CUSIP 43010E404
HIGHLAND OPPS & INCOME FD
139 institutions · $163.0M total · 28,518,122 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 4,674,016 | $28.0M | 16.38% | 2025-12-31 |
| 2 | RAYMOND JAMES FINANCIAL INC | 3,289,333 | $19.7M | 11.53% | 2025-12-31 |
| 3 | MORGAN STANLEY | 2,822,748 | $16.9M | 9.89% | 2025-12-31 |
| 4 | Thomas J. Herzfeld Advisors, Inc. | 2,457,285 | $14.7M | 8.61% | 2025-12-31 |
| 5 | NEXPOINT ASSET MANAGEMENT, L.P. | 2,189,005 | $13.1M | 7.67% | 2025-12-31 |
| 6 | ENVESTNET ASSET MANAGEMENT INC | 2,100,795 | $12.6M | 7.36% | 2025-12-31 |
| 7 | Invesco Ltd. | 1,367,754 | $8.2M | 4.79% | 2025-12-31 |
| 8 | Geneos Wealth Management Inc. | 928,473 | $5.6M | 3.25% | 2025-12-31 |
| 9 | Royal Bank of Canada | 665,712 | $4.0M | 2.33% | 2025-12-31 |
| 10 | LPL Financial LLC | 636,467 | $3.8M | 2.23% | 2025-12-31 |
| 11 | OPPENHEIMER & CO INC | 449,790 | $2.7M | 1.57% | 2025-12-31 |
| 12 | Matisse Capital | 386,000 | $2.3M | 1.35% | 2025-12-31 |
| 13 | Camelot Portfolios, LLC | 353,602 | $2.1M | 1.23% | 2025-12-31 |
| 14 | Marex Group plc | 285,112 | $1.7M | 0.99% | 2025-12-31 |
| 15 | Closed-End Fund Advisors, Inc. | 235,136 | $1.4M | 0.82% | 2025-12-31 |
| 16 | CHOREO, LLC | 230,630 | $1.4M | 0.80% | 2025-12-31 |
| 17 | Verition Fund Management LLC | 262,820 | $1.4M | 0.92% | 2025-06-30 |
| 18 | North Ground Capital | 192,701 | $1.2M | 0.67% | 2025-12-31 |
| 19 | Arlington Capital Management, Inc. | 151,205 | $904.2K | 0.53% | 2025-12-31 |
| 20 | IHT Wealth Management, LLC | 147,653 | $883.0K | 0.51% | 2025-12-31 |
| 21 | Altium Capital Management LLC | 143,059 | $855.5K | 0.50% | 2025-12-31 |
| 22 | Concorde Asset Management, LLC | 139,460 | $834.0K | 0.48% | 2025-12-31 |
| 23 | NWF Advisory Services Inc. | 90,400 | $816.3K | 0.31% | 2025-12-31 |
| 24 | Aristides Capital LLC | 133,496 | $798.3K | 0.46% | 2025-12-31 |
| 25 | NewEdge Advisors, LLC | 130,626 | $781.1K | 0.45% | 2025-12-31 |
| 26 | Tabor Asset Management, LP | 149,435 | $777.1K | 0.52% | 2025-03-31 |
| 27 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 126,901 | $758.9K | 0.44% | 2025-12-31 |
| 28 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 122,317 | $731.5K | 0.42% | 2025-12-31 |
| 29 | HighTower Advisors, LLC | 118,665 | $709.6K | 0.41% | 2025-12-31 |
| 30 | OSAIC HOLDINGS, INC. | 104,239 | $623.4K | 0.36% | 2025-12-31 |
| 31 | GatePass Capital, LLC | 116,100 | $603.7K | 0.40% | 2025-09-30 |
| 32 | Alpine Global Management, LLC | 99,974 | $597.8K | 0.35% | 2025-12-31 |
| 33 | Baird Financial Group, Inc. | 96,591 | $577.6K | 0.33% | 2025-12-31 |
| 34 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 94,036 | $562.3K | 0.32% | 2025-12-31 |
| 35 | GILPIN WEALTH MANAGEMENT, LLC | 90,956 | $543.9K | 0.31% | 2025-12-31 |
| 36 | AEGON USA Investment Management, LLC | 88,168 | $527.2K | 0.30% | 2025-12-31 |
| 37 | Samalin Investment Counsel, LLC | 84,056 | $502.7K | 0.29% | 2025-12-31 |
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 77,525 | $463.6K | 0.27% | 2025-12-31 |
| 39 | SFI Advisors, LLC | 81,254 | $422.5K | 0.28% | 2025-03-31 |
| 40 | JANE STREET GROUP, LLC | 68,420 | $409.2K | 0.23% | 2025-12-31 |
| 41 | Envestnet Portfolio Solutions, Inc. | 66,964 | $348.2K | 0.23% | 2025-06-30 |
| 42 | Ariadne Wealth Management, LP | 52,890 | $339.6K | 0.18% | 2025-12-31 |
| 43 | Cetera Investment Advisers | 55,565 | $332.3K | 0.19% | 2025-12-31 |
| 44 | Atria Wealth Solutions, Inc. | 60,569 | $315.0K | 0.21% | 2025-06-30 |
| 45 | Creative Planning | 45,988 | $275.0K | 0.16% | 2025-12-31 |
| 46 | Balyasny Asset Management L.P. | 42,780 | $271.7K | 0.15% | 2025-09-30 |
| 47 | Papamarkou Wellner Asset Management inc. | 45,000 | $269.1K | 0.15% | 2025-12-31 |
| 48 | Calamos Advisors LLC | 42,776 | $255.8K | 0.14% | 2025-12-31 |
| 49 | INTEGRATED CAPITAL MANAGEMENT, INC. | 39,358 | $235.4K | 0.13% | 2025-12-31 |
| 50 | XTX Topco Ltd | 37,854 | $226.4K | 0.13% | 2025-12-31 |
| 51 | MidWestOne Financial Group, Inc. | 36,578 | $218.7K | 0.12% | 2025-12-31 |
| 52 | MERCER GLOBAL ADVISORS INC /ADV | 35,831 | $214.3K | 0.12% | 2025-12-31 |
| 53 | Kestra Advisory Services, LLC | 34,177 | $204.4K | 0.11% | 2025-12-31 |
| 54 | HB Wealth Management, LLC | 32,550 | $194.6K | 0.11% | 2025-12-31 |
| 55 | CSS LLC/IL | 32,516 | $194.4K | 0.11% | 2025-12-31 |
| 56 | EVOLVE PRIVATE WEALTH, LLC | 31,437 | $188.0K | 0.11% | 2025-12-31 |
| 57 | Mariner, LLC | 30,573 | $182.8K | 0.10% | 2025-12-31 |
| 58 | MELFA WEALTH MANAGEMENT, INC. | 29,135 | $174.2K | 0.10% | 2025-12-31 |
| 59 | MILLENNIUM MANAGEMENT LLC | 28,850 | $172.5K | 0.10% | 2025-12-31 |
| 60 | B. Riley Wealth Advisors, Inc. | 24,430 | $155.1K | 0.08% | 2025-09-30 |
| 61 | ICON ADVISERS INC/CO | 29,564 | $153.7K | 0.10% | 2025-03-31 |
| 62 | Kingsview Wealth Management, LLC | 29,091 | $151.3K | 0.10% | 2025-06-30 |
| 63 | Private Advisor Group, LLC | 28,875 | $150.1K | 0.10% | 2025-06-30 |
| 64 | Keystone Wealth Services, LLC | 20,925 | $125.1K | 0.07% | 2025-12-31 |
| 65 | Sequoia Financial Advisors, LLC | 23,981 | $124.5K | 0.08% | 2025-06-30 |
| 66 | GOLDMAN SACHS GROUP INC | 19,357 | $122.9K | 0.06% | 2025-09-30 |
| 67 | CITADEL ADVISORS LLC | 20,046 | $119.9K | 0.07% | 2025-12-31 |
| 68 | Abel Hall, LLC | 20,000 | $119.6K | 0.07% | 2025-12-31 |
| 69 | MML INVESTORS SERVICES, LLC | 19,703 | $117.8K | 0.06% | 2025-12-31 |
| 70 | One Charles Private Wealth Services, LLC | 17,248 | $103.1K | 0.06% | 2025-12-31 |
| 71 | Yakira Capital Management, Inc. | 15,655 | $93.6K | 0.05% | 2025-12-31 |
| 72 | LifeWealth Investments, LLC | 14,625 | $92.9K | 0.05% | 2025-12-31 |
| 73 | UBS Group AG | 15,283 | $91.4K | 0.05% | 2025-12-31 |
| 74 | CHANNEL WEALTH LLC | 14,216 | $85.0K | 0.04% | 2025-12-31 |
| 75 | Inscription Capital, LLC | 11,914 | $83.8K | 0.04% | 2025-03-31 |
| 76 | COMMONWEALTH EQUITY SERVICES, LLC | 13,550 | $81.0K | 0.04% | 2025-12-31 |
| 77 | Capital Investment Advisory Services, LLC | 13,359 | $79.9K | 0.04% | 2025-12-31 |
| 78 | Sage Capital Management, LLC | 15,129 | $78.7K | 0.05% | 2025-06-30 |
| 79 | U.S. Capital Wealth Advisors, LLC | 12,827 | $76.7K | 0.04% | 2025-12-31 |
| 80 | STEPHENS INC /AR/ | 12,743 | $76.2K | 0.04% | 2025-12-31 |
| 81 | Koshinski Asset Management, Inc. | 11,625 | $69.5K | 0.04% | 2025-12-31 |
| 82 | Catalyst Funds Management Pty Ltd | 10,800 | $68.6K | 0.03% | 2025-09-30 |
| 83 | Bulldog Investors, LLP | 10,715 | $64.1K | 0.03% | 2025-12-31 |
| 84 | Post Resch Tallon Group Inc. | 12,121 | $61.9K | 0.04% | 2025-03-31 |
| 85 | K2 PRINCIPAL FUND, L.P. | 10,033 | $60.0K | 0.03% | 2025-12-31 |
| 86 | NOMURA HOLDINGS INC | 10,000 | $59.8K | 0.03% | 2025-12-31 |
| 87 | STIFEL FINANCIAL CORP | 11,497 | $59.8K | 0.04% | 2025-06-30 |
| 88 | TRUIST FINANCIAL CORP | 10,488 | $54.5K | 0.03% | 2025-06-30 |
| 89 | Advisory Services Network, LLC | 8,171 | $51.9K | 0.02% | 2025-09-30 |
| 90 | DEUTSCHE BANK AG\ | 6,479 | $45.5K | 0.02% | 2025-06-30 |
| 91 | COMERICA BANK | 6,156 | $36.8K | 0.02% | 2025-12-31 |
| 92 | SUMMIT SECURITIES GROUP LLC | 5,658 | $33.8K | 0.01% | 2025-12-31 |
| 93 | Legacy Wealth Managment, LLC/ID | 5,237 | $31.3K | 0.01% | 2025-12-31 |
| 94 | IFP Advisors, Inc | 5,222 | $31.2K | 0.01% | 2025-12-31 |
| 95 | Legacy Investment Solutions, LLC | 5,270 | $27.4K | 0.01% | 2025-06-30 |
| 96 | Rockefeller Capital Management L.P. | 4,159 | $24.9K | 0.01% | 2025-12-31 |
| 97 | Basepoint Wealth LLC | 3,671 | $22.0K | 0.01% | 2025-12-31 |
| 98 | Pinnacle Wealth Planning Services, Inc. | 2,520 | $15.1K | 0.00% | 2025-12-31 |
| 99 | CREATIVE FINANCIAL DESIGNS INC /ADV | 2,363 | $15.0K | 0.00% | 2025-09-30 |
| 100 | Kilter Group LLC | 2,152 | $13.7K | 0.00% | 2025-12-31 |
| 101 | Byrne Asset Management LLC | 1,800 | $10.8K | 0.00% | 2025-12-31 |
| 102 | US BANCORP \DE\ | 1,775 | $10.6K | 0.00% | 2025-12-31 |
| 103 | ASSETMARK, INC | 1,500 | $9.0K | 0.00% | 2025-12-31 |
| 104 | Steward Partners Investment Advisory, LLC | 1,261 | $7.5K | 0.00% | 2025-12-31 |
| 105 | BANK OF AMERICA CORP /DE/ | 1,059 | $6.7K | 0.00% | 2025-12-31 |
| 106 | FLAGSHIP HARBOR ADVISORS, LLC | 977 | $5.8K | 0.00% | 2025-12-31 |
| 107 | Cambridge Investment Research Advisors, Inc. | 950,061 | $5.7K | 3.33% | 2025-12-31 |
| 108 | Triumph Capital Management | 900 | $5.4K | 0.00% | 2025-12-31 |
| 109 | Arax Advisory Partners | 1,000 | $5.2K | 0.00% | 2025-06-30 |
| 110 | AMERIFLEX GROUP, INC. | 853 | $4.4K | 0.00% | 2025-03-31 |
| 111 | Spire Wealth Management | 500 | $3.0K | 0.00% | 2025-12-31 |
| 112 | HIGHLINE WEALTH PARTNERS LLC | 500 | $3.0K | 0.00% | 2025-12-31 |
| 113 | Asset Dedication, LLC | 571 | $3.0K | 0.00% | 2025-03-31 |
| 114 | Russell Investments Group, Ltd. | 400 | $2.5K | 0.00% | 2025-09-30 |
| 115 | Sandy Spring Bank | 488 | $2.5K | 0.00% | 2025-03-31 |
| 116 | CIBC Private Wealth Group LLC | 419 | $2.5K | 0.00% | 2025-12-31 |
| 117 | Tower Research Capital LLC (TRC) | 409 | $2.4K | 0.00% | 2025-12-31 |
| 118 | Sound Income Strategies, LLC | 382 | $2.4K | 0.00% | 2025-12-31 |
| 119 | WPG Advisers, LLC | 460 | $2.4K | 0.00% | 2025-03-31 |
| 120 | CALDWELL SUTTER CAPITAL, INC. | 285 | $1.7K | 0.00% | 2025-12-31 |
| 121 | GABLES CAPITAL MANAGEMENT INC. | 269 | $1.6K | 0.00% | 2025-12-31 |
| 122 | PARK AVENUE SECURITIES LLC | 184,621 | $1.1K | 0.64% | 2025-12-31 |
| 123 | Keating Financial Advisory Services, Inc. | 164 | $981 | 0.00% | 2025-12-31 |
| 124 | Inlight Wealth Management, LLC | 159 | $951 | 0.00% | 2025-12-31 |
| 125 | PRINCIPAL SECURITIES, INC. | 168 | $874 | 0.00% | 2025-06-30 |
| 126 | Mountain Hill Investment Partners Corp. | 123 | $734 | 0.00% | 2025-12-31 |
| 127 | Cedar Mountain Advisors, LLC | 82 | $490 | 0.00% | 2025-12-31 |
| 128 | Sunrise Financial Services, LLC | 70 | $419 | 0.00% | 2025-12-31 |
| 129 | MAI Capital Management | 59 | $353 | 0.00% | 2025-12-31 |
| 130 | HRT FINANCIAL LP | 38,356 | $243 | 0.13% | 2025-09-30 |
| 131 | COLDSTREAM CAPITAL MANAGEMENT INC | 42 | $219 | 0.00% | 2025-03-31 |
| 132 | Janney Montgomery Scott LLC | 24,459 | $146 | 0.08% | 2025-12-31 |
| 133 | FMR LLC | 23 | $138 | 0.00% | 2025-12-31 |
| 134 | Wealthspire Advisors, LLC | 7 | $44 | 0.00% | 2025-09-30 |
| 135 | Strategic Wealth Partners, Ltd. | 6 | $38 | 0.00% | 2025-09-30 |
| 136 | CWM, LLC | 3,747 | $24 | 0.01% | 2025-09-30 |
| 137 | WELLS FARGO & COMPANY/MN | 2 | $10 | 0.00% | 2025-12-31 |
| 138 | AdvisorNet Financial, Inc | 1 | $9 | 0.00% | 2025-12-31 |
| 139 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |