New Positions
7 managers initiated
Top five by reported value
Virtus Global Multi-Sector Income Fund NYQ:VGI
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
7 new10 added19 reduced2 exited
Total Institutional Holders
36
as of 2025-12-31
Top Holder
LPL Financial LLC
$2.5M
Largest QoQ Increase
SIT INVESTMENT ASSOCIATES INC
+151,690 sh
Largest QoQ Decrease
STIFEL FINANCIAL CORP
-37,986 sh
New Positions(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Total Wealth Planning & Management, Inc. | 38,802 | +38,802 | $304.2K | +$304.2K | — |
| Closed-End Fund Advisors, Inc. | 13,216 | +13,216 | $103.6K | +$103.6K | — |
| Van Diest Capital, LLC | 12,330 | +12,330 | $96.7K | +$96.7K | — |
| Kovack Advisors, Inc. | 12,024 | +12,024 | $94.3K | +$94.3K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,641 | +11,641 | $91.3K | +$91.3K | — |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | 6,780 | +6,780 | $53.2K | +$53.2K | — |
| Allworth Financial LP | 1,000 | +1,000 | $7.8K | +$7.8K | — |
Added To(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Fiera Capital Corp | 156,236 | +46,048 | $1.2M | +$349.6K | 41.8% |
| ADVISOR GROUP HOLDINGS, INC. | 77,351 | +23,548 | $606.4K | +$179.8K | 43.8% |
| LPL Financial LLC | 313,639 | +26,056 | $2.5M | +$174.5K | 9.1% |
| WELLS FARGO & COMPANY/MN | 36,767 | +11,740 | $288.3K | +$89.5K | 46.9% |
| Cetera Investment Advisers | 31,155 | +2,725 | $244.3K | +$18.4K | 9.6% |
| Founders Financial Alliance, LLC | 18,526 | +2,404 | $145.2K | +$17.2K | 14.9% |
| Integrity Advisory Solutions, LLC | 13,386 | +1,959 | $104.9K | +$14.2K | 17.1% |
| Kestra Advisory Services, LLC | 32,523 | +80 | $255.0K | -$2.7K | 0.2% |
| CoreCap Advisors, LLC | 146,133 | +1,775 | $1.1M | -$1.0K | 1.2% |
| SIT INVESTMENT ASSOCIATES INC | 2,057,760 | +151,690 | $16.1K | +$992 | 8.0% |
Reduced(19)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP | 118,847 | -37,986 | $931.8K | -$314.1K | -24.2% |
| 1607 Capital Partners, LLC | 135,244 | -34,000 | $1.1M | -$284.1K | -20.1% |
| Shaker Financial Services, LLC | 293,404 | -17,448 | $2.3M | -$169.0K | -5.6% |
| NewEdge Advisors, LLC | 130,206 | -10,165 | $1.0M | -$94.2K | -7.2% |
| Royal Bank of Canada | 15,345 | -9,581 | $120.0K | -$74.0K | -38.4% |
| MORGAN STANLEY | 268,980 | -5,526 | $2.1M | -$71.7K | -2.0% |
| Worth Asset Management, LLC | 15,049 | -4,815 | $118.0K | -$39.8K | -24.2% |
| BANK OF AMERICA CORP /DE/ | 7,780 | -2,660 | $61.0K | -$21.9K | -25.5% |
| RAYMOND JAMES FINANCIAL INC | 155,670 | -393 | $1.2M | -$19.2K | -0.3% |
| SeaCrest Wealth Management, LLC | 47,575 | -1,129 | $375.4K | -$13.8K | -2.3% |
| STEPHENS INC /AR/ | 67,489 | -540 | $529.1K | -$11.3K | -0.8% |
| COMERICA BANK | 4,639 | -1,179 | $36.4K | -$9.8K | -20.3% |
| UBS Group AG | 18,978 | -327 | $148.8K | -$4.6K | -1.7% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 16,635 | 0 | $130.4K | -$1.7K | 0.0% |
| HighTower Advisors, LLC | 13,385 | 0 | $104.9K | -$1.4K | 0.0% |
| SRS Capital Advisors, Inc. | 1,115 | 0 | $8.7K | -$115 | 0.0% |
| Global Retirement Partners, LLC | 800 | 0 | $6.3K | -$83 | 0.0% |
| HIGHLINE WEALTH PARTNERS LLC | 500 | 0 | $3.9K | -$52 | 0.0% |
| Cambridge Investment Research Advisors, Inc. | 59,325 | -2,160 | $465 | -$23 | -3.5% |
Sold Out(2)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Mach-1 Financial Group, LLC | 0 | -11,427 | $0 | -$90.8K | — |
| ENVESTNET ASSET MANAGEMENT INC | 0 | -10,548 | $0 | -$83.8K | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| LPL Financial LLC | 313,639 | $2.5M | +26,056 | 9.1% |
| Shaker Financial Services, LLC | 293,404 | $2.3M | -17,448 | -5.6% |
| MORGAN STANLEY | 268,980 | $2.1M | -5,526 | -2.0% |
| Fiera Capital Corp | 156,236 | $1.2M | +46,048 | 41.8% |
| RAYMOND JAMES FINANCIAL INC | 155,670 | $1.2M | -393 | -0.3% |
| CoreCap Advisors, LLC | 146,133 | $1.1M | +1,775 | 1.2% |
| 1607 Capital Partners, LLC | 135,244 | $1.1M | -34,000 | -20.1% |
| NewEdge Advisors, LLC | 130,206 | $1.0M | -10,165 | -7.2% |
| STIFEL FINANCIAL CORP | 118,847 | $931.8K | -37,986 | -24.2% |
| ADVISOR GROUP HOLDINGS, INC. | 77,351 | $606.4K | +23,548 | 43.8% |
| STEPHENS INC /AR/ | 67,489 | $529.1K | -540 | -0.8% |
| SeaCrest Wealth Management, LLC | 47,575 | $375.4K | -1,129 | -2.3% |
| Total Wealth Planning & Management, Inc. | 38,802 | $304.2K | +38,802 | — |
| WELLS FARGO & COMPANY/MN | 36,767 | $288.3K | +11,740 | 46.9% |
| Kestra Advisory Services, LLC | 32,523 | $255.0K | +80 | 0.2% |
| Cetera Investment Advisers | 31,155 | $244.3K | +2,725 | 9.6% |
| UBS Group AG | 18,978 | $148.8K | -327 | -1.7% |
| Founders Financial Alliance, LLC | 18,526 | $145.2K | +2,404 | 14.9% |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 16,635 | $130.4K | 0 | 0.0% |
| Royal Bank of Canada | 15,345 | $120.0K | -9,581 | -38.4% |
New & Closed Positions this quarter
Closed Positions
2 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for VGI against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.