13F HOLDINGS REPORT
PVG ASSET MANAGEMENT CORP
Quarter ended Q3 2025 · Filed September 2, 2025 · Accession 0000820434-25-000005
Total Value
$29.4M
Positions
58
Other Managers
0
Confidential Omitted
No
Holdings (58)
| # | Issuer | Ticker / CUSIP | Shares | Value | % of Filing |
|---|---|---|---|---|---|
| 1 | SPDR Barclays Capital 1-3 month (bil) | 78468R663 | 56,360 | $5.2M | 17.60% |
| 2 | Vanguard Index S&P 500 (voo) | 922908363 | 2,219 | $1.3M | 4.29% |
| 3 | Journey Medical Corp. (derm) | DERM | 149,764 | $1.1M | 3.66% |
| 4 | Anavex Life Sciences Corp. (avxl) | AVXL | 111,445 | $1.0M | 3.50% |
| 5 | S&P 500 INDX (ivv) | 464287200 | 1,621 | $1.0M | 3.43% |
| 6 | Veru Inc. (veru) | VERU | 1,647,365 | $958,436 | 3.26% |
| 7 | Amazon.Com Inc (amzn) | AMZN | 4,296 | $942,499 | 3.21% |
| 8 | NVIDIA CORP (nvda) | NVDA | 5,817 | $919,147 | 3.13% |
| 9 | Microsoft Corp. (msft) | MSFT | 1,636 | $813,813 | 2.77% |
| 10 | Broadcom Inc. (avgo) | AVGO | 2,874 | $792,218 | 2.70% |
| 11 | Neos ETF Trust S&P 500 High Income (spyi) | 78433H303 | 13,163 | $662,362 | 2.25% |
| 12 | Invesco ETF Tr S&P Equal Weighted (rsp) | IVZ | 3,513 | $638,452 | 2.17% |
| 13 | Grail Inc. (gral) | GRAL | 12,383 | $636,733 | 2.17% |
| 14 | Fortress Biotech Inc. (fbio) | FBIOP | 321,961 | $598,848 | 2.04% |
| 15 | ARK Innovation ETF (arkk) | 00214Q104 | 7,323 | $514,733 | 1.75% |
| 16 | Axon Enterprise Inc. (axon) | AXON | 610 | $505,043 | 1.72% |
| 17 | ISHARES ETF RUSSELL 2000 (iwm) | 464287655 | 2,332 | $503,222 | 1.71% |
| 18 | ARK Autonomous Tech & Robotics ETF (arkq) | 00214Q203 | 5,612 | $500,422 | 1.70% |
| 19 | First Trust Dow Jones Internet (fdn) | 33733E302 | 1,822 | $490,719 | 1.67% |
| 20 | ABBVIE INC (abbv) | ABBV | 2,291 | $425,255 | 1.45% |
| 21 | iShares Cybersecurity ETF (ihak) | 46435U135 | 7,804 | $415,250 | 1.41% |
| 22 | First Trust High Yield Opp Fd (fthy) | 33741Q107 | 27,515 | $408,597 | 1.39% |
| 23 | PEPSICO INC (pep) | PEP | 3,079 | $406,551 | 1.38% |
| 24 | Apple Inc. (AAPL) | AAPL | 1,933 | $396,593 | 1.35% |
| 25 | JP Morgan Premium Income ETF (jepi) | 46641Q332 | 6,859 | $389,952 | 1.33% |
| 26 | Cardiol Therapeutics Inc. (crdl) | CRDL | 283,472 | $385,522 | 1.31% |
| 27 | The Boeing Co (ba) | BA-PA | 1,750 | $366,677 | 1.25% |
| 28 | Neos Nasdaq-100 High Income ETF (qqqi) | 78433H675 | 6,581 | $342,277 | 1.16% |
| 29 | CORNING INC (glw) | GLW | 6,400 | $336,576 | 1.15% |
| 30 | DYNEX CAP INC COM (dx) | DX-PC | 27,451 | $335,451 | 1.14% |
| 31 | Exxon Mobil Corporation (xom) | XOM | 3,089 | $332,994 | 1.13% |
| 32 | ARK ETF TR ARK SPACE EXPL (arkx) | 00214Q807 | 13,452 | $325,000 | 1.11% |
| 33 | UnitedHealth Group Inc. (unh) | UNH | 1,030 | $321,329 | 1.09% |
| 34 | Viking Therapeutics, Inc. (vktx) | VKTX | 11,258 | $298,337 | 1.02% |
| 35 | General Electric Company (ge) | 369604301 | 1,155 | $297,285 | 1.01% |
| 36 | Runway Growth Finance Corp. (rway) | RWAYL | 27,255 | $292,446 | 1.00% |
| 37 | Qualis Innovations, Inc. (qlis) | 74754Q105 | 1,022,284 | $280,105 | 0.95% |
| 38 | Alphabet Inc Cap Cl C (goog) | GOOG | 1,525 | $270,519 | 0.92% |
| 39 | AMERICAN EXPRESS COMPANY (axp) | AXP | 786 | $250,718 | 0.85% |
| 40 | Kayne Anderson Energy Infr Fund, Inc (kyn) | 486606106 | 19,200 | $244,224 | 0.83% |
| 41 | MSC Income Fund Inc. (mscf) | MSIF | 14,788 | $242,981 | 0.83% |
| 42 | Crowdstrike Holdings, Inc. (crwd) | CRWD | 468 | $238,357 | 0.81% |
| 43 | First Trust Senior Loan ETF (ftsl) | 33738D309 | 5,170 | $237,251 | 0.81% |
| 44 | Intel Corp (intc) | INTC | 10,333 | $231,459 | 0.79% |
| 45 | Neos Russell 2000 High Income ETF (iwmi) | 78433H634 | 5,027 | $228,376 | 0.78% |
| 46 | JPMorgan Chase & Co. (jpm) | VYLD | 780 | $226,129 | 0.77% |
| 47 | AGNC Investment Corp (agnc) | 00123Q104 | 23,852 | $219,199 | 0.75% |
| 48 | BANK OF AMERICA CORP (bac) | 060505104 | 4,580 | $216,725 | 0.74% |
| 49 | Inspire Corporate Bond ETF (ibd) | NTRSO | 8,951 | $214,913 | 0.73% |
| 50 | THE HERSHEY COMPANY (hsy) | HSY | 1,259 | $208,931 | 0.71% |
| 51 | ORACLE CORPORATION (orcl) | ORCL-PD | 927 | $202,670 | 0.69% |
| 52 | SERVICENOW INC (now) | NOW | 195 | $200,475 | 0.68% |
| 53 | Pfizer Inc. (pfe) | PFE | 8,264 | $200,319 | 0.68% |
| 54 | Cherry Hill Mtg Invt Corp. (chmi) | 164651101 | 49,510 | $135,162 | 0.46% |
| 55 | American Eagle Outfitters (aeo) | AEO | 12,546 | $120,692 | 0.41% |
| 56 | MFS Government Markets Income Trust (mgf) | 552939100 | 30,220 | $94,286 | 0.32% |
| 57 | BioAtla, Inc. (bcab) | BCAB | 65,000 | $25,740 | 0.09% |
| 58 | Greene Concepts Inc. (inkw) | INKW | 250,000 | $175 | 0.00% |