13F HOLDINGS REPORT
Altium Capital Management LP
Quarter ended Q3 2023 · Filed August 14, 2023 · Accession 0001420506-23-001711
Total Value
$132.1M
Positions
68
Other Managers
0
Confidential Omitted
No
Holdings (68)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | CHINOOK THERAPEUTICS INC | 16961L106 | 305,000 | $11.7M | 8.87% |
| 2 | ASTRIA THERAPEUTICS INC | 04635X102 | 1,347,088 | $11.2M | 8.49% |
| 3 | IMMUNOGEN INC | 45253H101 | 485,000 | $9.2M | 6.93% |
| 4 | ADMA BIOLOGICS INC | ADMA | 2,380,000 | $8.8M | 6.65% |
| 5 | XENON PHARMACEUTICALS INC | XENE | 228,000 | $8.8M | 6.64% |
| 6 | CYMABAY THERAPEUTICS INC | 23257D103 | 668,702 | $7.3M | 5.54% |
| 7 | XTANT MED HLDGS INC | 98420P308 | 6,227,559 | $5.8M | 4.38% |
| 8 | HARMONY BIOSCIENCES HLDGS IN | HRMY | 149,889 | $5.3M | 3.99% |
| 9 | GRI BIO INC | GRI | 1,179,286 | $5.0M | 3.79% |
| 10 | MOONLAKE IMMUNOTHERAPEUTICS | MLTX | 88,000 | $4.5M | 3.40% |
| 11 | REATA PHARMACEUTICALS INC | 75615P103 | 41,485 | $4.2M | 3.20% |
| 12 | AMYLYX PHARMACEUTICALS INC | AMLX | 185,000 | $4.0M | 3.02% |
| 13 | JASPER THERAPEUTICS INC | JSPRW | 2,868,000 | $3.9M | 2.97% |
| 14 | INTERCEPT PHARMACEUTICALS IN | INTR | 323,000 | $3.6M | 2.70% |
| 15 | BRIDGEBIO PHARMA INC | BBIO | 200,000 | $3.4M | 2.60% |
| 16 | SAREPTA THERAPEUTICS INC | SRPT | 28,000 | $3.2M | 2.43% |
| 17 | REPLIMUNE GROUP INC | REPL | 130,000 | $3.0M | 2.28% |
| 18 | PHATHOM PHARMACEUTICALS INC | PHAT | 207,432 | $3.0M | 2.25% |
| 19 | AXSOME THERAPEUTICS INC | AXSM | 40,000 | $2.9M | 2.18% |
| 20 | OLEMA PHARMACEUTICALS INC | OLMA | 310,000 | $2.8M | 2.12% |
| 21 | COGENT BIOSCIENCES INC | COGT | 235,000 | $2.8M | 2.11% |
| 22 | CRINETICS PHARMACEUTICALS IN | CRNX | 135,000 | $2.4M | 1.84% |
| 23 | VERA THERAPEUTICS INC | VERA | 120,000 | $1.9M | 1.46% |
| 24 | DYNE THERAPEUTICS INC | DYN | 155,000 | $1.7M | 1.32% |
| 25 | PRAXIS PRECISION MEDICINES I | PRAX | 1,425,000 | $1.6M | 1.24% |
| 26 | KARYOPHARM THERAPEUTICS INC | KPTI | 740,000 | $1.3M | 1.00% |
| 27 | PEPPERLIME HEALTH ACQUSTN CO | G70021103 | 100,000 | $1.0M | 0.79% |
| 28 | WESTERN ACQSTN VENTURES CORP | CYCUW | 100,000 | $1.0M | 0.79% |
| 29 | KODIAK SCIENCES INC | KOD | 150,000 | $1.0M | 0.78% |
| 30 | FAT BRANDS INC | FATPQ | 227,000 | $776,340 | 0.59% |
| 31 | IMMUNOVANT INC | IMVT | 35,100 | $665,847 | 0.50% |
| 32 | MERSANA THERAPEUTICS INC | 59045L906 | 200,100 | $658,329 | 0.50% |
| 33 | DOUBLEDOWN INTERACTIVE CO LT | DDI | 60,876 | $582,583 | 0.44% |
| 34 | COLOMBIER ACQUISITION CORP | CLBR-WT | 50,000 | $513,500 | 0.39% |
| 35 | OPY ACQUISITION CORP I | 671005106 | 50,000 | $512,000 | 0.39% |
| 36 | POLISHED COM INC | 28252C117 | 6,103,824 | $396,138 | 0.30% |
| 37 | WEARABLE DEVICES LTD | WLDSW | 1,411,600 | $282,320 | 0.21% |
| 38 | POLISHED COM INC | 28252C109 | 576,048 | $264,982 | 0.20% |
| 39 | MARPAI INC | MRAI | 117,848 | $201,520 | 0.15% |
| 40 | DIRECT DIGITAL HOLDINGS INC | DRCT | 180,000 | $108,000 | 0.08% |
| 41 | NEXGEL INC | NXGLW | 225,000 | $97,200 | 0.07% |
| 42 | FIBROGEN INC | 31572Q908 | 35,000 | $94,500 | 0.07% |
| 43 | NOCTURNE ACQUISITION CORP | G6580S106 | 500,000 | $62,550 | 0.05% |
| 44 | CINGULATE INC | CINGW | 270,000 | $56,700 | 0.04% |
| 45 | JEFFS BRANDS LTD | M61472110 | 480,770 | $55,721 | 0.04% |
| 46 | FIBROGEN INC | 31572Q958 | 17,000 | $45,900 | 0.03% |
| 47 | ONFOLIO HOLDINGS INC | ONFOW | 200,000 | $40,000 | 0.03% |
| 48 | BRUUSH ORAL CARE INC | 11750K120 | 360,579 | $28,846 | 0.02% |
| 49 | NLS PHARMACEUTICS LTD | H57830111 | 200,000 | $21,400 | 0.02% |
| 50 | CEA INDUSTRIES INC | BNCWZ | 250,000 | $13,188 | 0.01% |
| 51 | COLOMBIER ACQUISITION CORP | CLBR-WT | 16,666 | $12,791 | 0.01% |
| 52 | PROSOMNUS INC | 50535E116 | 150,000 | $12,075 | 0.01% |
| 53 | NEXALIN TECHNOLOGY INC | NXL | 105,000 | $11,550 | 0.01% |
| 54 | DIGITAL HEALTH ACQUISITION C | 253893119 | 150,000 | $9,990 | 0.01% |
| 55 | PEPPERLIME HEALTH ACQUSTN CO | G70021111 | 367,500 | $8,416 | 0.01% |
| 56 | CHAVANT CAPITAL ACQUISITN CO | G2058L111 | 150,000 | $6,450 | 0.00% |
| 57 | WESTERN ACQSTN VENTURES CORP | CYCUW | 100,000 | $6,090 | 0.00% |
| 58 | HARBOR CUSTOM DEVELOPMENT IN | 41150T124 | 650,000 | $5,720 | 0.00% |
| 59 | MURPHY CANYON ACQUISITION CO | 626642110 | 100,000 | $4,580 | 0.00% |
| 60 | SURROZEN INC | SRZNW | 82,233 | $4,539 | 0.00% |
| 61 | TG VENTURE ACQUISITION CORP | 87251T117 | 200,000 | $4,500 | 0.00% |
| 62 | SELINA HOSPITALITY PLC | G8059B119 | 101,439 | $4,331 | 0.00% |
| 63 | OPY ACQUISITION CORP I | 671005114 | 50,000 | $4,255 | 0.00% |
| 64 | COLISEUM ACQUISITION CORP | G2263T107 | 28,333 | $4,247 | 0.00% |
| 65 | HARBOR CUSTOM DEVELOPMENT IN | 41150T116 | 600,000 | $4,200 | 0.00% |
| 66 | LIGHTNING EMOTORS INC | 53228T119 | 32,608 | $991 | 0.00% |
| 67 | TC BIOPHARM HOLDINGS PLC | 87807D111 | 18,823 | $809 | 0.00% |
| 68 | RELATIVITY ACQUISITION CORP | ACQC | 100,000 | $0 | 0.00% |