CUSIP 00162Q460
ALPS ETF TR
99 institutions · $200.5M total · 6,842,929 shares
| # | Manager | Shares | Value | % of Total | Period |
|---|---|---|---|---|---|
| 1 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 2,128,585 | $107.2M | 31.10% | 2025-12-31 |
| 2 | CIBC Private Wealth Group, LLC | 1,262,174 | $40.9M | 18.44% | 2025-12-31 |
| 3 | CIBC Bancorp USA Inc. | 830,927 | $26.5M | 12.14% | 2025-09-30 |
| 4 | CITIGROUP INC | 269,035 | $6.2M | 3.93% | 2025-03-31 |
| 5 | Wealthfront Advisers LLC | 94,918 | $3.1M | 1.38% | 2025-12-31 |
| 6 | GTS SECURITIES LLC | 58,740 | $1.9M | 0.85% | 2025-12-31 |
| 7 | GOLDMAN SACHS GROUP INC | 50,089 | $1.6M | 0.73% | 2025-09-30 |
| 8 | D. E. Shaw & Co., Inc. | 39,832 | $1.3M | 0.58% | 2025-12-31 |
| 9 | Focus Partners Wealth | 32,040 | $1.0M | 0.46% | 2025-12-31 |
| 10 | JANE STREET GROUP, LLC | 31,077 | $1.0M | 0.45% | 2025-12-31 |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 30,134 | $976.9K | 0.44% | 2025-12-31 |
| 12 | TRUIST FINANCIAL CORP | 26,309 | $773.8K | 0.38% | 2024-09-30 |
| 13 | MORGAN STANLEY | 21,734 | $704.6K | 0.31% | 2025-12-31 |
| 14 | BANK OF AMERICA CORP /DE/ | 21,821 | $697.0K | 0.31% | 2025-12-31 |
| 15 | Navis Wealth Advisors, LLC | 22,261 | $654.7K | 0.32% | 2024-09-30 |
| 16 | LPL Financial LLC | 19,416 | $629.5K | 0.28% | 2025-12-31 |
| 17 | Creative Planning | 15,988 | $474.5K | 0.23% | 2024-03-31 |
| 18 | WELLS FARGO & COMPANY/MN | 13,762 | $446.2K | 0.20% | 2025-12-31 |
| 19 | WAYSTONE ADVISORS LLC | 12,592 | $408.2K | 0.18% | 2025-12-31 |
| 20 | UBS Group AG | 11,454 | $371.3K | 0.16% | 2025-12-31 |
| 21 | TRILLIUM ASSET MANAGEMENT, LLC | 10,000 | $324.0K | 0.14% | 2025-12-31 |
| 22 | MILLENNIUM MANAGEMENT LLC | 9,082 | $294.4K | 0.13% | 2025-12-31 |
| 23 | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | 9,792 | $290.6K | 0.14% | 2024-03-31 |
| 24 | TigerOak Management, L.L.C. | 8,622 | $279.5K | 0.12% | 2025-12-31 |
| 25 | BROWN ADVISORY INC | 9,237 | $274.2K | 0.13% | 2024-03-31 |
| 26 | Eqis Capital Management, Inc. | 8,761 | $257.7K | 0.12% | 2024-09-30 |
| 27 | Callan Capital, LLC | 9,141 | $257.4K | 0.13% | 2024-09-30 |
| 28 | CITADEL ADVISORS LLC | 8,051 | $257.1K | 0.11% | 2025-09-30 |
| 29 | Tempus Wealth Planning, LLC | 8,920 | $232.3K | 0.13% | 2024-12-31 |
| 30 | ENVESTNET ASSET MANAGEMENT INC | 7,742 | $227.7K | 0.11% | 2024-09-30 |
| 31 | US BANCORP \DE\ | 4,760 | $154.3K | 0.06% | 2025-12-31 |
| 32 | O'SHAUGHNESSY ASSET MANAGEMENT, LLC | 3,695 | $119.8K | 0.05% | 2025-12-31 |
| 33 | ADVISOR GROUP HOLDINGS, INC. | 1,918 | $62.3K | 0.02% | 2025-12-31 |
| 34 | Kestra Advisory Services, LLC | 1,880 | $61.0K | 0.02% | 2025-12-31 |
| 35 | RAYMOND JAMES FINANCIAL INC | 2,215 | $57.1K | 0.03% | 2025-06-30 |
| 36 | HUNTINGTON NATIONAL BANK | 1,665 | $49.0K | 0.02% | 2024-09-30 |
| 37 | Blume Capital Management, Inc. | 1,500 | $47.9K | 0.02% | 2025-09-30 |
| 38 | Advisors Preferred, LLC | 1,144 | $38.7K | 0.01% | 2025-12-31 |
| 39 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 1,629,127 | $34.9K | 23.80% | 2024-09-30 |
| 40 | LEE DANNER & BASS INC | 1,200 | $31.2K | 0.01% | 2024-12-31 |
| 41 | Royal Bank of Canada | 908 | $29.0K | 0.01% | 2025-12-31 |
| 42 | Farther Finance Advisors, LLC | 736 | $23.9K | 0.01% | 2025-12-31 |
| 43 | Allworth Financial LP | 578 | $18.7K | 0.00% | 2025-12-31 |
| 44 | NCP Inc. | 466 | $15.1K | 0.00% | 2025-12-31 |
| 45 | COLDSTREAM CAPITAL MANAGEMENT INC | 655 | $15.0K | 0.00% | 2025-03-31 |
| 46 | Ashton Thomas Private Wealth, LLC | 521 | $14.7K | 0.00% | 2024-06-30 |
| 47 | FLAGSHIP HARBOR ADVISORS, LLC | 350 | $11.4K | 0.00% | 2025-12-31 |
| 48 | Steward Partners Investment Advisory, LLC | 302 | $9.8K | 0.00% | 2025-12-31 |
| 49 | Rockefeller Capital Management L.P. | 267 | $8.7K | 0.00% | 2025-12-31 |
| 50 | BANK OF MONTREAL /CAN/ | 180 | $8.7K | 0.00% | 2024-06-30 |
| 51 | Geneos Wealth Management Inc. | 245 | $7.9K | 0.00% | 2025-12-31 |
| 52 | ROTHSCHILD INVESTMENT LLC | 300 | $7.7K | 0.00% | 2025-06-30 |
| 53 | NewEdge Advisors, LLC | 200 | $6.5K | 0.00% | 2025-12-31 |
| 54 | FMR LLC | 193 | $6.2K | 0.00% | 2025-09-30 |
| 55 | Van Hulzen Asset Management, LLC | 225 | $5.9K | 0.00% | 2024-12-31 |
| 56 | Cooksen Wealth, LLC | 223 | $5.8K | 0.00% | 2025-06-30 |
| 57 | VisionPoint Advisory Group, LLC | 190 | $5.3K | 0.00% | 2024-06-30 |
| 58 | FIFTH THIRD BANCORP | 165 | $4.6K | 0.00% | 2024-06-30 |
| 59 | PFG Private Wealth Management, LLC | 200 | $4.6K | 0.00% | 2025-03-31 |
| 60 | S&T Bank/PA | 150 | $3.9K | 0.00% | 2025-06-30 |
| 61 | SageView Advisory Group, LLC | 110 | $3.6K | 0.00% | 2025-12-31 |
| 62 | COMERICA BANK | 131 | $3.4K | 0.00% | 2025-06-30 |
| 63 | Godfrey Financial Associates, Inc. | 100 | $3.2K | 0.00% | 2025-12-31 |
| 64 | HARBOUR INVESTMENTS, INC. | 100 | $3.2K | 0.00% | 2025-12-31 |
| 65 | Advisory Services Network, LLC | 100 | $3.2K | 0.00% | 2025-09-30 |
| 66 | Qube Research & Technologies Ltd | 66 | $2.1K | 0.00% | 2025-12-31 |
| 67 | THOMPSON INVESTMENT MANAGEMENT, INC. | 59 | $1.9K | 0.00% | 2025-12-31 |
| 68 | CoreCap Advisors, LLC | 62 | $1.8K | 0.00% | 2024-06-30 |
| 69 | MAI Capital Management | 50 | $1.6K | 0.00% | 2025-12-31 |
| 70 | PNC Financial Services Group, Inc. | 50 | $1.6K | 0.00% | 2025-12-31 |
| 71 | Money Design Co.,Ltd. | 50,373 | $1.3K | 0.73% | 2025-06-30 |
| 72 | Global Retirement Partners, LLC | 40 | $1.3K | 0.00% | 2025-12-31 |
| 73 | WOLFF WIESE MAGANA LLC | 37 | $1.2K | 0.00% | 2025-12-31 |
| 74 | PRINCIPAL SECURITIES, INC. | 29 | $853 | 0.00% | 2024-09-30 |
| 75 | Financial Management Professionals, Inc. | 25 | $811 | 0.00% | 2025-12-31 |
| 76 | Painted Porch Advisors LLC | 33 | $749 | 0.00% | 2025-06-30 |
| 77 | Aptus Capital Advisors, LLC | 20 | $648 | 0.00% | 2025-12-31 |
| 78 | Family Firm, Inc. | 17 | $479 | 0.00% | 2024-06-30 |
| 79 | FLOW TRADERS U.S. LLC | 12,285 | $398 | 0.17% | 2025-12-31 |
| 80 | Virtu Financial LLC | 11,845 | $384 | 0.17% | 2025-12-31 |
| 81 | PRIVATE CAPITAL MANAGEMENT LLC | 10 | $302 | 0.00% | 2025-03-31 |
| 82 | Aviso Financial Inc. | 10 | $280 | 0.00% | 2024-06-30 |
| 83 | AdvisorNet Financial, Inc | 12 | $275 | 0.00% | 2025-03-31 |
| 84 | MML INVESTORS SERVICES, LLC | 7,963 | $234 | 0.11% | 2024-09-30 |
| 85 | AE Wealth Management LLC | 10 | $229 | 0.00% | 2025-03-31 |
| 86 | EPG Wealth Management LLC | 7 | $228 | 0.00% | 2025-12-31 |
| 87 | COMMONWEALTH EQUITY SERVICES, LLC | 7,384 | $208 | 0.10% | 2024-06-30 |
| 88 | LaSalle St. Investment Advisors, LLC | 6,341 | $205 | 0.09% | 2025-12-31 |
| 89 | Key Financial Inc | 5 | $130 | 0.00% | 2024-12-31 |
| 90 | Kepos Capital LP | 4,186 | $123 | 0.06% | 2024-09-30 |
| 91 | NATIONAL BANK OF CANADA /FI/ | 3 | $97 | 0.00% | 2025-12-31 |
| 92 | Legend Financial Advisors, Inc. | 3 | $78 | 0.00% | 2024-12-31 |
| 93 | JPMORGAN CHASE & CO | 2 | $66 | 0.00% | 2025-12-31 |
| 94 | Smithfield Trust Co | 1,412 | $46 | 0.02% | 2025-12-31 |
| 95 | HANTZ FINANCIAL SERVICES, INC. | 450 | $36 | 0.00% | 2024-06-30 |
| 96 | SIMPLEX TRADING, LLC | 1,000 | $22 | 0.01% | 2025-03-31 |
| 97 | TSFG, LLC | 183 | $6 | 0.00% | 2025-12-31 |
| 98 | CWM, LLC | 22 | $1 | 0.00% | 2025-09-30 |
| 99 | CONCOURSE FINANCIAL GROUP SECURITIES, INC. | 0 | $0 | 0.00% | 2025-06-30 |