13F HOLDINGS REPORT
PVG ASSET MANAGEMENT CORP
Quarter ended Q3 2023 · Filed July 24, 2023 · Accession 0000820434-23-000002
Total Value
$31.2M
Positions
40
Other Managers
0
Confidential Omitted
No
Holdings (39)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR S&P 500 TRUST ETF (spy) | SPY | 14,458 | $5.9M | 18.94% |
| 2 | SPDR SSgA Ultra Short Bond ETF (ulst) | 78467V707 | 144,285 | $5.8M | 18.59% |
| 3 | S&P 500 INDX (ivv) | 464287200 | 11,637 | $4.8M | 15.31% |
| 4 | Invesco QQQ TR ETF SERIES 1 (qqq) | IVZ | 5,426 | $1.7M | 5.57% |
| 5 | Vanguard Index S&P 500 (voo) | 922908363 | 4,444 | $1.7M | 5.35% |
| 6 | ISHARES PHLX SOX SEMICONDUCTOR (soxx) | 464287523 | 1,952 | $867,995 | 2.78% |
| 7 | JOHNSON & JOHNSON (jnj) | JNJ | 5,337 | $827,355 | 2.65% |
| 8 | Global X Internet of Things ETF (snsr) | 37954Y780 | 24,772 | $824,412 | 2.64% |
| 9 | ISHARES ETF RUSSELL 2000 (iwm) | 464287655 | 4,545 | $810,828 | 2.60% |
| 10 | Baxter International Inc. (bax) | 071813109 | 19,457 | $789,175 | 2.53% |
| 11 | Chevron Corporation (cvx) | CVX | 4,589 | $748,741 | 2.40% |
| 12 | First Tr Nasdaq Cybersecurity ETF (cibr) | 33734X846 | 14,260 | $609,615 | 1.95% |
| 13 | ISHARES ETF NORTH AMERICAN TECH-SO (igv) | 464287515 | 1,961 | $597,516 | 1.91% |
| 14 | QUALCOMM INC (qcom) | QCOM | 3,631 | $463,242 | 1.48% |
| 15 | Capri Holdings Limited (cpri) | CPRI | 9,019 | $423,893 | 1.36% |
| 16 | Ishares DJ Us Healthcare (iyh) | 464287762 | 1,470 | $401,398 | 1.28% |
| 17 | Checkpoint Therapeutics, Inc. (ckpt) | 162828206 | 137,252 | $308,817 | 0.99% |
| 18 | WELLS FARGO COMPANY (wfc) | 949746101 | 7,668 | $286,629 | 0.92% |
| 19 | Broadcom Inc. (avgo) | AVGO | 418 | $268,163 | 0.86% |
| 20 | Masimo Corp. (masi) | MASI | 1,425 | $262,969 | 0.84% |
| 21 | Mobileye Global Inc. (mbly) | MBLY | 6,034 | $261,091 | 0.84% |
| 22 | Bristol Myers-Squibb (bmy) | CELG-RI | 3,755 | $260,259 | 0.83% |
| 23 | Palo Alto Networks Inc. (panw) | PANW | 1,283 | $256,266 | 0.82% |
| 24 | Okta Inc. (okta) | OKTA | 2,940 | $253,545 | 0.81% |
| 25 | PagerDuty, Inc. (pd) | PD | 6,985 | $244,335 | 0.78% |
| 26 | Progress Software Corp. (prgs) | 743312100 | 4,219 | $242,381 | 0.78% |
| 27 | MSC Income Fund Inc. (mscf) | MSIF | 29,577 | $225,086 | 0.72% |
| 28 | BioXcel Therapeutics, Inc. (btai) | BTAI | 11,994 | $223,808 | 0.72% |
| 29 | 3M Company (mmm) | MMM | 2,021 | $212,427 | 0.68% |
| 30 | ProShares Tr Short S&P500 (spxu) | 74347B110 | 10,400 | $140,192 | 0.45% |
| 31 | BioLineRx Ltd. (blrx) | BLRX | 128,725 | $114,114 | 0.37% |
| 32 | Chimerix Inc. (cmrx) | 16934W106 | 69,550 | $87,633 | 0.28% |
| 33 | Synlogic, Inc. (sybx) | SYBX | 100,220 | $63,339 | 0.20% |
| 34 | Milestone Pharmaceuticals Inc. (mist) | MIST | 15,835 | $62,389 | 0.20% |
| 35 | Hepion Pharmaceuticals, Inc. (hepa) | CTRVP | 61,175 | $47,502 | 0.15% |
| 36 | Outlook Therapeutics, Inc. (otlk) | OTLK | 42,270 | $46,074 | 0.15% |
| 37 | Ardagh Metal Packaging S.A. (ambp) | AMPWF | 10,305 | $42,044 | 0.13% |
| 38 | Virios Therapeutics Inc. (viri) | 92829J104 | 80,590 | $29,616 | 0.09% |
| 39 | Qualis Innovations, Inc. (qlis) | 74754Q105 | 22,284 | $17,871 | 0.06% |