |
| 79 | CHAVANT CAPITAL ACQUISITN CO | G2058L111 | 150,000 | $21,705 | 0.01% |
| 80 | NEXALIN TECHNOLOGY INC | NXL | 105,000 | $21,000 | 0.01% |
| 81 | TILRAY BRANDS INC | TLRY | 7,600 | $20,444 | 0.01% |
| 82 | BRUUSH ORAL CARE INC | 11750K120 | 360,579 | $19,543 | 0.01% |
| 83 | INNOVATIVE EYEWEAR INC | LUCYW | 150,000 | $18,345 | 0.01% |
| 84 | HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | 600,000 | $17,400 | 0.01% |
| 85 | DIGITAL HEALTH ACQUISITION C | 253893119 | 150,000 | $14,835 | 0.01% |
| 86 | PROSOMNUS INC | 50535E116 | 150,000 | $11,790 | 0.01% |
| 87 | SELINA HOSPITALITY PLC | G8059B119 | 101,439 | $8,115 | 0.00% |
| 88 | EUCRATES BIOMEDICAL ACQU COR | G3141W122 | 133,333 | $7,413 | 0.00% |
| 89 | SURROZEN INC | SRZNW | 82,233 | $7,023 | 0.00% |
| 90 | OPY ACQUISITION CORP I | 671005114 | 50,000 | $3,225 | 0.00% |
| 91 | RELATIVITY ACQUISITION CORP | ACQC | 100,000 | $3,010 | 0.00% |
| 92 | COLISEUM ACQUISITION CORP | G2263T107 | 28,333 | $2,026 | 0.00% |
| 93 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 18,823 | $1,684 | 0.00% |
| 94 | COLOMBIER ACQUISITION CORP | CLBR-WT | 16,666 | $1,433 | 0.00% |