13F HOLDINGS REPORT

Shaker Financial Services, LLC

Quarter ended Q4 2023 · Filed November 2, 2023 · Accession 0001172661-23-003578

Total Value

$214.6M

Positions

155

Other Managers

Confidential Omitted

View on SEC.gov

Holdings (155)

#	Issuer	Ticker / CUSIP	Shares	Value	% of Filing
1	EATON VANCE TX ADV GLBL DIV	ETN	579,151	$8.9M	4.15%
2	SRH TOTAL RETURN FUND INC	STEW	612,125	$7.9M	3.70%
3	CENTRAL SECS CORP	155123102	207,886	$7.4M	3.43%
4	BLACKROCK ENHANCED EQUITY DI	BLK	860,512	$6.5M	3.05%
5	GABELLI DIVID & INCOME TR	36242H104	301,729	$5.9M	2.73%
6	SPROTT FOCUS TR INC	SII	678,934	$5.1M	2.38%
7	GENERAL AMERN INVS CO INC	368802104	121,842	$5.0M	2.34%
8	ROYCE VALUE TR INC	RVT	356,617	$4.6M	2.14%
9	NUVEEN S&P 500 BUY-WRITE INC	NU	329,499	$4.2M	1.97%
10	LIBERTY ALL-STAR GROWTH FD I	529900102	801,378	$4.0M	1.85%
11	ALLSPRING INCOME OPPORTUNIT	EAD	576,601	$3.5M	1.65%
12	NUVEEN FLOATING RATE INCOME	67072T108	411,310	$3.4M	1.59%
13	EATON VANCE TAX-MANAGED GLOB	ETN	457,854	$3.4M	1.57%
14	HIGHLAND GLOBAL ALLOCATION F	HGLB	402,845	$3.2M	1.50%
15	NUVEEN DOW 30 DYNMC OVERWRT	NU	218,897	$3.1M	1.44%
16	FIRST TR HIGH INCOME LONG /	33738E109	282,516	$3.0M	1.41%
17	VIRTUS GLOBAL MULTI-SECTOR I	VGI	403,090	$3.0M	1.38%
18	EATON VANCE LTD DURATION INC	ETN	299,077	$2.7M	1.26%
19	EATON VANCE TAX MNGED BUY WR	ETN	209,601	$2.6M	1.23%
20	NUVEEN CORE EQUITY ALPHA FD	NU	200,827	$2.6M	1.20%
21	BLACKROCK DEBT STRATEGIES FD	BLK	247,782	$2.5M	1.19%
22	EUROPEAN EQUITY FD INC	298768102	307,983	$2.4M	1.14%
23	EATON VANCE TAX ADVT DIV INC	ETN	115,585	$2.4M	1.14%
24	JOHN HANCOCK HEDGED EQUITY &	HEQ	244,613	$2.3M	1.09%
25	TRI CONTL CORP	895436103	87,931	$2.3M	1.09%
26	SPECIAL OPPORTUNITIES FD INC	84741T104	213,508	$2.3M	1.09%
27	ADVENT CONV & INCOME FD	00764C109	210,683	$2.2M	1.03%
28	SWISS HELVETIA FD INC	SWZ	284,676	$2.2M	1.01%
29	PIONEER DIVERSIFIED HIGH INC	723653101	212,769	$2.2M	1.01%
30	SOURCE CAP INC	SOR	56,225	$2.2M	1.01%
31	ROYCE MICRO-CAP TR INC	RMT	261,497	$2.2M	1.01%
32	CALAMOS GBL DYN INCOME FUND	12811L107	383,934	$2.1M	0.99%
33	NUVEEN PFD & INCOME SECS FD	NU	334,224	$2.1M	0.97%
34	BLACKROCK LTD DURATION INCOM	BLK	150,760	$1.9M	0.91%
35	VOYA GLBL ADV & PREM OPP FD	92912R104	229,915	$1.9M	0.89%
36	NEW GERMANY FD INC	644465106	233,489	$1.9M	0.89%
37	EATON VANCE TAX-MANAGED GLOB	ETN	246,354	$1.9M	0.88%
38	FIRST TR INTER DURATN PFD &	33718W103	124,540	$1.9M	0.86%
39	HANCOCK JOHN INVT TR II	410142103	150,554	$1.8M	0.85%
40	ALLSPRING GLOBAL DIVIDEND OP	EOD	444,344	$1.8M	0.85%
41	FRANKLIN LTD DURATION INCOME	FTF	298,668	$1.8M	0.85%
42	SPDR S&P 500 ETF TR	SPY	4,250	$1.8M	0.85%
43	RIVERNORTH DOUBLELINE STRATE	OPP-PC	225,279	$1.8M	0.83%
44	PIMCO INCOME STRATEGY FD II	72201J104	268,195	$1.8M	0.83%
45	EATON VANCE TAX-MANAGED BUY-	ETN	146,515	$1.8M	0.82%
46	TEMPLETON EMERGING MKTS INCO	880192109	368,741	$1.7M	0.79%
47	CALAMOS LNG SHR EQT DYNAMIC	12812C106	114,909	$1.7M	0.79%
48	ABRDN GLOBAL DYNAMIC DIVIDEN	AGD	194,091	$1.7M	0.78%
49	EATON VANCE ENHANCED EQUITY	ETN	96,203	$1.7M	0.77%
50	NUVEEN S&P 500 DYNAMIC OVERW	6706EW100	104,907	$1.6M	0.75%
51	LIBERTY ALL STAR EQUITY FD	530158104	264,813	$1.6M	0.73%
52	HANCOCK JOHN PREM DIVID FD	41013T105	162,284	$1.6M	0.73%
53	PGIM SHORT DUR HIG YLD OPP F	69355J104	100,435	$1.5M	0.68%
54	EATON VANCE RISK-MANAGED DIV	ETN	186,572	$1.4M	0.67%
55	PIMCO DYNAMIC INCOME OPRNTS	69355M107	115,135	$1.4M	0.64%
56	PIONEER HIGH INCOME FUND INC	72369H106	201,412	$1.4M	0.63%
57	CLOUGH GLOBAL OPPORTUNITIES	GLO	290,247	$1.3M	0.60%
58	MFS CHARTER INCOME TR	MCR	218,571	$1.3M	0.60%
59	PIMCO INCOME STRATEGY FD	72201H108	163,603	$1.3M	0.59%
60	EATON VANCE FLTING RATE INC	ETN	99,117	$1.2M	0.57%
61	PGIM HIGH YIELD BOND FUND IN	ISD	103,160	$1.2M	0.57%
62	BNY MELLON HIGH YIELD STRATE	DHF	547,865	$1.2M	0.55%
63	EATON VANCE SR FLTNG RTE TR	ETN	96,756	$1.2M	0.55%
64	BANCROFT FD LTD	059695106	74,295	$1.2M	0.55%
65	INVESCO HIG INCM 2023 TARG T	IVZ	165,216	$1.1M	0.52%
66	ALLSPRING MULTI SECTOR INCOM	ERC	121,675	$1.1M	0.52%
67	VOYA ASIA PAC HIGH DIV EQT I	92912J102	185,487	$1.1M	0.50%
68	NUVEEN PFD & INCOME OPPORTUN	NU	166,631	$1.1M	0.50%
69	COHEN & STEERS LTD DURATION	19248C105	61,961	$1.1M	0.49%
70	WESTERN ASSET HIGH YIELD DEF	HYI	91,261	$1.1M	0.49%
71	PGIM GLOBAL HIGH YIELD FD FO	69346J106	97,857	$1.1M	0.49%
72	TEMPLETON DRAGON FD INC	88018T101	118,649	$1.0M	0.47%
73	TAIWAN FD INC	874036106	33,522	$1.0M	0.47%
74	BLACKSTONE SENI FLTN RAT 202	BX	73,642	$975,757	0.45%
75	VIRTUS TOTAL RETURN FD INC	92835W107	202,758	$973,239	0.45%
76	INVESCO HIGH INCOME TR II	IVZ	96,842	$962,591	0.45%
77	ROYCE GLOBAL VALUE TR INC	RGT	107,419	$935,674	0.44%
78	FIRST TR SPECIALTY FIN & FIN	33733G109	276,825	$932,901	0.43%
79	MFS MULTIMARKET INCOME TR	MMT	208,189	$886,886	0.41%
80	EATON VANCE TAX-MANAGED DIVE	ETN	76,836	$886,688	0.41%
81	CBRE GBL REAL ESTATE INC FD	12504G100	193,400	$870,300	0.41%
82	MEXICO EQUITY & INCOME FD	592834105	88,775	$834,485	0.39%
83	TEKLA LIFE SCIENCES INVS	HQL	66,528	$829,605	0.39%
84	NUVEEN NASDAQ 100 DYNAMIC OV	670699107	34,074	$813,669	0.38%
85	MFS SPL VALUE TR	55274E102	206,053	$803,605	0.37%
86	PIONEER FLOATING RATE FUND I	PHD	85,433	$769,752	0.36%
87	BLACKSTONE LONG SHORT CR INC	BGX	63,589	$740,812	0.35%
88	FIRST TR HIGH YIELD OPPRT 20	33741Q107	55,407	$738,022	0.34%
89	BRANDYWINEGBL GBL INCM OPP F	10537L104	86,241	$654,439	0.31%
90	VIRTUS DIVERSIFIED INCM & CO	92840N100	34,465	$649,691	0.30%
91	VIRTUS ARTIFICIAL INTELLIGEN	AIO	36,994	$610,771	0.28%
92	FIRST TR ENHANCED EQUITY INC	337318109	34,718	$599,580	0.28%
93	BLACKROCK ENHANCED INTL DIV	BLK	116,055	$579,115	0.27%
94	PUTNAM PREMIER INCOME TR	PPT	169,613	$572,729	0.27%
95	CALAMOS GLOBAL TOTAL RETURN	CGO	64,726	$566,418	0.26%
96	CHINA FD INC	169373107	53,424	$564,687	0.26%
97	WESTERN ASSET EMERGING MKTS	95766A101	65,870	$552,288	0.26%
98	JAPAN SMALLER CAPITALIZATION	JOF	75,633	$537,751	0.25%
99	COHEN & STEERS CLOSED-END OP	19248P106	51,456	$531,026	0.25%
100	RIVERNORTH OPPORTUNITIES FD	76881Y109	48,474	$509,462	0.24%
101	MORGAN STANLEY CHINA A SH FD	MS-PQ	40,659	$506,610	0.24%
102	WESTERN ASSET HIGH INCOME OP	HIO	137,650	$505,933	0.24%
103	VIRTUS DIVIDEND INTEREST & P	NFJ	43,500	$492,855	0.23%
104	NUVEEN CORE PLUS IMPACT FUND	NPCT	52,525	$485,420	0.23%
105	GABELLI GLOBAL SMALL & MID C	GGZ	45,766	$474,136	0.22%
106	ADAMS DIVERSIFIED EQUITY FD	006212104	28,246	$470,014	0.22%
107	MEXICO FD INC	592835102	28,430	$468,243	0.22%
108	BLACKROCK CORPOR HI YLD FD I	BLK	54,099	$466,875	0.22%
109	BARINGS GLOBAL SHORT DURATIO	BGH	35,689	$456,832	0.21%
110	CLOUGH GLOBAL EQUITY FD	18914C100	80,870	$443,168	0.21%
111	LAZARD GLOBAL TOTAL RETURN &	LAZ	30,640	$424,058	0.20%
112	HANCOCK JOHN INVT TR	41013P749	93,454	$411,198	0.19%
113	TEMPLETON GLOBAL INCOME FD	880198106	106,415	$410,762	0.19%
114	ABRDN ASIA PACIFIC INCOME FU	ABAKF	165,679	$405,914	0.19%
115	NUVEEN TAXABLE MUNICPAL INM	NU	26,805	$391,237	0.18%
116	CLOUGH GLOBAL DIVID & INCOME	18913Y103	77,731	$386,324	0.18%
117	VOYA GLBL EQTY DIV & PREM OP	92912T100	76,865	$376,639	0.18%
118	KKR INCOME OPPORTUNITIES FD	KKRT	30,582	$365,761	0.17%
119	ABRDN JAPAN EQUITY FUND INC	JEQ	66,473	$355,631	0.17%
120	ABRDN EMRG MKTS EQTY INCM FD	AEF	73,698	$351,540	0.16%
121	MADISON COVERED CALL & EQUIT	MCN	48,738	$344,578	0.16%
122	VIRTUS CONVERTIBLE & INCOME	92838X102	109,022	$342,625	0.16%
123	EATON VANCE SHORT DURATION D	ETN	30,933	$320,776	0.15%
124	VOYA EMERGING MKTS HIGH DIVI	92912P108	64,419	$317,586	0.15%
125	INVESCO SR INCOME TR	IVZ	79,718	$312,495	0.15%
126	FLAHERTY & CRUMRINE DYNAMIC	DFP	18,337	$307,512	0.14%
127	ECOFIN SUSTAINABLE AND SOCIA	27901F109	25,317	$303,298	0.14%
128	TEMPLETON EMERGING MKTS FD	880191101	26,752	$302,566	0.14%
129	WESTERN ASSET GBL HIGH INC F	95766B109	45,104	$300,393	0.14%
130	FIRST TR DYNAMIC EUROPE EQUI	33740D107	24,053	$298,258	0.14%
131	KOREA FD INC	500634209	12,746	$268,049	0.12%
132	TEKLA HEALTHCARE INVS	HQH	16,941	$263,439	0.12%
133	BNY MELLON ALCENTRA GLOBAL C	05588N108	33,936	$263,344	0.12%
134	ABRDN AUSTRALIA EQUITY FD IN	003011103	66,594	$263,047	0.12%
135	FRANKLIN UNVL TR	355145103	40,912	$259,792	0.12%
136	FIRST TR SR FLTG RATE INCOME	33733U108	24,676	$246,760	0.12%
137	HANCOCK JOHN PFD INCOME FD	41013W108	16,201	$236,049	0.11%
138	WESTERN ASSET DIVERSIFIED IN	WDI	17,190	$230,000	0.11%
139	COHEN & STEERS SELECT PFD &	19248Y107	12,485	$225,854	0.11%
140	FIRST TR ABRDN GBL OPP INCM	337319107	39,426	$224,729	0.10%
141	INVESCO QQQ TR	IVZ	626	$224,613	0.10%
142	CREDIT SUISSE ASSET MGMT INC	224916106	81,332	$210,650	0.10%
143	ADOBE INC	ADBE	400	$203,960	0.10%
144	PIMCO GLOBAL STOCKSPLS INCM	722011103	30,611	$202,645	0.09%
145	THORNBURG INCM BUILDER OPP T	885213108	11,862	$173,186	0.08%
146	VIRTUS CONVERTIBLE & INC FD	92838U108	60,253	$169,320	0.08%
147	MFS INTER INCOME TR	55273C107	63,035	$168,934	0.08%
148	DOUBLELINE INCOME SOLUTIONS	DSL	12,300	$144,156	0.07%
149	ABRDN TOTAL DYNAMIC DIVIDEND	AOD	18,647	$140,972	0.07%
150	BLACKSTONE STRATEGIC CRED 20	BX	12,000	$131,880	0.06%
151	NUVEEN CR STRATEGIES INCOME	NU	24,000	$122,736	0.06%
152	ANGEL OAK FINL STRATEGIES IN	03464A100	10,021	$120,653	0.06%
153	BLACKROCK CR ALLOCATION INCO	BLK	10,415	$100,818	0.05%
154	PUTNAM MASTER INTER INCOME T	746909100	19,246	$58,547	0.03%
155	NEUBERGER BERMAN REAL ESTATE	NRO	18,589	$51,864	0.02%