New Positions
3 managers initiated
Top five by reported value
Sonoma Pharmaceuticals Inc NASDAQ NMS - GLOBAL MARKET:SNOA
Institutional holders, quarter-over-quarter share deltas, and new and closed positions disclosed in Form 13F. Period 2025-12-31 · prior 2025-09-30.
3 new3 added11 reduced5 exited
Total Institutional Holders
17
as of 2025-12-31
Top Holder
DRW Securities, LLC
$222.0K
Largest QoQ Increase
DRW Securities, LLC
+43,907 sh
Largest QoQ Decrease
VANGUARD GROUP INC
-1,986 sh
New Positions(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| McKinley Carter Wealth Services, Inc. | 11,193 | +11,193 | $40.7K | +$40.7K | — |
| ADVISOR GROUP HOLDINGS, INC. | 500 | +500 | $1.8K | +$1.8K | — |
| Allworth Financial LP | 3 | +3 | $12 | +$12 | — |
Added To(3)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| DRW Securities, LLC | 60,977 | +43,907 | $222.0K | +$155.7K | 257.2% |
| Global Retirement Partners, LLC | 772 | +334 | $2.8K | +$1.1K | 76.3% |
| BANK OF AMERICA CORP /DE/ | 18 | +1 | $65 | -$1 | 5.9% |
Reduced(11)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| VANGUARD GROUP INC | 18,887 | -1,986 | $68.7K | -$12.2K | -9.5% |
| GEODE CAPITAL MANAGEMENT, LLC | 15,908 | -1,709 | $57.9K | -$10.4K | -9.7% |
| Tower Research Capital LLC (TRC) | 385 | -1,151 | $1.4K | -$4.6K | -74.9% |
| UBS Group AG | 6 | -102 | $22 | -$397 | -94.4% |
| JPMORGAN CHASE & CO | 121 | -2 | $440 | -$37 | -1.6% |
| BlackRock, Inc. | 113 | 0 | $411 | -$27 | 0.0% |
| US BANCORP \DE\ | 25 | 0 | $91 | -$6 | 0.0% |
| MORGAN STANLEY | 4 | 0 | $15 | -$1 | 0.0% |
| Quaker Wealth Management, LLC | 3 | 0 | $11 | -$1 | 0.0% |
| DANSKE BANK A/S | 1 | 0 | $4 | $0 | 0.0% |
| CWM, LLC | 1 | 0 | $0 | $0 | 0.0% |
Sold Out(5)
| Manager | Shares | Δ Shares | Value | Δ Value | % Δ |
|---|---|---|---|---|---|
| CITIGROUP INC | 0 | -656 | $0 | -$2.5K | — |
| Rockefeller Capital Management L.P. | 0 | -646 | $0 | -$2.5K | — |
| MAI Capital Management | 0 | -124 | $0 | -$482 | — |
| FMR LLC | 0 | -2 | $0 | -$7 | — |
| SBI Securities Co., Ltd. | 0 | -1 | $0 | -$4 | — |
Top Holders by reported value
Ranked by the dollar value reported on the latest Form 13F. Share counts reflect long positions as of 2025-12-31.
| Manager | Shares | $ Value | Δ Shares | QoQ % |
|---|---|---|---|---|
| DRW Securities, LLC | 60,977 | $222.0K | +43,907 | 257.2% |
| VANGUARD GROUP INC | 18,887 | $68.7K | -1,986 | -9.5% |
| GEODE CAPITAL MANAGEMENT, LLC | 15,908 | $57.9K | -1,709 | -9.7% |
| McKinley Carter Wealth Services, Inc. | 11,193 | $40.7K | +11,193 | — |
| Global Retirement Partners, LLC | 772 | $2.8K | +334 | 76.3% |
| ADVISOR GROUP HOLDINGS, INC. | 500 | $1.8K | +500 | — |
| Tower Research Capital LLC (TRC) | 385 | $1.4K | -1,151 | -74.9% |
| JPMORGAN CHASE & CO | 121 | $440 | -2 | -1.6% |
| BlackRock, Inc. | 113 | $411 | 0 | 0.0% |
| US BANCORP \DE\ | 25 | $91 | 0 | 0.0% |
| BANK OF AMERICA CORP /DE/ | 18 | $65 | +1 | 5.9% |
| UBS Group AG | 6 | $22 | -102 | -94.4% |
| MORGAN STANLEY | 4 | $15 | 0 | 0.0% |
| Allworth Financial LP | 3 | $12 | +3 | — |
| Quaker Wealth Management, LLC | 3 | $11 | 0 | 0.0% |
| DANSKE BANK A/S | 1 | $4 | 0 | 0.0% |
| CWM, LLC | 1 | $0 | 0 | 0.0% |
New & Closed Positions this quarter
Closed Positions
5 managers exited
Top five by prior-quarter value
Methodology
Form 13F is the SEC's quarterly disclosure for institutional investment managers exercising discretion over $100 million or more in qualifying U.S. equity securities. Managers must file within 45 days of each calendar quarter end, which is why holdings shown here reflect a snapshot at the period date — not real-time positioning.
Quarter-over-quarter deltas compare each manager's most recently reported share count for SNOA against its prior-quarter count. New positions are entries where the prior count was zero; closed positions are entries where the current count is zero. Amendments (13F-HR/A) replace prior filings for the same period.
Source: SEC EDGAR Form 13F (XML information tables). Dollar values are as reported by the manager and may use mid-quarter pricing conventions. CUSIP-to-ticker resolution is best-effort.