CUSIP 86877M209
SURFACE ONCOLOGY INC
95 institutions · $21.3M total · 28,217,989 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | ARMISTICE CAPITAL, LLC | 4,890,000 | $4.3M | 17.32% | 2023-09-30 |
| 2 | Atlas Venture Associates IX, LLC | 2,945,453 | $2.6M | 10.43% | 2023-09-30 |
| 3 | EcoR1 Capital, LLC | 3,082,959 | $2.2M | 10.92% | 2023-06-30 |
| 4 | VANGUARD GROUP INC | 2,290,442 | $2.0M | 8.11% | 2023-09-30 |
| 5 | ARK Investment Management LLC | 1,412,077 | $1.2M | 5.00% | 2023-09-30 |
| 6 | DAFNA Capital Management LLC | 1,100,000 | $956.6K | 3.89% | 2023-09-30 |
| 7 | TANG CAPITAL MANAGEMENT LLC | 1,300,000 | $908.4K | 4.60% | 2023-06-30 |
| 8 | GOLDMAN SACHS GROUP INC | 1,084,467 | $889.3K | 3.84% | 2024-03-31 |
| 9 | Sumitomo Mitsui Trust Holdings, Inc. | 999,026 | $698.1K | 3.54% | 2023-06-30 |
| 10 | Yakira Capital Management, Inc. | 785,879 | $683.4K | 2.78% | 2023-09-30 |
| 11 | Nikko Asset Management Americas, Inc. | 999,026 | $649.4K | 3.54% | 2023-06-30 |
| 12 | GEODE CAPITAL MANAGEMENT, LLC | 667,418 | $580.4K | 2.36% | 2023-09-30 |
| 13 | Laurion Capital Management LP | 665,400 | $578.6K | 2.35% | 2023-09-30 |
| 14 | BlackRock Inc. | 445,088 | $387.0K | 1.57% | 2023-09-30 |
| 15 | STIFEL FINANCIAL CORP | 376,750 | $327.6K | 1.33% | 2023-09-30 |
| 16 | MACQUARIE GROUP LTD | 350,000 | $304.0K | 1.24% | 2023-12-31 |
| 17 | Black Maple Capital Management LP | 266,736 | $232.0K | 0.94% | 2023-09-30 |
| 18 | STATE STREET CORP | 171,566 | $149.2K | 0.60% | 2023-09-30 |
| 19 | Knights of Columbus Asset Advisors LLC | 157,769 | $137.2K | 0.55% | 2023-09-30 |
| 20 | FMR LLC | 135,774 | $118.1K | 0.48% | 2023-09-30 |
| 21 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 132,500 | $115.2K | 0.46% | 2023-09-30 |
| 22 | Bank of New York Mellon Corp | 121,350 | $105.5K | 0.43% | 2023-09-30 |
| 23 | MARSHALL WACE, LLP | 110,928 | $91.0K | 0.39% | 2023-03-31 |
| 24 | CORNERCAP INVESTMENT COUNSEL INC | 113,219 | $79.1K | 0.40% | 2023-06-30 |
| 25 | CITADEL ADVISORS LLC | 111,470 | $77.9K | 0.39% | 2023-06-30 |
| 26 | NORTHERN TRUST CORP | 86,824 | $75.5K | 0.30% | 2023-09-30 |
| 27 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 64,875 | $56.4K | 0.22% | 2023-09-30 |
| 28 | FRANKLIN RESOURCES INC | 57,360 | $49.9K | 0.20% | 2023-09-30 |
| 29 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 52,149 | $45.3K | 0.18% | 2023-09-30 |
| 30 | CSS LLC/IL | 51,200 | $44.5K | 0.18% | 2023-09-30 |
| 31 | Ergoteles LLC | 52,234 | $42.8K | 0.18% | 2023-03-31 |
| 32 | DIMENSIONAL FUND ADVISORS LP | 59,493 | $41.6K | 0.21% | 2023-06-30 |
| 33 | EAGLE ROCK INVESTMENT COMPANY, LLC | 42,000 | $40.2K | 0.14% | 2023-09-30 |
| 34 | BOOTHBAY FUND MANAGEMENT, LLC | 45,000 | $39.1K | 0.15% | 2023-09-30 |
| 35 | CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 44,721 | $38.9K | 0.15% | 2023-09-30 |
| 36 | JANE STREET GROUP, LLC | 51,083 | $35.7K | 0.18% | 2023-06-30 |
| 37 | Forefront Analytics, LLC | 50,218 | $35.1K | 0.17% | 2023-06-30 |
| 38 | TWO SIGMA INVESTMENTS, LP | 38,317 | $33.3K | 0.13% | 2023-09-30 |
| 39 | CITIGROUP INC | 37,657 | $32.7K | 0.13% | 2023-09-30 |
| 40 | Man Group plc | 38,864 | $31.9K | 0.13% | 2023-03-31 |
| 41 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 10,416 | $30.6K | 0.03% | 2023-09-30 |
| 42 | BANK OF AMERICA CORP /DE/ | 32,484 | $28.2K | 0.11% | 2023-09-30 |
| 43 | CREDIT SUISSE AG/ | 40,000 | $28.0K | 0.14% | 2023-06-30 |
| 44 | PRUDENTIAL FINANCIAL INC | 39,000 | $27.3K | 0.13% | 2023-06-30 |
| 45 | XTX Topco Ltd | 37,874 | $26.5K | 0.13% | 2023-06-30 |
| 46 | TWO SIGMA SECURITIES, LLC | 27,577 | $24.0K | 0.09% | 2023-09-30 |
| 47 | KEYBANK NATIONAL ASSOCIATION/OH | 26,455 | $23.0K | 0.09% | 2023-09-30 |
| 48 | TWO SIGMA ADVISERS, LP | 25,900 | $22.5K | 0.09% | 2023-09-30 |
| 49 | MORGAN STANLEY | 25,245 | $22.0K | 0.08% | 2023-09-30 |
| 50 | Royal Bank of Canada | 22,800 | $20.0K | 0.08% | 2023-09-30 |
| 51 | EQUITEC PROPRIETARY MARKETS, LLC | 20,198 | $17.6K | 0.07% | 2023-09-30 |
| 52 | COMMERCE BANK | 20,000 | $17.4K | 0.07% | 2023-09-30 |
| 53 | Private Advisor Group, LLC | 17,325 | $15.1K | 0.06% | 2023-09-30 |
| 54 | StoneX Group Inc. | 14,596 | $12.0K | 0.05% | 2025-06-30 |
| 55 | Platform Technology Partners | 11,000 | $10.9K | 0.03% | 2023-09-30 |
| 56 | RIA Advisory Group LLC | 12,000 | $10.4K | 0.04% | 2023-09-30 |
| 57 | Merit Financial Group, LLC | 11,000 | $9.0K | 0.03% | 2023-03-31 |
| 58 | Ground Swell Capital, LLC | 10,155 | $8.8K | 0.03% | 2023-09-30 |
| 59 | OPPENHEIMER & CO INC | 10,733 | $7.5K | 0.03% | 2023-06-30 |
| 60 | ADVISOR GROUP HOLDINGS, INC. | 7,000 | $6.1K | 0.02% | 2023-09-30 |
| 61 | GROUP ONE TRADING, L.P. | 6,774 | $5.9K | 0.02% | 2023-09-30 |
| 62 | Tower Research Capital LLC (TRC) | 6,726 | $5.9K | 0.02% | 2023-09-30 |
| 63 | UBS Group AG | 5,345 | $4.7K | 0.01% | 2023-09-30 |
| 64 | Belvedere Trading LLC | 5,400 | $4.4K | 0.01% | 2023-03-31 |
| 65 | CENTRAL TRUST Co | 4,000 | $2.8K | 0.01% | 2023-06-30 |
| 66 | FEDERATED HERMES, INC. | 2,638 | $2.3K | 0.00% | 2023-09-30 |
| 67 | C M BIDWELL & ASSOCIATES LTD | 1,785 | $1.2K | 0.00% | 2023-06-30 |
| 68 | JPMORGAN CHASE & CO | 1,407 | $1.2K | 0.00% | 2023-09-30 |
| 69 | Antonetti Capital Management LLC | 1,200 | $1.0K | 0.00% | 2023-09-30 |
| 70 | ACADIAN ASSET MANAGEMENT LLC | 868,620 | $754 | 3.07% | 2023-09-30 |
| 71 | Larson Financial Group LLC | 751 | $653 | 0.00% | 2023-09-30 |
| 72 | MONEY CONCEPTS CAPITAL CORP | 613 | $502 | 0.00% | 2023-03-31 |
| 73 | RENAISSANCE TECHNOLOGIES LLC | 567,400 | $493 | 2.01% | 2023-09-30 |
| 74 | Newbridge Financial Services Group, Inc. | 405 | $352 | 0.00% | 2023-09-30 |
| 75 | WELLS FARGO & COMPANY/MN | 400 | $348 | 0.00% | 2023-09-30 |
| 76 | MILLENNIUM MANAGEMENT LLC | 419,495 | $293 | 1.48% | 2023-06-30 |
| 77 | Cornerstone Planning Group LLC | 250 | $217 | 0.00% | 2023-09-30 |
| 78 | GSA CAPITAL PARTNERS LLP | 230,292 | $161 | 0.81% | 2023-06-30 |
| 79 | TCI Wealth Advisors, Inc. | 220 | $154 | 0.00% | 2023-06-30 |
| 80 | CALDWELL SUTTER CAPITAL, INC. | 200 | $140 | 0.00% | 2023-06-30 |
| 81 | NewEdge Advisors, LLC | 116 | $81 | 0.00% | 2023-06-30 |
| 82 | NewSquare Capital LLC | 80 | $70 | 0.00% | 2023-09-30 |
| 83 | AllSquare Wealth Management LLC | 83 | $68 | 0.00% | 2023-09-30 |
| 84 | Arete Wealth Advisors, LLC | 54,465 | $47 | 0.19% | 2023-09-30 |
| 85 | IFP Advisors, Inc | 1,585 | $22 | 0.00% | 2023-03-31 |
| 86 | BARCLAYS PLC | 29,251 | $20 | 0.10% | 2023-06-30 |
| 87 | SIMPLEX TRADING, LLC | 20,332 | $17 | 0.07% | 2023-09-30 |
| 88 | WOLVERINE TRADING, LLC | 20,000 | $16 | 0.07% | 2023-03-31 |
| 89 | Formidable Asset Management, LLC | 15,175 | $13 | 0.05% | 2023-09-30 |
| 90 | Virtu Financial LLC | 12,230 | $11 | 0.04% | 2023-09-30 |
| 91 | COMMONWEALTH EQUITY SERVICES, LLC | 13,200 | $11 | 0.04% | 2023-09-30 |
| 92 | BNP PARIBAS ARBITRAGE, SNC | 1 | $1 | 0.00% | 2023-09-30 |
| 93 | Financial Management Professionals, Inc. | 1,000 | $1 | 0.00% | 2023-09-30 |
| 94 | HAP Trading, LLC | 17,500 | $0 | 0.06% | 2023-03-31 |
| 95 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2023-09-30 |