New Positions
10 managers initiated
Top five by reported value
- ICON ADVISERS INC/CO$3.4M
- EVOLVE PRIVATE WEALTH, LLC$1.4M
- Noble Wealth Management PBC$963.6K
- NIXON PEABODY TRUST CO$261.4K
- Almitas Capital LLC$228.8K
Swiss Helvetia Fund Inc NEW YORK STOCK EXCHANGE, INC.:SWZ
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
10 new14 added19 reduced8 exited
Total Institutional Holders
43
as of 2025-12-31
Top Holder
Allspring Global Investments Holdings, LLC
$13.2M
Largest QoQ Increase
CSS LLC/IL
+1,114,324 sh
Largest QoQ Decrease
GARDNER RUSSO & QUINN LLC
-287,953 sh
New Positions(10)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| ICON ADVISERS INC/CO | 545,899 | +545,899 | $3.4M | +$3.4M | — |
| EVOLVE PRIVATE WEALTH, LLC | 217,896 | +217,896 | $1.4M | +$1.4M | — |
| Noble Wealth Management PBC | 156,136 | +156,136 | $963.6K | +$963.6K | — |
| NIXON PEABODY TRUST CO | 42,024 | +42,024 | $261.4K | +$261.4K | — |
| Almitas Capital LLC | 36,781 | +36,781 | $228.8K | +$228.8K | — |
| Logan Stone Capital, LLC | 27,811 | +27,811 | $173.0K | +$173.0K | — |
| TrueMark Investments, LLC | 15,276 | +15,276 | $95.0K | +$95.0K | — |
| Capital Investment Counsel, Inc | 14,961 | +14,961 | $93.1K | +$93.1K | — |
| Marex Group plc | 10,000 | +10,000 | $62.2K | +$62.2K | — |
| SageView Advisory Group, LLC | 4,700 | +4,700 | $29.2K | +$29.2K | — |
Added To(14)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CSS LLC/IL | 1,659,007 | +1,114,324 | $10.3M | +$7.0M | 204.6% |
| North Ground Capital | 661,145 | +467,622 | $4.1M | +$2.9M | 241.6% |
| Alpine Global Management, LLC | 413,169 | +325,669 | $2.6M | +$2.0M | 372.2% |
| Saba Capital Management, L.P. | 605,224 | +302,612 | $3.8M | +$1.9M | 100.0% |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 437,018 | +58,381 | $2.7M | +$416.1K | 15.4% |
| Bulldog Investors, LLP | 161,903 | +55,001 | $1.0M | +$357.1K | 51.4% |
| Matisse Capital | 610,000 | +3,000 | $3.8M | +$103.6K | 0.5% |
| GAMCO INVESTORS, INC. ET AL | 32,096 | +16,048 | $199.6K | +$102.1K | 100.0% |
| ADVISOR GROUP HOLDINGS, INC. | 12,437 | +7,531 | $77.3K | +$47.6K | 153.5% |
| UBS Group AG | 21,074 | +6,912 | $131.1K | +$45.0K | 48.8% |
| WELLS FARGO & COMPANY/MN | 10,565 | +730 | $65.7K | +$5.9K | 7.4% |
| RAYMOND JAMES FINANCIAL INC | 13,940 | +90 | $86.7K | +$2.5K | 0.6% |
| WINMILL & CO. INC | 3,370 | +100 | $21.1K | +$1.2K | 3.0% |
| SIT INVESTMENT ASSOCIATES INC | 101,837 | +101,537 | $633 | +$631 | 33845.7% |
Reduced(19)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| GARDNER RUSSO & QUINN LLC | 146,284 | -287,953 | $909.9K | -$1.7M | -66.3% |
| Karpus Management, Inc. | 130 | -206,623 | $809 | -$1.3M | -99.9% |
| Shaker Financial Services, LLC | 136,198 | -162,664 | $847.2K | -$969.9K | -54.4% |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 64,513 | -128,190 | $401.3K | -$770.4K | -66.5% |
| COMMONWEALTH EQUITY SERVICES, LLC | 82,461 | -40,333 | $512.9K | +$512.2K | -32.8% |
| Allspring Global Investments Holdings, LLC | 2,127,310 | 0 | $13.2M | +$297.8K | 0.0% |
| MORGAN STANLEY | 42,272 | -10,879 | $262.9K | -$60.2K | -20.5% |
| Yakira Capital Management, Inc. | 192,016 | 0 | $1.2M | +$26.9K | 0.0% |
| PNC Financial Services Group, Inc. | 24 | -3,694 | $149 | -$22.5K | -99.3% |
| Uncommon Cents Investing LLC | 123,955 | 0 | $771.0K | +$17.4K | 0.0% |
| BANK OF AMERICA CORP /DE/ | 2,790 | -2,592 | $17.4K | -$15.4K | -48.2% |
| Kestra Advisory Services, LLC | 18,819 | 0 | $117.1K | +$2.6K | 0.0% |
| PRIVATE MANAGEMENT GROUP INC | 10,545 | 0 | $302.8K | +$2.2K | 0.0% |
| MCCARTER PRIVATE WEALTH SERVICES LLC | 14,458 | -1 | $89.9K | +$2.0K | 0.0% |
| Royal Bank of Canada | 249 | -249 | $2.0K | -$2.0K | -50.0% |
| Integris Wealth Management, LLC | 12,001 | 0 | $74.7K | +$1.7K | 0.0% |
| JPMORGAN CHASE & CO | 2,581 | 0 | $16.1K | +$362 | 0.0% |
| Ancora Advisors, LLC | 1,068 | 0 | $6.6K | +$150 | 0.0% |
| North Star Investment Management Corp. | 951 | 0 | $5.9K | +$133 | 0.0% |
Sold Out(8)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| UHLMANN PRICE SECURITIES, LLC | 0 | -111,654 | $0 | -$678.9K | — |
| BOOTHBAY FUND MANAGEMENT, LLC | 0 | -87,500 | $0 | -$532.0K | — |
| Quarry LP | 0 | -75,080 | $0 | -$456.5K | — |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | -19,315 | $0 | -$117.4K | — |
| GUGGENHEIM CAPITAL LLC | 0 | -10,954 | $0 | -$66.6K | — |
| Federation des caisses Desjardins du Quebec | 0 | -1,829 | $0 | -$11.1K | — |
| DELTA CAPITAL MANAGEMENT LLC | 0 | -33,363 | $0 | -$203 | — |
| CWM, LLC | 0 | -835 | $0 | -$5 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
New & Closed Positions this quarter
Closed Positions
8 managers exited
Top five by prior-quarter value
- UHLMANN PRICE SECURITIES, LLC$678.9K
- BOOTHBAY FUND MANAGEMENT, LLC$532.0K
- Quarry LP$456.5K
- SUSQUEHANNA INTERNATIONAL GROUP, LLP$117.4K
- GUGGENHEIM CAPITAL LLC$66.6K
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for SWZ against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.