Live Markets
Wednesday, July 29, 2026·George Town, KY·29°·Partly Cloudy
Markets Open · NYSE·Newsletter·Masthead·
VOL. XII · NO. 117Established MMXIV · George Town, Grand CaymanAtlantic Edition · $4.50

The Cayman Journal

Finance · Business · Technology · Caribbean & Global Affairs
13F HOLDINGS REPORT

Thomas J. Herzfeld Advisors, Inc.

Quarter ended Q4 2023 · Filed November 13, 2023 · Accession 0001398344-23-020548

Total Value
$258.9M
Positions
336
Other Managers
0
Confidential Omitted
No
View on SEC.gov

Holdings (336)

#IssuerTicker / CUSIPSharesValue% of Filing
1FS Credit Opportunities CorpFSCO4,862,124$26.4M10.18%
2Highland Floating Rate Opportunities FundHFRO-PB2,871,671$23.1M8.92%
3PIMCO Enrgy Tactical Cr OppPDX1,034,397$20.5M7.92%
4Saba Capital Income & Opportunities Fund78518H2021,426,293$11.0M4.23%
5Nexpoint Diversified Rel Et65340G2051,179,352$10.3M3.97%
6Nuveen Pfd Securities Income FundNU1,224,154$7.6M2.92%
7Carlyle Credit Income FundCCID783,479$6.4M2.48%
8OFS Credit Company IncOCCIO881,224$6.2M2.41%
9iShares Tr46428743267,500$6.0M2.31%
10SRH Total Return Fund IncSTEW440,608$5.7M2.21%
11Nuveen Floating Rate Income67072T108601,434$4.9M1.91%
12Franklin Limited Duration Income TrustFTF808,627$4.9M1.90%
13Destra Multi-Alternative Fd25065A502806,098$4.8M1.86%
14Tortoise Energy Independence89148K200132,171$4.2M1.62%
15Clearbridge MLP And Midstrm184692200110,044$3.9M1.50%
16Western Asset Mortgage Opp Fund Inc.95790B109356,340$3.8M1.47%
17Thornburg Incm Builder Opp Tr885213108253,431$3.7M1.43%
18ProShares TR74347G739238,750$3.3M1.29%
19Central Securities Corp15512310293,586$3.3M1.28%
20SPDR Ser Tr78468R66335,675$3.3M1.27%
21General American Investors Co Inc36880210478,942$3.2M1.25%
22Wisdomtree TrWT61,493$3.1M1.20%
23Nuveen Mortgage and Income FundNU190,719$3.0M1.17%
24Aberdeen Std Global Infrastructure00326W106175,754$2.8M1.09%
25Tortoise Pwr & Energy Infras89147X104208,471$2.8M1.08%
26Adams Natural Resources Fund Inc00548F105116,804$2.7M1.04%
27Clearbridge MLP and Midstrm18469Q20780,118$2.6M0.99%
28iShares Tr46434V86049,276$2.5M0.97%
29Nuveen Dow 30 Dynamic Overwrite FundNU176,694$2.4M0.94%
30New Fortress Energy IncNFE73,602$2.4M0.93%
31Suro Capital CorpSSSSL656,240$2.4M0.92%
32Cohen & Steers Limited Duration Preferred and Income Fund, Inc.19248C105138,156$2.4M0.91%
33Royal Caribbean GroupV7780T10324,926$2.3M0.89%
34The Gabelli Dividend & Income Trust36242H104118,019$2.3M0.89%
35Nuveen Credit Strategies Income FundNU441,045$2.2M0.86%
36First BanCorp/Puerto Rico318672706160,604$2.2M0.83%
37Neuberger Brman Next GeneraNBXG203,386$2.1M0.82%
38BlackRock ESG Cap Allc TrBLK130,176$1.9M0.74%
39Norwegian Cruise Line Holdings LtdNCLH116,578$1.9M0.74%
40BlackRock Cap Allocation TrBLK131,719$1.9M0.74%
41Popular IncBPOPM29,702$1.9M0.72%
42Pioneer Diversified High Income Trust723653101182,808$1.9M0.72%
43MasTec IncMTZ23,568$1.7M0.66%
44Blackstone Strategic Cred 20BX150,365$1.7M0.64%
45BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.05588N108212,500$1.6M0.64%
46Martin Marietta Materials Inc5732841064,000$1.6M0.63%
47The Herzfeld Caribbean Basin Fund IncHERZ484,488$1.6M0.63%
48BlackRock Health Sciences Trust IIBLK103,500$1.5M0.58%
49Aersale CorporationASLE99,206$1.5M0.57%
50Tekla Life Sciences InvestorsHQL116,904$1.5M0.56%
51Fomento Economico Mexicano SAB de CV34441910613,110$1.4M0.55%
52BlackRock Science and Technology Trust IIBLK73,554$1.2M0.47%
53PGT Innovations Inc69336V10143,117$1.2M0.46%
54Copa Holdings SACPA13,250$1.2M0.46%
55Lennar CorpLEN-B10,500$1.2M0.46%
56NextEra Energy IncNEE-PW20,025$1.1M0.44%
57Grupo Aeroportuario del Sureste SAB de CV40051E2024,175$1.0M0.40%
58Cemex SAB de CVCXMSF155,645$1.0M0.39%
59Vulcan Materials Co9291601095,000$1.0M0.39%
60Exchange Listed FDS Tr30151E80646,991$823,2820.32%
61Oxford Lane Cap CorpOXLCZ163,890$817,8110.32%
62iShares U.S. Medical Devices ETF46428881015,034$729,1490.28%
63Janus Detroit Str Tr47103U84514,350$722,2360.28%
64Playa Hotels & Resorts NvN7054410698,605$713,9000.28%
65Cornerstone Strategic Value Fund IncCLM87,734$706,2590.27%
66Marriott Vacations Worldwide CorpVAC6,745$678,7490.26%
67Cornerstone Total Rtrn Fd In21924U30081,822$653,7580.25%
68EVERTEC IncEVTC16,956$630,4240.24%
69Empire State Realty Trust Inc29210410673,894$594,1080.23%
70Seaboard CorpSE137$514,1610.20%
71The Gabelli Healthcare & Wellness Trust36246K10355,788$478,6610.18%
72Investco CurrencyShares Japan46138W1077,278$452,6190.17%
73LivaNova PLCLIVN8,330$440,4900.17%
74Morgan Stanley Emerging MktsMS-PQ100,720$429,0670.17%
75PIMCO Enhanced Short Maturity Active Exchange-Traded Fund72201R8333,587$359,2020.14%
76MFS High Yield Municipal Trust59318E102114,670$358,9170.14%
77MFS Investment Grade Municipal Trust59318B10850,389$356,2500.14%
78Eli Lilly & CoLLY661$355,0430.14%
79iShares Nasdaq Biotechnology ETF4642875562,850$348,5270.13%
80OFG BancorpOFG11,541$344,6140.13%
81Insight Select Income Fd45781W10922,200$333,6660.13%
82Western Asset Mun Hi Incm Fd95766N10352,358$318,8600.12%
83DTF Tax-Free Income IncDTF29,723$317,1440.12%
84Nuveen Amt- Free Mun Value FdNU22,244$298,0700.12%
85Merck & Co IncMRK2,830$291,3490.11%
86Nuveen Select Maturities Municipal FundNU29,637$251,0250.10%
87SPDR Gold TrGLD1,398$239,6870.09%
88Nuveen Preferred and Income FundNU14,807$232,4700.09%
89Western Asset/Claymore Inflation-Linked Securities & Income Fund95766Q10627,257$213,1500.08%
90America Movil SAB de CVAMXOF10,970$190,0000.07%
91Amgen IncAMGN700$188,1320.07%
92Consolidated Water Co LtdCWCO6,092$173,2560.07%
93Nuveen Mun Value Fd Inc.NU20,630$170,4040.07%
94SPDR S&P 500 ETF TrSPY390$166,7170.06%
95Sprott Physical Gold and Silver TrustSII8,000$138,5600.05%
96Goldman Sachs ETF TRNVGLF4,302$129,1890.05%
97Net Power Inc.NPWR-WT29,742$129,0800.05%
98Vaneck ETF Trust92189F5367,270$121,4820.05%
99Putnam Master Intermediate Income Trust74690910039,670$119,8030.05%
100Tortoise Pipeline & Energy Fund, Inc.89148H2074,268$119,5470.05%
101Novartis AGNVSEF1,200$115,8000.04%
102Ecofin Sustainable and Social Impact Term Fund27901F1099,510$113,9300.04%
103Eaton Vance New York Mun BdETN13,616$112,8770.04%
104AbbVie, Inc.ABBV722$107,6210.04%
105Templeton Global Income Fund88019810626,530$102,4060.04%
106United States Oil Fund LPUNTCW1,250$101,0750.04%
107Bristol-Myers Squibb CoCELG-RI1,700$98,6680.04%
108Invesco QQQ TrIVZ270$96,7330.04%
109Sony Group CorpSNEJF1,165$96,0080.04%
110Novo Nordisk A/S ADRNONOF944$85,8470.03%
111VanEck Vectors Gold Miners ETF92189F1063,179$85,5470.03%
112Thermo Fisher Scientific, Inc.TMO164$83,0120.03%
113The Taiwan Fund Inc8740361062,547$76,3590.03%
114ASML Holding N VASMLF119$70,0510.03%
115SPDR S&P MidCap 400 ETF TrMDY150$68,4960.03%
116ASA Gold and Precious Metals LtdG3156P1035,044$67,2370.03%
117Suncor Energy Inc.SU1,909$65,6310.03%
118Takeda Pharmaceutical Co LtdTKPHF4,000$61,8800.02%
119Nuveen NASDAQ 100 Dynamic Overwrite Fund6706991072,294$51,5460.02%
120Nuveen Core Equity Alpha FundNU4,005$49,7820.02%
121Canadian National Railway Company136375102457$49,5070.02%
122UBS Group AGUBS2,000$49,3000.02%
123Western Asset/Claymore Inflation-Linked Opportunities & Income Fund95766R1045,907$48,6150.02%
124Smith & Nephew PLCSNNUF1,953$48,3760.02%
125Royce Value Trust IncRVT3,707$47,7090.02%
126Baker Hughes CompanyBKR1,342$47,3990.02%
127Meta Platforms IncMETA152$45,6320.02%
128Netflix, Inc.NFLX120$45,3120.02%
129The GDL Fund3615701045,454$42,2690.02%
130Gabelli Equity Trust IncGAB-PK8,144$41,7790.02%
131Chart Industries, Inc16115Q308239$40,4200.02%
132Microsoft CorpMSFT127$40,1000.02%
133MasterCard, Inc.MA99$39,1950.02%
134Liberty All Star Equity Fund5301581046,611$39,1370.02%
135Liberty All Star Growth Fund Inc5299001027,637$37,7270.01%
136Adams Diversified Equity Fund Inc0062121042,252$37,4730.01%
137Tri-Continental Corp8954361031,354$36,0030.01%
138Yum China Hldgs IncYUMC614$34,2120.01%
139Broadcom, Inc.AVGO40$33,2230.01%
140Columbia Seligman Premium Technology Growth Fund19842X1091,090$29,6700.01%
141Taiwan Semiconductor Manufacturing Company Limited874039100336$29,1980.01%
142CRISPR Therapeutics AGCRSP625$28,3690.01%
143Freeport-McMoRan Inc.FCX728$27,1470.01%
144Equinix IncEQIX36$26,1450.01%
145Banco Bilbao Vizcaya ArgentariaBBVXF3,179$25,5910.01%
146STMicroelectronics N VSTMEF590$25,4640.01%
147Invesco Exch Traded Fd Tr IIIVZ850$21,1100.01%
148PayPal Holdings, Inc.PYPL357$20,8700.01%
149Medtronic plcMDT262$20,5300.01%
150XP Inc.XP875$20,1690.01%
151BlackRock Enhanced International Dividend TrustBLK3,644$18,1840.01%
152Nuveen Mutli Asset Income Fund6707501081,587$17,6470.01%
153Tesla IncTSLA70$17,5150.01%
154BlackRock Enhanced Equity Dividend TrustBLK2,272$17,2900.01%
155The Home Depot IncHD57$17,2230.01%
156PepsiCo, Inc.PEP100$16,9440.01%
157Chevron Corp.CVX100$16,8620.01%
158Nuveen Real Asset Income and Growth Fund67074Y1051,585$16,8330.01%
159Mondelez International, Inc.609207105239$16,5870.01%
160Air Products and Chemicals, Inc.AIIR55$15,5870.01%
161The New Germany Fund Inc6444651061,903$15,5480.01%
162Procter & Gamble Co. (The)742718109103$15,0240.01%
163Oppfi Inc ComOPFI-WT5,898$14,8630.01%
164ICICI Bank LtdIBN614$14,1960.01%
165Incyte CorpINCY242$13,9800.01%
166Mexico Equity & Income Fd5928341051,482$13,9310.01%
167Alphabet, Inc.GOOG99$13,0530.01%
168Marsh & McLennan Companies, Inc.57174810268$12,9400.00%
169McDonald's CorpMCD49$12,9090.00%
170The Mexico Fund, Inc.592835102745$12,2700.00%
171Aberdeen Global Dynamic Dividend FundAGD1,416$12,2630.00%
172Eaton Corp. plc (Ireland)ETN57$12,1570.00%
173Starbucks Corp.SBUX131$11,9560.00%
174AstraZeneca Group plc ADRAZN166$11,2420.00%
175Texas Instruments, Inc88250810470$11,1310.00%
176PGIM Global Short Duration High Yield Fund, Inc.69346J106992$10,6940.00%
177The PNC Financial Services Group Inc69347510587$10,6810.00%
178ProLogis, Inc.PLDGP95$10,6600.00%
179Virtus Total Return Fund Inc.92835W1072,148$10,3100.00%
180Automatic Data Processing, Inc.ADP42$10,1040.00%
181Sea LimitedSE222$9,7570.00%
182ProShares Short VIX Short-Term Futures ETF74347W130110$9,4970.00%
183Lockheed Martin Corp.LMT23$9,4060.00%
184TCW Strategic Income Fund Inc8723401042,000$9,1600.00%
185Aberdeen Japan Equity Fund IncJEQ1,703$9,1110.00%
186United Parcel Service IncUPS58$9,0400.00%
187U.S. BancorpUSB-PS271$8,9590.00%
188TMC The Metals Company IncTMCWW8,959$8,8800.00%
189JPMorgan Chase & CoVYLD61$8,8460.00%
190Travelers Companies IncTRV54$8,8190.00%
191Applied Materials, Inc.03822210563$8,7220.00%
192Sempra EnergySREA128$8,7080.00%
193Cisco Systems, Inc.CSCO161$8,6550.00%
194Aberdeen Total Dynamic Dividend FundAOD1,097$8,2930.00%
195Japan Smaller Capitalization Fund IncJOF1,163$8,2690.00%
196Schlumberger LtdSLB138$8,0450.00%
197Caterpillar Inc.CAT29$7,9170.00%
198Costco Wholesale Corp.22160K10514$7,9090.00%
199Realty Income Corp.O156$7,7910.00%
200Vertex Pharmaceuticals, Inc.VRTX22$7,6500.00%
201Bentley Sys Inc.BSY150$7,5240.00%
202First Trust Dynamic Europe Equity Income Fund33740D107580$7,1920.00%
203Vale SAVALE529$7,0890.00%
204Chubb LtdCB34$7,0780.00%
205Abbott LaboratoriesABLZF73$7,0700.00%
206Carrier Global CorporationCARR127$7,0100.00%
207Equifax, Inc.EFX38$6,9610.00%
208Illinois Tool Works, Inc.45230810930$6,9090.00%
209The Korea Fund Inc500634209328$6,8980.00%
210Airbnb Inc.ABNB50$6,8610.00%
211Templeton Emerging Markets Fund880191101599$6,7750.00%
212Pool CorpPOOL19$6,7660.00%
213Philip Morris International Inc.71817210972$6,6660.00%
214Keurig Dr. Pepper Inc.KDP209$6,5980.00%
215Ishares Tr46434V423167$6,4700.00%
216Paychex, IncPAYX56$6,4580.00%
217HDFC Bank LtdHDB109$6,4320.00%
218Aberdeen Emerging Markets Equity Inc.AEF1,343$6,4060.00%
219Cenovus Energy IncCVE304$6,3290.00%
220Truist Financial Corp89832Q109220$6,2940.00%
221BP p.l.c.BPPFF161$6,2340.00%
222ON Semiconductor CorporationON66$6,1350.00%
223NWTN IncAIIOW26,327$6,0820.00%
224Intuitive Surgical, Inc.ISRG20$5,8460.00%
225Qualcomm IncQCOM52$5,7750.00%
226Gabelli Global Small & Mid CGGZ557$5,7710.00%
227Zoetis Inc.ZTS33$5,7410.00%
228LPL Finl Hldgs Inc50212V10024$5,7040.00%
229Alibaba Group Holding LimitedBBAAY65$5,6380.00%
230Trip.com Group Ltd ADRTRPCF160$5,5950.00%
231Linde plcLIN15$5,5850.00%
232The European Equity Fund Inc298768102697$5,5410.00%
233Corning Inc.GLW181$5,5150.00%
234Williams Cos Inc.969457100162$5,4580.00%
235Cooper Cos Inc.21664840217$5,4060.00%
236CME Group Inc.CME27$5,4060.00%
237Nordson CorpNDSN24$5,3560.00%
238Canadian Pac Ry LtdCP71$5,2830.00%
239Totalenergies SETTE80$5,2610.00%
240Lennox Intl Inc52610710714$5,2420.00%
241ConocoPhillipsCOP43$5,1510.00%
242Blackstone Inc.BX48$5,1430.00%
243Nike, Inc.NKE53$5,0680.00%
244Visa IncV22$5,0600.00%
245Ansys Inc03662Q10517$5,0580.00%
246WEC Energy Group, Inc.WEC62$4,9940.00%
247Regeneron Pharmaceuticals, Inc.REGN6$4,9380.00%
248Teradyne IncTER49$4,9230.00%
249GoDaddy, Inc.GDDY66$4,9160.00%
250Purecycle Technologies IncPCTTW2,457$4,9140.00%
251Watsco Inc.WSO-B13$4,9100.00%
252Bunge LimitedBG44$4,7630.00%
253Moody's Corp.MCO15$4,7430.00%
254Exxon Mobil CorpXOM40$4,7030.00%
255Aspen Technology Inc.29109X10623$4,6980.00%
256Crown Castle Intl Corp.CCI51$4,6940.00%
257Micron Technology IncMU69$4,6940.00%
258Seagen Inc.SE22$4,6670.00%
259SAP SESAPGF36$4,6560.00%
260Berkley W R CorpWRB-PH73$4,6350.00%
261Danaher Corp.23585110221$4,6180.00%
262Phillips 66PSX38$4,5660.00%
263Raytheon Technologies Corp.RTX63$4,5340.00%
264Restaurant Brands International Inc76131D10368$4,5300.00%
265Charles Riv Labs Intl Inc15986410723$4,5080.00%
266Siteone Landsscape Supply IncSITE27$4,4130.00%
267Henry Jack & Assoc Inc42628110129$4,3830.00%
268Dolby Laboratories IncDLB55$4,3590.00%
269Amazon Com IncAMZN34$4,3220.00%
270British American Tobacco PLC110448107133$4,1780.00%
271Zebra Technologies CorpZBRA17$4,0210.00%
272Saia IncSAIA10$3,9870.00%
273BeiGene, Ltd.BEIGF22$3,9570.00%
274Exponent IncEXPO46$3,9380.00%
275Morgan Stanley India Investment Fund IncMS-PQ176$3,9340.00%
276Rollins IncROL104$3,8820.00%
277BlackRock, Inc.BLK6$3,8790.00%
278Petroleo Brasileiro S.A. PETROBRAS71654V408256$3,8370.00%
279Interactive Brokers Group In45841N10744$3,8090.00%
280Apple IncAAPL22$3,7670.00%
281Chungwa Telecom Co LtdCHT104$3,7380.00%
282Invesco India ETFIVZ159$3,7330.00%
283Alnylam Pharmaceuticals, Inc.ALNY21$3,7190.00%
284Teledyne Technologies Inc.TDY9$3,6770.00%
285Chemed Corp NewCHE7$3,6380.00%
286BlackRock Innovation and GrwBLK521$3,6260.00%
287Pfizer IncPFE109$3,6160.00%
288Thor Inds Inc88516010138$3,6150.00%
289Sherwin-Williams Co. (The)SHW14$3,5710.00%
290Choice Hotels International, Inc.16990510629$3,5530.00%
291Shopify, Inc.SHOP65$3,5470.00%
292Allegion PLCALLE34$3,5430.00%
293Fair Isaac CorpFICO4$3,4740.00%
294MakeMyTrip Limited MauritiusMMYT85$3,4440.00%
295SK Telecom LtdSKM160$3,4340.00%
296NXP Semiconductors NVNXPI17$3,3990.00%
297ServiceNow, Inc.NOW6$3,3540.00%
298Bright Horizons Fam Sol In D10919410038$3,0950.00%
299Eversource EnergyES52$3,0240.00%
300Ryanair Holdings plc ADRRYAOF29$2,8190.00%
301Trimble, Inc.TRMB50$2,6930.00%
302IDEXX Labs Inc.45168D1046$2,6240.00%
303Shinhan Financial Group Co LSHG99$2,6230.00%
304Fastenal CompanyFAST48$2,6230.00%
305Goldman Sachs Group, Inc. (The)GSCE8$2,5890.00%
306Morgan Stanley China A Sh FdMS-PQ207$2,5790.00%
307Barrick Gold Corp067901108174$2,5320.00%
308Scotts Miracle-Gro CoSMG48$2,4810.00%
309Kinder Morgan Inc.EP-PC148$2,4540.00%
310Insulet Corp.PODD15$2,3920.00%
311P T Telekomunikasi Indonesia71568410697$2,3380.00%
312American Tower Corporation03027X10014$2,3020.00%
313PDD Holdings Inc.PDD23$2,2560.00%
314AES CorpAES148$2,2500.00%
315Chargepoint Holdings Inc.CHPT445$2,2120.00%
316Credicorp LtdBAP17$2,1750.00%
317Banco Santander Chile NewBSAC111$2,0360.00%
318Forge Global Holdings Inc.34629L1031,000$2,0300.00%
319Rio Tinto PLCRTNTF31$1,9730.00%
320Tc Energy CorpTRPRF56$1,9270.00%
321Baidu Inc.BAIDF14$1,8810.00%
322Wallbox NVWBXWF4,552$1,8650.00%
323H World Group LtdHWLDF41$1,6170.00%
324Matterport Inc577096100731$1,5860.00%
325LCI Inds50189K10312$1,4090.00%
326Globant S.A.GLOB7$1,3850.00%
327Pagseguro Digital LtdPAGS158$1,3600.00%
328FabrinetFN8$1,3330.00%
329Ase Technology Hldg Co. Ltd.ASX170$1,2780.00%
330Lam Research CorpLRCX2$1,2540.00%
331Las Vegas Sands CorpLVS27$1,2380.00%
332ZTO Express (Cayman) IncZTOEF50$1,2090.00%
333Grupo Aeroportario Del Pacific4005061017$1,1510.00%
334Dr Reddys Labs Ltd25613520317$1,1370.00%
335Johnson Ctls Intl PLCG5150210519$1,0110.00%
336Nvidia CorporationNVDA2$8700.00%