13F HOLDINGS REPORT
Thomas J. Herzfeld Advisors, Inc.
Quarter ended Q1 2024 · Filed May 13, 2024 · Accession 0001398344-24-009274
Total Value
$282.8M
Positions
151
Other Managers
0
Confidential Omitted
No
Holdings (151)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | PIMCO Dynamic Income Strategy Fund | PDX | 1,333,302 | $28.3M | 10.00% |
| 2 | FS Credit Opportunities Corp | FSCO | 3,987,390 | $23.6M | 8.36% |
| 3 | Highland Floating Rate Opportunities Fund | HFRO-PB | 3,135,798 | $22.0M | 7.79% |
| 4 | Nexpoint Diversified Rel Et | 65340G205 | 1,416,595 | $9.3M | 3.31% |
| 5 | OFS Credit Company Inc | OCCIO | 1,302,890 | $9.3M | 3.30% |
| 6 | Cornerstone Strategic Value Fund Inc | CLM | 1,234,237 | $9.3M | 3.28% |
| 7 | Nuveen Pfd & Income Opportun | NU | 1,165,060 | $8.4M | 2.96% |
| 8 | Nuveen Floating Rate Income | 67072T108 | 857,315 | $7.5M | 2.65% |
| 9 | Destra Multi-Alternative Fd | 25065A502 | 929,335 | $7.3M | 2.57% |
| 10 | The Herzfeld Caribbean Basin Fund Inc | HERZ | 2,540,778 | $6.6M | 2.33% |
| 11 | Norwegian Cruise Line Holdings Ltd | NCLH | 207,207 | $4.3M | 1.53% |
| 12 | Cornerstone Total Rtrn Fd In | 21924U300 | 509,714 | $3.8M | 1.35% |
| 13 | Royal Caribbean Group | V7780T103 | 27,348 | $3.8M | 1.34% |
| 14 | SABA Capital Income & Oprnt | 78518H202 | 511,391 | $3.7M | 1.32% |
| 15 | Central Securities Corp | 155123102 | 87,549 | $3.7M | 1.29% |
| 16 | Tortoise Pwr & Energy Infras | 89147X104 | 228,345 | $3.6M | 1.26% |
| 17 | Nuveen Dow 30 Dynamic Overwrite Fund | NU | 236,290 | $3.5M | 1.22% |
| 18 | Franklin Limited Duration Income Trust | FTF | 549,899 | $3.4M | 1.22% |
| 19 | Neuberger Brman Next Genera | NBXG | 292,663 | $3.4M | 1.22% |
| 20 | Thornburg Incm Builder Opp Tr | 885213108 | 204,358 | $3.3M | 1.17% |
| 21 | MasTec Inc | MTZ | 34,872 | $3.3M | 1.15% |
| 22 | Clearbridge MLP And Midstrm | 184692200 | 70,197 | $3.2M | 1.14% |
| 23 | Rivernorth Flexible Mun Income Fund II, Inc. | 76883Y107 | 226,335 | $3.2M | 1.12% |
| 24 | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | 19248C105 | 158,016 | $3.2M | 1.12% |
| 25 | Tortoise Energy Independence | 89148K200 | 89,149 | $3.0M | 1.06% |
| 26 | Nuveen Vriabl Rat Pfd & Inm | NU | 162,387 | $2.9M | 1.03% |
| 27 | Nuveen Quality Municipal Income Fund | NU | 251,138 | $2.9M | 1.02% |
| 28 | BlackRock Science and Technology Trust II | BLK | 148,062 | $2.9M | 1.02% |
| 29 | MFS Municipal Income Trust | 552738106 | 515,466 | $2.8M | 0.98% |
| 30 | BlackRock Munihldngs Cali QL | BLK | 249,916 | $2.8M | 0.97% |
| 31 | Adams Natural Resources Fund Inc | 00548F105 | 116,965 | $2.7M | 0.95% |
| 32 | First BanCorp/Puerto Rico | 318672706 | 150,604 | $2.6M | 0.93% |
| 33 | Western Asset Mortgage Opp Fund Inc. | 95790B109 | 219,941 | $2.6M | 0.91% |
| 34 | New Fortress Energy Inc | NFE | 83,602 | $2.6M | 0.90% |
| 35 | Nuveen Credit Strategies Income Fund | NU | 458,409 | $2.6M | 0.90% |
| 36 | Popular Inc | BPOPM | 28,523 | $2.5M | 0.89% |
| 37 | Suro Capital Corp | SSSSL | 537,651 | $2.4M | 0.86% |
| 38 | Cemex SAB de CV | CXMSF | 270,581 | $2.4M | 0.86% |
| 39 | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | 05588N108 | 276,076 | $2.4M | 0.84% |
| 40 | Martin Marietta Materials Inc | 573284106 | 3,840 | $2.4M | 0.83% |
| 41 | Adams Diversified Equity Fund Inc | 006212104 | 116,336 | $2.3M | 0.80% |
| 42 | Pioneer Diversified High Income Trust | 723653101 | 188,082 | $2.2M | 0.79% |
| 43 | NextEra Energy Inc | NEE-PW | 34,697 | $2.2M | 0.78% |
| 44 | Clearbridge MLP and Midstrm | 18469Q207 | 52,183 | $2.2M | 0.77% |
| 45 | Blackstone Strategic Cred 20 | BX | 167,346 | $2.0M | 0.70% |
| 46 | Playa Hotels & Resorts Nv | N70544106 | 202,058 | $2.0M | 0.69% |
| 47 | SRH Total Return Fund Inc | STEW | 126,905 | $1.9M | 0.68% |
| 48 | The Taiwan Fund Inc | 874036106 | 45,620 | $1.8M | 0.64% |
| 49 | Carlyle Credit Income Fund | CCID | 223,527 | $1.8M | 0.62% |
| 50 | OFG Bancorp | OFG | 47,454 | $1.7M | 0.62% |
| 51 | Copa Holdings SA | CPA | 16,250 | $1.7M | 0.60% |
| 52 | Nuveen Mortgage and Income Fund | NU | 94,005 | $1.7M | 0.59% |
| 53 | Nuveen NASDAQ 100 Dynamic Overwrite Fund | 670699107 | 68,893 | $1.7M | 0.59% |
| 54 | Lennar Corp | LEN-B | 9,450 | $1.6M | 0.57% |
| 55 | PIMCO Access Income Fund | PAXS | 98,328 | $1.5M | 0.55% |
| 56 | Eaton Vance Tax-Managed Glob | ETN | 187,929 | $1.5M | 0.54% |
| 57 | Vesta Real Estate Corp | VTMX | 38,412 | $1.5M | 0.53% |
| 58 | Saba Capital Income & Opport | 880198106 | 394,572 | $1.5M | 0.53% |
| 59 | BlackRock Cap Allocation Tr | BLK | 88,160 | $1.5M | 0.52% |
| 60 | PIMCO Income Strategy FdII | 72201J104 | 194,344 | $1.4M | 0.51% |
| 61 | Vulcan Materials Co | 929160109 | 5,219 | $1.4M | 0.50% |
| 62 | Fomento Economico Mexicano SAB de CV | 344419106 | 10,899 | $1.4M | 0.50% |
| 63 | Exchange Listed FDS Tr | 30151E806 | 60,998 | $1.3M | 0.45% |
| 64 | Carnival Corp | CUKPF | 76,208 | $1.2M | 0.44% |
| 65 | Brookfield Real Assets Incom | RA | 96,005 | $1.2M | 0.44% |
| 66 | Marriott Vacations Worldwide Corp | VAC | 11,174 | $1.2M | 0.43% |
| 67 | Grupo Aeroportuario del Sureste SAB de CV | 40051E202 | 3,775 | $1.2M | 0.43% |
| 68 | OneSpaWorld Holdings Limited | OSW | 74,759 | $989,062 | 0.35% |
| 69 | Aersale Corporation | ASLE | 129,206 | $927,699 | 0.33% |
| 70 | BlackRock MuniYild Qult FD I | BLK | 66,330 | $812,543 | 0.29% |
| 71 | Empire State Realty Trust Inc | 292104106 | 73,894 | $748,546 | 0.26% |
| 72 | EVERTEC Inc | EVTC | 16,956 | $676,544 | 0.24% |
| 73 | MFS Investment Grade Municipal Trust | 59318B108 | 85,704 | $653,064 | 0.23% |
| 74 | MFS High Yield Municipal Trust | 59318E102 | 195,489 | $650,978 | 0.23% |
| 75 | Delaware Invts Natl Mun Inco | 24610T108 | 56,962 | $590,126 | 0.21% |
| 76 | Nuveen Municipal Credit Inc. | NU | 40,445 | $495,047 | 0.18% |
| 77 | Eaton Vance New York Mun Bd | ETN | 49,081 | $476,577 | 0.17% |
| 78 | Seaboard Corp | SE | 137 | $441,677 | 0.16% |
| 79 | BlackRock MuniIvest FD II Inc. | BLK | 37,196 | $405,808 | 0.14% |
| 80 | Aberdeen Std Global Infrastructure | 00326W106 | 22,791 | $404,540 | 0.14% |
| 81 | Wells Fargo Advantage Multi-Sector Income Fund | ERC | 43,004 | $401,227 | 0.14% |
| 82 | RiverNorth Managed Duration Municipal Income Fund II, Inc | 76882M104 | 23,054 | $371,861 | 0.13% |
| 83 | BNY Mellon Mun Income Inc | 05589T104 | 48,807 | $333,352 | 0.12% |
| 84 | BNY Mellon Strategic Mun Bd | 09662E109 | 56,737 | $332,479 | 0.12% |
| 85 | BlackRock Calif Mun Income | BLK | 25,243 | $298,372 | 0.11% |
| 86 | SPDR Gold Tr | GLD | 1,398 | $287,597 | 0.10% |
| 87 | Nuveen CA Qualty Mun Income | NU | 24,975 | $275,225 | 0.10% |
| 88 | Federated Hermes Prem Muni I | FHI | 23,652 | $261,828 | 0.09% |
| 89 | Investco CurrencyShares Japan | 46138W107 | 4,198 | $257,044 | 0.09% |
| 90 | DWS Strategic Municipal Income Trust | 23342Q101 | 28,387 | $253,780 | 0.09% |
| 91 | Invesco Tr Invt Grade New Yo | IVZ | 22,867 | $245,820 | 0.09% |
| 92 | BlackRock Muni Income Tr II | BLK | 22,434 | $243,633 | 0.09% |
| 93 | Deutsche Municipal Income Trust | 233368109 | 26,940 | $243,268 | 0.09% |
| 94 | Invesco California Value Municipal Income Trust | IVZ | 24,314 | $242,167 | 0.09% |
| 95 | iShares Tr | 46434V860 | 4,469 | $226,534 | 0.08% |
| 96 | SPDR S&P 500 ETF Tr | SPY | 390 | $203,997 | 0.07% |
| 97 | America Movil SAB de CV | AMXOF | 10,698 | $199,625 | 0.07% |
| 98 | Consolidated Water Co Ltd | CWCO | 6,092 | $178,557 | 0.06% |
| 99 | Western Asset/Claymore Inflation-Linked Securities & Income Fund | 95766Q106 | 20,900 | $170,126 | 0.06% |
| 100 | Sprott Physical Gold and Silver Trust | SII | 8,000 | $162,720 | 0.06% |
| 101 | SPDR Ser Tr | 78468R663 | 1,369 | $125,674 | 0.04% |
| 102 | Invesco QQQ Tr | IVZ | 270 | $119,883 | 0.04% |
| 103 | Tortoise Pipeline & Energy Fund, Inc. | 89148H207 | 3,460 | $109,406 | 0.04% |
| 104 | Ecofin Sustainable and Social Impact Term Fund | 27901F109 | 7,940 | $93,771 | 0.03% |
| 105 | United States Oil Fund LP | UNTCW | 1,125 | $88,571 | 0.03% |
| 106 | Net Power Inc. | NPWR-WT | 29,742 | $86,252 | 0.03% |
| 107 | SPDR S&P MidCap 400 ETF Tr | MDY | 150 | $83,460 | 0.03% |
| 108 | Columbia Seligman Premium Technology Growth Fund | 19842X109 | 2,399 | $76,456 | 0.03% |
| 109 | Netflix, Inc. | NFLX | 100 | $60,733 | 0.02% |
| 110 | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | 95766R104 | 6,034 | $52,073 | 0.02% |
| 111 | Wisdomtree Tr | WT | 1,000 | $50,290 | 0.02% |
| 112 | Meta Platforms Inc | META | 100 | $48,558 | 0.02% |
| 113 | BlackRock Enhanced International Dividend Trust | BLK | 3,348 | $18,514 | 0.01% |
| 114 | Invesco Exch Traded Fd Tr II | IVZ | 860 | $16,211 | 0.01% |
| 115 | Oppfi Inc Com | OPFI-WT | 5,898 | $14,139 | 0.00% |
| 116 | Aberdeen Global Dynamic Dividend Fund | AGD | 1,355 | $13,157 | 0.00% |
| 117 | Mexico Equity & Income Fd | 592834105 | 1,112 | $12,855 | 0.00% |
| 118 | TMC The Metals Company Inc | TMCWW | 8,959 | $12,811 | 0.00% |
| 119 | The New Germany Fund Inc | 644465106 | 1,453 | $12,656 | 0.00% |
| 120 | The Mexico Fund, Inc. | 592835102 | 645 | $12,397 | 0.00% |
| 121 | PGIM Global Short Duration High Yield Fund, Inc. | 69346J106 | 892 | $10,668 | 0.00% |
| 122 | Morgan Stanley India Investment Fund Inc | MS-PQ | 443 | $10,162 | 0.00% |
| 123 | The Korea Fund Inc | 500634209 | 388 | $9,867 | 0.00% |
| 124 | Japan Smaller Capitalization Fund Inc | JOF | 1,226 | $9,783 | 0.00% |
| 125 | TCW Strategic Income Fund Inc | 872340104 | 2,000 | $9,620 | 0.00% |
| 126 | Aberdeen Japan Equity Fund Inc | JEQ | 1,384 | $8,622 | 0.00% |
| 127 | BlackRock ESG Cap Allc Tr | BLK | 492 | $8,541 | 0.00% |
| 128 | Aberdeen Total Dynamic Dividend Fund | AOD | 947 | $7,851 | 0.00% |
| 129 | Aberdeen Global Premier Properties Fund | 00302L108 | 1,953 | $7,734 | 0.00% |
| 130 | The European Equity Fund Inc | 298768102 | 735 | $6,549 | 0.00% |
| 131 | Aberdeen Emerging Markets Equity Inc. | AEF | 1,243 | $6,277 | 0.00% |
| 132 | ProShares Short VIX Short-Term Futures ETF | 74347W130 | 110 | $6,201 | 0.00% |
| 133 | Morgan Stanley Emerging Mkts | MS-PQ | 1,300 | $6,175 | 0.00% |
| 134 | BlackRock Innovation and Grw | BLK | 681 | $5,543 | 0.00% |
| 135 | Virtus Stone HBR Emrg Mkts I | 86164T107 | 978 | $5,291 | 0.00% |
| 136 | Royce Value Trust Inc | RVT | 331 | $5,021 | 0.00% |
| 137 | The Gabelli Dividend & Income Trust | 36242H104 | 212 | $4,872 | 0.00% |
| 138 | Liberty All Star Equity Fund | 530158104 | 674 | $4,819 | 0.00% |
| 139 | Gabelli Equity Trust Inc | GAB-PK | 869 | $4,797 | 0.00% |
| 140 | Tri-Continental Corp | 895436103 | 155 | $4,774 | 0.00% |
| 141 | General American Investors Co Inc | 368802104 | 102 | $4,744 | 0.00% |
| 142 | BlackRock Enhanced Equity Dividend Trust | BLK | 573 | $4,727 | 0.00% |
| 143 | Virtus Total Return Fund Inc. | 92835W107 | 838 | $4,668 | 0.00% |
| 144 | Liberty All Star Growth Fund Inc | 529900102 | 848 | $4,656 | 0.00% |
| 145 | Nuveen Core Equity Alpha Fund | NU | 325 | $4,573 | 0.00% |
| 146 | Purecycle Technologies Inc | PCTTW | 2,457 | $4,545 | 0.00% |
| 147 | Gabelli Global Small & Mid C | GGZ | 230 | $2,765 | 0.00% |
| 148 | Templeton Emerging Markets Fund | 880191101 | 180 | $2,149 | 0.00% |
| 149 | Forge Global Holdings Inc. | 34629L103 | 1,000 | $1,930 | 0.00% |
| 150 | Matterport Inc | 577096100 | 731 | $1,652 | 0.00% |
| 151 | NWTN Inc | AIIOW | 26,327 | $1,532 | 0.00% |