New Positions
19 managers initiated
Top five by reported value
UBS ETRACS Crude Oil Shares Covered Call ETN NGM:USOI
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
19 new8 added7 reduced3 exited
Total Institutional Holders
34
as of 2025-12-31
Top Holder
Brookwood Investment Group LLC
$1.6M
Largest QoQ Increase
Claris Financial LLC
+11,718 sh
Largest QoQ Decrease
BCS Wealth Management
-6,377 sh
New Positions(19)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| Claris Financial LLC | 11,718 | +11,718 | $1.2M | +$1.2M | — |
| OLD MISSION CAPITAL LLC | 9,110 | +9,110 | $909.8K | +$909.8K | — |
| Split Rock Private Trading & Wealth Management, LLC | 8,652 | +8,652 | $864.1K | +$864.1K | — |
| JANE STREET GROUP, LLC | 7,377 | +7,377 | $736.7K | +$736.7K | — |
| Marmo Financial Group, LLC | 6,711 | +6,711 | $670.2K | +$670.2K | — |
| Private Advisor Group, LLC | 3,500 | +3,500 | $349.5K | +$349.5K | — |
| Kovack Advisors, Inc. | 2,812 | +2,812 | $280.8K | +$280.8K | — |
| TWO SIGMA SECURITIES, LLC | 2,469 | +2,469 | $246.6K | +$246.6K | — |
| AXXCESS WEALTH MANAGEMENT, LLC | 2,297 | +2,297 | $229.4K | +$229.4K | — |
| Colonial River Wealth Management, LLC | 2,297 | +2,297 | $229.4K | +$229.4K | — |
| PNC Financial Services Group, Inc. | 2,041 | +2,041 | $203.8K | +$203.8K | — |
| UBS Group AG | 163 | +163 | $16.3K | +$16.3K | — |
| HighTower Advisors, LLC | 11,394 | +11,394 | $11.4K | +$11.4K | — |
| Grove Bank & Trust | 100 | +100 | $10.0K | +$10.0K | — |
| SIGNATUREFD, LLC | 20 | +20 | $2.0K | +$2.0K | — |
| Mount Yale Investment Advisors, LLC | 23 | +23 | $1.8K | +$1.8K | — |
| HRT FINANCIAL LP | 3,230 | +3,230 | $322 | +$322 | — |
| JPMORGAN CHASE & CO | 1 | +1 | $100 | +$100 | — |
| CWM, LLC | 3 | +3 | $0 | $0 | — |
Added To(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| EASTERN BANK | 11,765 | +8,655 | $1.2M | +$888.0K | 278.3% |
| Brookwood Investment Group LLC | 16,067 | +6,831 | $1.6M | +$752.3K | 74.0% |
| ADVISOR GROUP HOLDINGS, INC. | 12,099 | +1,778 | $1.2M | +$312.4K | 17.2% |
| Kestra Advisory Services, LLC | 5,328 | +1,302 | $532.1K | +$160.5K | 32.3% |
| OneAscent Family Office, LLC | 7,672 | +705 | $766.2K | +$123.3K | 10.1% |
| DOVER ADVISORS, LLC | 3,109 | +340 | $310.5K | +$55.0K | 12.3% |
| Parkside Financial Bank & Trust | 1,400 | +400 | $139.8K | +$47.5K | 40.0% |
| Cetera Investment Advisers | 2,818 | +45 | $281.4K | +$25.5K | 1.6% |
Reduced(7)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CITADEL ADVISORS LLC | 2,559 | -5,012 | $255.6K | -$443.1K | -66.2% |
| Belpointe Asset Management LLC | 15,646 | -2,319 | $1.6M | -$95.2K | -12.9% |
| LPL Financial LLC | 4,213 | -1,268 | $420.8K | -$85.0K | -23.1% |
| ENVESTNET ASSET MANAGEMENT INC | 6,452 | -22 | $644.4K | +$46.9K | -0.3% |
| MORGAN STANLEY | 25 | -55 | $2.5K | -$4.9K | -68.8% |
| City State Bank | 120 | 0 | $12.0K | +$910 | 0.0% |
| VISION FINANCIAL MARKETS LLC | 10 | 0 | $999 | +$76 | 0.0% |
Sold Out(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| BCS Wealth Management | 0 | -6,377 | $0 | -$588.5K | — |
| Ameritas Advisory Services, LLC | 0 | -43 | $0 | -$4.0K | — |
| WELLS FARGO & COMPANY/MN | 0 | -1 | $30 | -$36 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| Brookwood Investment Group LLC | 16,067 | $1.6M | +6,831 | 74.0% |
| Belpointe Asset Management LLC | 15,646 | $1.6M | -2,319 | -12.9% |
| ADVISOR GROUP HOLDINGS, INC. | 12,099 | $1.2M | +1,778 | 17.2% |
| EASTERN BANK | 11,765 | $1.2M | +8,655 | 278.3% |
| Claris Financial LLC | 11,718 | $1.2M | +11,718 | — |
| OLD MISSION CAPITAL LLC | 9,110 | $909.8K | +9,110 | — |
| Split Rock Private Trading & Wealth Management, LLC | 8,652 | $864.1K | +8,652 | — |
| OneAscent Family Office, LLC | 7,672 | $766.2K | +705 | 10.1% |
| JANE STREET GROUP, LLC | 7,377 | $736.7K | +7,377 | — |
| Marmo Financial Group, LLC | 6,711 | $670.2K | +6,711 | — |
| ENVESTNET ASSET MANAGEMENT INC | 6,452 | $644.4K | -22 | -0.3% |
| Kestra Advisory Services, LLC | 5,328 | $532.1K | +1,302 | 32.3% |
| LPL Financial LLC | 4,213 | $420.8K | -1,268 | -23.1% |
| Private Advisor Group, LLC | 3,500 | $349.5K | +3,500 | — |
| DOVER ADVISORS, LLC | 3,109 | $310.5K | +340 | 12.3% |
| Cetera Investment Advisers | 2,818 | $281.4K | +45 | 1.6% |
| Kovack Advisors, Inc. | 2,812 | $280.8K | +2,812 | — |
| CITADEL ADVISORS LLC | 2,559 | $255.6K | -5,012 | -66.2% |
| TWO SIGMA SECURITIES, LLC | 2,469 | $246.6K | +2,469 | — |
| Colonial River Wealth Management, LLC | 2,297 | $229.4K | +2,297 | — |
New & Closed Positions this quarter
Closed Positions
3 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for USOI against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.