13F HOLDINGS REPORT
Thomas J. Herzfeld Advisors, Inc.
Quarter ended Q3 2024 · Filed November 12, 2024 · Accession 0001398344-24-020507
Total Value
$300.3M
Positions
155
Other Managers
0
Confidential Omitted
No
Holdings (155)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | PIMCO Dynamic Income Strategy Fund | PDX | 1,533,137 | $36.2M | 12.04% |
| 2 | FS Credit Opportunities Corp | FSCO | 4,292,358 | $27.3M | 9.08% |
| 3 | Highland Floating Rate Opportunities Fund | HFRO-PB | 3,019,455 | $18.5M | 6.16% |
| 4 | Nuveen Vriabl Rat Pfd & Inm | NU | 634,969 | $12.0M | 4.01% |
| 5 | High Income Secs Fd Shs | 42968F108 | 1,574,349 | $10.8M | 3.58% |
| 6 | Sound Point Meridian Cap Inc. | SPME | 421,699 | $8.3M | 2.78% |
| 7 | Cornerstone Strategic Value Fund Inc | CLM | 756,291 | $5.8M | 1.93% |
| 8 | Destra Multi-Alternative Fd | 25065A502 | 669,203 | $5.8M | 1.93% |
| 9 | The Herzfeld Caribbean Basin Fund Inc | HERZ | 2,532,115 | $5.7M | 1.91% |
| 10 | Nuveen Floating Rate Income | 67072T108 | 648,025 | $5.7M | 1.90% |
| 11 | PIMCO Access Income Fund | PAXS | 305,530 | $5.1M | 1.69% |
| 12 | Norwegian Cruise Line Holdings Ltd | NCLH | 243,207 | $5.0M | 1.66% |
| 13 | Saba Capital Income & Opport | BRW | 570,087 | $4.9M | 1.62% |
| 14 | Neuberger Brman Next Genera | NBXG | 360,412 | $4.6M | 1.54% |
| 15 | Nuveen Pfd & Income Opportun | NU | 563,822 | $4.6M | 1.52% |
| 16 | Suro Capital Corp | SSSSL | 1,088,510 | $4.4M | 1.46% |
| 17 | BlackRock Science and Technology Trust II | BLK | 227,639 | $4.4M | 1.46% |
| 18 | Royal Caribbean Group | V7780T103 | 24,348 | $4.3M | 1.44% |
| 19 | MasTec Inc | MTZ | 34,872 | $4.3M | 1.43% |
| 20 | Brookfield Real Assets Incom | RA | 309,471 | $4.2M | 1.41% |
| 21 | Nuveen Dow 30 Dynamic Overwrite Fund | NU | 268,086 | $4.0M | 1.33% |
| 22 | Tortoise Energy Infra Corp | TYG | 99,054 | $3.9M | 1.29% |
| 23 | Flaherty & Crumrine Pfd Secs | 338478100 | 229,127 | $3.8M | 1.25% |
| 24 | Central Securities Corp | 155123102 | 81,851 | $3.8M | 1.25% |
| 25 | Rivernorth Flexible Mun Income Fund II, Inc. | 76883Y107 | 253,669 | $3.7M | 1.22% |
| 26 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 19248C105 | 166,960 | $3.6M | 1.21% |
| 27 | BlackRock Cap Allocation Tr | BLK | 213,860 | $3.5M | 1.17% |
| 28 | Clearbridge Energy Midstrm O | 18469P209 | 81,031 | $3.4M | 1.14% |
| 29 | Thornburg Incm Builder Opp Tr | 885213108 | 189,418 | $3.4M | 1.12% |
| 30 | MFS Municipal Income Trust | 552738106 | 547,602 | $3.1M | 1.04% |
| 31 | PIMCO Income Strategy FdII | 72201J104 | 399,172 | $3.0M | 1.01% |
| 32 | Tortoise Pwr & Energy Infras | 89147X104 | 167,772 | $3.0M | 1.01% |
| 33 | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 670699107 | 113,701 | $2.9M | 0.95% |
| 34 | The Taiwan Fund Inc | 874036106 | 64,926 | $2.9M | 0.95% |
| 35 | Franklin Limited Duration Income Trust | FTF | 412,154 | $2.7M | 0.92% |
| 36 | Kayne Anderson Energy Infrst | 486606106 | 245,557 | $2.7M | 0.90% |
| 37 | Eaton Vance Tax-Managed Glob | ETN | 307,690 | $2.7M | 0.89% |
| 38 | BlackRock Munihldngs Cali QL | BLK | 223,827 | $2.6M | 0.86% |
| 39 | Tortoise Energy Independence | 89148K200 | 63,784 | $2.4M | 0.80% |
| 40 | OFG Bancorp | OFG | 53,454 | $2.4M | 0.80% |
| 41 | NextEra Energy Inc | NEE-PW | 26,697 | $2.3M | 0.75% |
| 42 | Nuveen Quality Municipal Income Fund | NU | 178,003 | $2.2M | 0.73% |
| 43 | Martin Marietta Materials Inc | 573284106 | 3,840 | $2.1M | 0.69% |
| 44 | First BanCorp/Puerto Rico | 318672706 | 88,690 | $1.9M | 0.63% |
| 45 | Blackstone Strategic Cred 20 | BX | 152,231 | $1.9M | 0.62% |
| 46 | Popular Inc | BPOPM | 18,598 | $1.9M | 0.62% |
| 47 | Lennar Corp | LEN-B | 9,450 | $1.8M | 0.59% |
| 48 | Adams Diversified Equity Fund Inc | 006212104 | 77,883 | $1.7M | 0.56% |
| 49 | Playa Hotels & Resorts Nv | N70544106 | 202,058 | $1.6M | 0.52% |
| 50 | OneSpaWorld Holdings Limited | OSW | 94,570 | $1.6M | 0.52% |
| 51 | Carnival Corp | CUKPF | 82,700 | $1.5M | 0.51% |
| 52 | Nuveen Mortgage and Income Fund | NU | 80,859 | $1.5M | 0.50% |
| 53 | Western Asset Mortgage Opp Fund Inc. | 95790B109 | 123,469 | $1.5M | 0.49% |
| 54 | Ecofin Sustainable and Social Impact Term Fund | 27901F109 | 112,962 | $1.5M | 0.49% |
| 55 | Copa Holdings SA | CPA | 15,250 | $1.4M | 0.48% |
| 56 | Pioneer High Income Fund Inc. | 72369H106 | 172,124 | $1.4M | 0.46% |
| 57 | Fomento Economico Mexicano SAB de CV | 344419106 | 13,899 | $1.4M | 0.46% |
| 58 | Vulcan Materials Co | 929160109 | 5,219 | $1.3M | 0.44% |
| 59 | Vesta Real Estate Corp | VTMX | 48,412 | $1.3M | 0.43% |
| 60 | Pioneer Diversified High Income Trust | 723653101 | 101,600 | $1.2M | 0.42% |
| 61 | Wells Fargo Advantage Multi-Sector Income Fund | ERC | 129,426 | $1.2M | 0.41% |
| 62 | Eagle Pt Cr Co LLC | ECCW | 124,399 | $1.2M | 0.41% |
| 63 | New Fortress Energy Inc | NFE | 133,602 | $1.2M | 0.40% |
| 64 | Janus Detroit Str Tr | 47103U845 | 18,773 | $955,170 | 0.32% |
| 65 | Cemex SAB de CV | CXMSF | 155,581 | $949,044 | 0.32% |
| 66 | Empire State Realty Trust Inc | 292104106 | 73,894 | $818,746 | 0.27% |
| 67 | Nuveen Municipal Credit Inc. | NU | 62,375 | $817,113 | 0.27% |
| 68 | Nuveen Municipal Credit Opp Fund | NU | 69,305 | $808,789 | 0.27% |
| 69 | Grupo Aeroportuario del Sureste SAB de CV | 40051E202 | 2,775 | $784,659 | 0.26% |
| 70 | BNY Mellon Mun Income Inc | 05589T104 | 93,701 | $684,954 | 0.23% |
| 71 | BNY Mellon Strategic Mun Bd | 09662E109 | 99,710 | $621,193 | 0.21% |
| 72 | Eaton Vance New York Mun Bd | ETN | 61,908 | $616,604 | 0.21% |
| 73 | MFS High Yield Municipal Trust | 59318E102 | 161,321 | $591,241 | 0.20% |
| 74 | PIMCO Calif Mun Income Fd II | 72200M108 | 93,268 | $585,723 | 0.20% |
| 75 | MFS Investment Grade Municipal Trust | 59318B108 | 71,123 | $584,631 | 0.19% |
| 76 | EVERTEC Inc | EVTC | 16,956 | $574,639 | 0.19% |
| 77 | BlackRock MuniIvest FD II Inc. | BLK | 49,763 | $566,801 | 0.19% |
| 78 | BlackRock Muni Intermediate Duration Fund Inc | BLK | 44,517 | $560,024 | 0.19% |
| 79 | Invesco Tr Invt Grade New Yo | IVZ | 41,533 | $478,875 | 0.16% |
| 80 | Pioneer Mun High Income Oppo | 723760104 | 37,316 | $462,718 | 0.15% |
| 81 | Seaboard Corp | SE | 137 | $429,769 | 0.14% |
| 82 | Exchange Listed FDS Tr | 30151E806 | 18,106 | $402,859 | 0.13% |
| 83 | Nuveen CA Qualty Mun Income | NU | 32,766 | $389,588 | 0.13% |
| 84 | Invesco Tr Invt Grade Muns | IVZ | 32,858 | $346,980 | 0.12% |
| 85 | Invesco California Value Municipal Income Trust | IVZ | 31,824 | $346,563 | 0.12% |
| 86 | SPDR Gold Tr | GLD | 1,398 | $339,798 | 0.11% |
| 87 | Federated Hermes Prem Muni I | FHI | 22,813 | $283,337 | 0.09% |
| 88 | Investco CurrencyShares Japan | 46138W107 | 4,198 | $269,931 | 0.09% |
| 89 | Pioneer Municipal High Income Trust | 723763108 | 27,892 | $267,763 | 0.09% |
| 90 | Pioneer Municipal High Income Advantage Trust | 723762100 | 30,156 | $266,579 | 0.09% |
| 91 | MFS High Income Mun Tr | 59318D104 | 59,086 | $236,639 | 0.08% |
| 92 | Putnam Managed Mun Income Tr | 746823103 | 35,798 | $233,045 | 0.08% |
| 93 | BNY Mellon Strategic Muns In | 05588W108 | 35,789 | $232,986 | 0.08% |
| 94 | iShares Tr | 46434V860 | 4,469 | $226,131 | 0.08% |
| 95 | SPDR S&P 500 ETF Tr | SPY | 390 | $223,766 | 0.07% |
| 96 | Flaherty & Crumrine Pfd Inco | 33848E106 | 22,542 | $212,120 | 0.07% |
| 97 | Sprott Physical Gold and Silver Trust | SII | 8,000 | $195,920 | 0.07% |
| 98 | SRH Total Return Fund Inc | STEW | 12,338 | $194,933 | 0.06% |
| 99 | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 95766Q106 | 20,900 | $178,695 | 0.06% |
| 100 | America Movil SAB de CV | AMXOF | 10,698 | $175,019 | 0.06% |
| 101 | Consolidated Water Co Ltd | CWCO | 6,092 | $153,579 | 0.05% |
| 102 | Adams Natural Resources Fund Inc | 00548F105 | 5,821 | $135,164 | 0.05% |
| 103 | Invesco QQQ Tr | IVZ | 270 | $131,779 | 0.04% |
| 104 | SPDR Ser Tr | 78468R663 | 1,369 | $125,688 | 0.04% |
| 105 | Tortoise Pipeline & Energy Fund, Inc. | 89148H207 | 2,769 | $116,852 | 0.04% |
| 106 | Columbia Seligman Premium Technology Growth Fund | 19842X109 | 3,425 | $114,703 | 0.04% |
| 107 | BlackRock Health Sciences Trust II | BLK | 7,027 | $111,308 | 0.04% |
| 108 | SPDR S&P MidCap 400 ETF Tr | MDY | 150 | $85,449 | 0.03% |
| 109 | United States Oil Fund LP | UNTCW | 1,125 | $78,660 | 0.03% |
| 110 | ProShares UltraShort S&P50 | 74347G416 | 3,626 | $74,804 | 0.02% |
| 111 | Netflix, Inc. | NFLX | 100 | $70,927 | 0.02% |
| 112 | Meta Platforms Inc | META | 100 | $57,244 | 0.02% |
| 113 | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 95766R104 | 6,165 | $54,497 | 0.02% |
| 114 | Net Power Inc. | NPWR-WT | 32,771 | $38,014 | 0.01% |
| 115 | BlackRock Enhanced International Dividend Trust | BLK | 3,486 | $20,219 | 0.01% |
| 116 | Oppfi Inc Com | OPFI-WT | 3,898 | $18,438 | 0.01% |
| 117 | Morgan Stanley India Investment Fund Inc | MS-PQ | 565 | $16,995 | 0.01% |
| 118 | Purecycle Technologies Inc | PCTTW | 5,457 | $16,371 | 0.01% |
| 119 | Aberdeen Global Dynamic Dividend Fund | AGD | 1,460 | $15,505 | 0.01% |
| 120 | The New Germany Fund Inc | 644465106 | 1,453 | $12,980 | 0.00% |
| 121 | Japan Smaller Capitalization Fund Inc | JOF | 1,557 | $12,876 | 0.00% |
| 122 | PGIM Global Short Duration High Yield Fund, Inc. | 69346J106 | 962 | $12,294 | 0.00% |
| 123 | Aberdeen Global Premier Properties Fund | 00302L108 | 2,394 | $11,060 | 0.00% |
| 124 | ProShares Short VIX Short-Term Futures ETF | 74347W130 | 220 | $11,024 | 0.00% |
| 125 | Mexico Equity & Income Fd | 592834105 | 1,150 | $10,546 | 0.00% |
| 126 | The Mexico Fund, Inc. | 592835102 | 694 | $10,472 | 0.00% |
| 127 | TCW Strategic Income Fund Inc | 872340104 | 2,000 | $10,260 | 0.00% |
| 128 | Aberdeen Total Dynamic Dividend Fund | AOD | 1,058 | $9,628 | 0.00% |
| 129 | TMC The Metals Company Inc | TMCWW | 8,959 | $9,497 | 0.00% |
| 130 | China Fd Inc | 169373107 | 738 | $9,402 | 0.00% |
| 131 | Aberdeen Japan Equity Fund Inc | JEQ | 1,445 | $9,032 | 0.00% |
| 132 | Aberdeen Std Global Infrastructure | 00326W106 | 444 | $8,973 | 0.00% |
| 133 | Templeton Dragon Fd Inc. | 88018T101 | 976 | $8,940 | 0.00% |
| 134 | Virtus Stone HBR Emrg Mkts I | 86164T107 | 1,568 | $8,216 | 0.00% |
| 135 | BlackRock ESG Cap Allc Tr | BLK | 463 | $8,214 | 0.00% |
| 136 | The Korea Fund Inc | 500634209 | 315 | $7,166 | 0.00% |
| 137 | Aberdeen Emerging Markets Equity Inc. | AEF | 1,239 | $6,982 | 0.00% |
| 138 | The European Equity Fund Inc | 298768102 | 740 | $6,941 | 0.00% |
| 139 | Morgan Stanley Emerging Mkts | MS-PQ | 1,300 | $6,552 | 0.00% |
| 140 | Montana Technologies Corp | AIRJW | 15,307 | $6,429 | 0.00% |
| 141 | Virtus Total Return Fund Inc. | 92835W107 | 902 | $5,593 | 0.00% |
| 142 | Liberty All Star Growth Fund Inc | 529900102 | 991 | $5,561 | 0.00% |
| 143 | Royce Value Trust Inc | RVT | 350 | $5,502 | 0.00% |
| 144 | General American Investors Co Inc | 368802104 | 103 | $5,501 | 0.00% |
| 145 | The Gabelli Dividend & Income Trust | 36242H104 | 222 | $5,431 | 0.00% |
| 146 | Nuveen Core Equity Alpha Fund | NU | 348 | $5,348 | 0.00% |
| 147 | Tri-Continental Corp | 895436103 | 161 | $5,312 | 0.00% |
| 148 | Liberty All Star Equity Fund | 530158104 | 746 | $5,300 | 0.00% |
| 149 | BlackRock Enhanced Equity Dividend Trust | BLK | 606 | $5,238 | 0.00% |
| 150 | Gabelli Equity Trust Inc | GAB-PK | 943 | $5,176 | 0.00% |
| 151 | BlackRock Innovation and Grw | BLK | 680 | $5,134 | 0.00% |
| 152 | Matterport Inc | 577096100 | 731 | $3,290 | 0.00% |
| 153 | Inflection Pt Acquisitn Crp | G4790U102 | 180 | $1,935 | 0.00% |
| 154 | Nexpoint Diversified Rel Et | 65340G205 | 246 | $1,538 | 0.00% |
| 155 | NWTN Inc | AIIOW | 26,327 | $1,256 | 0.00% |